0001628280-23-020708.txt : 20230602 0001628280-23-020708.hdr.sgml : 20230602 20230602175948 ACCESSION NUMBER: 0001628280-23-020708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230602 DATE AS OF CHANGE: 20230602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GORDON G CENTRAL INDEX KEY: 0001409889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 23990505 MAIL ADDRESS: STREET 1: 1101 BRICKELL AVENUE STREET 2: SOUTH TOWER, 8TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 wk-form4_1685743170.xml FORM 4 X0407 4 2023-06-01 0 0001606163 Limbach Holdings, Inc. LMB 0001409889 PRATT GORDON G C/O 1347 CAPITAL CORP. 150 PIERCE ROAD, 6TH FLOOR ITASCA IL 60143 1 0 0 0 0 Common Stock 2023-06-01 4 X 0 100000 15 A 298280 I See Footnote Common Stock 2023-06-01 4 S 0 70939 21.145 D 227341 I See Footnote Common Stock 33809 D Common Stock 98757 I See Footnote $15 Exercise Price Sponsor Warrant 15 2023-06-01 4 X 0 100000 0 D 2016-08-19 2023-07-20 Common Stock 100000 0 I See Footnote Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. On June 1, 2023, the Reporting Person exercised a warrant to purchase 100,000 shares of the Limbach Holdings, Inc. (the "Company") Common Stock for $15.00 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 70,939 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 29,061 shares. Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt 2023-06-02