0000899243-16-024606.txt : 20160706 0000899243-16-024606.hdr.sgml : 20160706 20160706163113 ACCESSION NUMBER: 0000899243-16-024606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubicon Technology, Inc. CENTRAL INDEX KEY: 0001410172 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364419301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: (847) 295-7000 MAIL ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brog Timothy CENTRAL INDEX KEY: 0001374187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33834 FILM NUMBER: 161754087 MAIL ADDRESS: STREET 1: C/O RUBICON TECHNOLOGY, INC. STREET 2: 900 EAST GREEN STREET, UNIT A CITY: BENSENVILLE STATE: IL ZIP: 60106 FORMER NAME: FORMER CONFORMED NAME: Brog Timothy E DATE OF NAME CHANGE: 20060829 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-01 0 0001410172 Rubicon Technology, Inc. RBCN 0001374187 Brog Timothy C/O RUBICON TECHNOLOGY, INC. 900 EAST GREEN ST., UNIT A BENSENVILLE IL 60106 1 0 0 0 Common Stock 2016-07-01 4 A 0 2022 0.00 A 106574 D Consists of restricted stock pursuant to grants that vest according to the following schedule: 1,011 shares vest on September 30, 2016 and 1,011 shares vest on December 31, 2016. Includes 106,574 shares of restricted stock, of which 2,022 shares vest in accordance with footnote 1. /s/ Scott Glickson, Attorney-in-Fact for Timothy Brog 2016-07-06