0001104659-20-000982.txt : 20200103
0001104659-20-000982.hdr.sgml : 20200103
20200103172217
ACCESSION NUMBER: 0001104659-20-000982
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200101
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRATT GORDON G
CENTRAL INDEX KEY: 0001409889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 20506834
MAIL ADDRESS:
STREET 1: 1101 BRICKELL AVENUE
STREET 2: SOUTH TOWER, 8TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
tm1928451d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-01
0
0001606163
Limbach Holdings, Inc.
LMB
0001409889
PRATT GORDON G
C/O FUND MANAGEMENT GROUP
1101 BRICKELL AVE, SOUTH TOWER, 8TH FL
MIAMI
FL
33131
1
0
0
0
Common Stock
2020-01-01
4
M
0
1068
A
14266
D
Common Stock
2020-01-01
4
M
0
1067
A
15333
D
Common Stock
2020-01-01
4
M
0
1066
A
16399
D
Common Stock
198280
I
See footnote
Common Stock
98757
I
See footnote
Restricted Stock Units
2020-01-01
4
M
0
1068
0
D
Common Stock
1068
5334
D
Restricted Stock Units
2020-01-01
4
M
0
1067
0
D
Common Stock
1067
4267
D
Restricted Stock Units
2020-01-01
4
M
0
1066
0
D
Common Stock
1066
3201
D
Restricted Stock Units
2020-01-01
4
A
0
3200
0
A
Common Stock
3200
6401
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.
This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.
This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.
This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.
/s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt
2020-01-03