0001127602-19-027483.txt : 20190827 0001127602-19-027483.hdr.sgml : 20190827 20190827202522 ACCESSION NUMBER: 0001127602-19-027483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190809 FILED AS OF DATE: 20190827 DATE AS OF CHANGE: 20190827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Momen Ronnie CENTRAL INDEX KEY: 0001747276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 191058953 MAIL ADDRESS: STREET 1: C/O LENDINGCLUB CORPORATION CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-08-09 0001409970 LendingClub Corp LC 0001747276 Momen Ronnie C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 Chief Lending Officer Common Stock 2019-08-09 5 G 0 E 2469 0 D 16157 D Common Stock 2019-08-25 4 M 0 11393 0 A 27550 D Common Stock 2019-08-25 4 F 0 5999 13.06 D 21551 D Common Stock 2019-08-25 4 M 0 5990 0 A 27541 D Common Stock 2019-08-25 4 F 0 3154 13.06 D 24387 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 11393 0 D Common Stock 11393 136720 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 5990 0 D Common Stock 5990 83867 D Transaction represents the transfer of 2,469 shares by the reporting person of Issuer common stock by bona fide gift. A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2019-08-27 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): R.MOMEN_AUG2019 POA Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Brandon Pace, Thomas Casey and Bhavit Sheth, and each of them, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in any and all capacities, any and all Form 3, 4 or 5 reports required to be filed by the undersigned as an officer and/or director of LendingClub Corporation (?Company?) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (?Exchange Act?), and the rules thereunder with respect to interests and/or transactions in securities of the Company; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 report and timely file such report with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in her/his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or her/his substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned?s responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 or 5 reports with respect to the undersigned?s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of August 27, 2019. /s/ Ronnie Momen Ronnie Momen