0001628280-23-020708.txt : 20230602
0001628280-23-020708.hdr.sgml : 20230602
20230602175948
ACCESSION NUMBER: 0001628280-23-020708
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230602
DATE AS OF CHANGE: 20230602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRATT GORDON G
CENTRAL INDEX KEY: 0001409889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 23990505
MAIL ADDRESS:
STREET 1: 1101 BRICKELL AVENUE
STREET 2: SOUTH TOWER, 8TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 797 COMMONWEALTH DRIVE
CITY: WARRENDALE
STATE: PA
ZIP: 15086
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 797 COMMONWEALTH DRIVE
CITY: WARRENDALE
STATE: PA
ZIP: 15086
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
wk-form4_1685743170.xml
FORM 4
X0407
4
2023-06-01
0
0001606163
Limbach Holdings, Inc.
LMB
0001409889
PRATT GORDON G
C/O 1347 CAPITAL CORP.
150 PIERCE ROAD, 6TH FLOOR
ITASCA
IL
60143
1
0
0
0
0
Common Stock
2023-06-01
4
X
0
100000
15
A
298280
I
See Footnote
Common Stock
2023-06-01
4
S
0
70939
21.145
D
227341
I
See Footnote
Common Stock
33809
D
Common Stock
98757
I
See Footnote
$15 Exercise Price Sponsor Warrant
15
2023-06-01
4
X
0
100000
0
D
2016-08-19
2023-07-20
Common Stock
100000
0
I
See Footnote
Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
On June 1, 2023, the Reporting Person exercised a warrant to purchase 100,000 shares of the Limbach Holdings, Inc. (the "Company") Common Stock for $15.00 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 70,939 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 29,061 shares.
Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt
2023-06-02