0001140361-11-043449.txt : 20110824 0001140361-11-043449.hdr.sgml : 20110824 20110824124959 ACCESSION NUMBER: 0001140361-11-043449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMullen Milton L CENTRAL INDEX KEY: 0001410548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52889 FILM NUMBER: 111053404 MAIL ADDRESS: STREET 1: C/O SOUND FINANCIAL INC STREET 2: 2005 FIFTH AVENUE 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Financial, Inc. CENTRAL INDEX KEY: 0001410087 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 260776123 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2005 FIFTH AVENUE, 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-448-0884 MAIL ADDRESS: STREET 1: 2005 FIFTH AVENUE, 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc1.xml FORM 4 X0304 4 2011-08-15 0 0001410087 Sound Financial, Inc. SNFL 0001410548 McMullen Milton L C/O SOUND FINANCIAL INC 2005 FIFTH AVE - SUITE 200 SEATTLE WA 98121 1 0 0 0 Common Stock 2011-08-15 4 S 0 505 6.61 D 9000 I Family Trust Common Stock 2011-08-23 4 P 0 1000 6.70 A 10000 I Family Trust Common Stock 2476 D Stock Option (Right to Buy) 7.35 2019-01-27 Common Stock 1857 1857 D Stock Option (Right to Buy) 8.50 2019-01-27 Common Stock 1857 1857 D The options vest in 5 equal annual installments beginning on January 27, 2010. Matthew P. Deines, POA 2011-08-24