0001611702-19-000020.txt : 20190220
0001611702-19-000020.hdr.sgml : 20190220
20190220162923
ACCESSION NUMBER: 0001611702-19-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riordan Aidan J
CENTRAL INDEX KEY: 0001410070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 19618667
MAIL ADDRESS:
STREET 1: 999 EIGHTEENTH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightSphere Investment Group plc
CENTRAL INDEX KEY: 0001611702
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 981179929
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: MILLENNIUM BRIDGE HOUSE
STREET 2: 2 LAMBETH HILL
CITY: LONDON
STATE: X0
ZIP: EC4V 4GG
BUSINESS PHONE: 617-369-7341
MAIL ADDRESS:
STREET 1: BRIGHTSPHERE INC.
STREET 2: 200 CLARENDON STREET, 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: OM Asset Management plc
DATE OF NAME CHANGE: 20141002
FORMER COMPANY:
FORMER CONFORMED NAME: OM Asset Management Ltd
DATE OF NAME CHANGE: 20140624
4
1
wf-form4_155069814998200.xml
FORM 4
X0306
4
2019-02-15
0
0001611702
BrightSphere Investment Group plc
BSIG
0001410070
Riordan Aidan J
MILLENNIUM BRIDGE HOUSE
2 LAMBETH HILL
LONDON
X0
EC4V 4GG
UNITED KINGDOM
0
1
0
0
EVP/Head of Affiliate Mngmt
Ordinary shares
2019-02-19
4
S
0
2887
13.8167
D
202586
D
Ordinary shares
2019-02-19
4
S
0
2350
13.8078
D
200236
D
Restricted Share Units
2019-02-15
4
A
0
9013
0
A
Ordinary shares
9013.0
9013
D
The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.85, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
Consists of restricted share units issued under the BrightSphere Investment Group plc 2017 Equity Incentive Plan.
The restricted share units vest in equal annual installments over a three-year period with 1/3 of the restricted share units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022.
/s/ Richard J. Hart, Attorney-in-fact
2019-02-20