0001140361-11-043449.txt : 20110824
0001140361-11-043449.hdr.sgml : 20110824
20110824124959
ACCESSION NUMBER: 0001140361-11-043449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110815
FILED AS OF DATE: 20110824
DATE AS OF CHANGE: 20110824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McMullen Milton L
CENTRAL INDEX KEY: 0001410548
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52889
FILM NUMBER: 111053404
MAIL ADDRESS:
STREET 1: C/O SOUND FINANCIAL INC
STREET 2: 2005 FIFTH AVENUE 2ND FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sound Financial, Inc.
CENTRAL INDEX KEY: 0001410087
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 260776123
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2005 FIFTH AVENUE, 2ND FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 206-448-0884
MAIL ADDRESS:
STREET 1: 2005 FIFTH AVENUE, 2ND FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
4
1
doc1.xml
FORM 4
X0304
4
2011-08-15
0
0001410087
Sound Financial, Inc.
SNFL
0001410548
McMullen Milton L
C/O SOUND FINANCIAL INC
2005 FIFTH AVE - SUITE 200
SEATTLE
WA
98121
1
0
0
0
Common Stock
2011-08-15
4
S
0
505
6.61
D
9000
I
Family Trust
Common Stock
2011-08-23
4
P
0
1000
6.70
A
10000
I
Family Trust
Common Stock
2476
D
Stock Option (Right to Buy)
7.35
2019-01-27
Common Stock
1857
1857
D
Stock Option (Right to Buy)
8.50
2019-01-27
Common Stock
1857
1857
D
The options vest in 5 equal annual installments beginning on January 27, 2010.
Matthew P. Deines, POA
2011-08-24