0001127602-24-007335.txt : 20240227 0001127602-24-007335.hdr.sgml : 20240227 20240227192703 ACCESSION NUMBER: 0001127602-24-007335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240225 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaBenne Andrew CENTRAL INDEX KEY: 0001847231 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 24689375 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 5500 WINDWARD PKWY., SUITE 450 CITY: ALPHARETTE STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-25 0001409970 LendingClub Corp LC 0001847231 LaBenne Andrew C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 Chief Financial Officer 0 Common Stock 2024-02-25 4 M 0 20004 0 A 97186 D Common Stock 2024-02-25 4 M 0 10848 0 A 108034 D Common Stock 2024-02-25 4 F 0 16617 8.15 D 91417 D Common Stock 12000 I UTMAs for Children Restricted Stock Unit (RSU) 0 2024-02-25 4 M 0 20004 0 D Common Stock 20004 120028 D Restricted Stock Unit (RSU) 0 2024-02-25 4 M 0 10848 0 D Common Stock 10848 86788 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Aggregates 4,000 shares of Issuer's Common Stock held in each of three UTMA accounts for children of the Reporting Person. The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2024-02-27