0001104659-20-000982.txt : 20200103 0001104659-20-000982.hdr.sgml : 20200103 20200103172217 ACCESSION NUMBER: 0001104659-20-000982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT GORDON G CENTRAL INDEX KEY: 0001409889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 20506834 MAIL ADDRESS: STREET 1: 1101 BRICKELL AVENUE STREET 2: SOUTH TOWER, 8TH FLOOR CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 tm1928451d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-01-01 0 0001606163 Limbach Holdings, Inc. LMB 0001409889 PRATT GORDON G C/O FUND MANAGEMENT GROUP 1101 BRICKELL AVE, SOUTH TOWER, 8TH FL MIAMI FL 33131 1 0 0 0 Common Stock 2020-01-01 4 M 0 1068 A 14266 D Common Stock 2020-01-01 4 M 0 1067 A 15333 D Common Stock 2020-01-01 4 M 0 1066 A 16399 D Common Stock 198280 I See footnote Common Stock 98757 I See footnote Restricted Stock Units 2020-01-01 4 M 0 1068 0 D Common Stock 1068 5334 D Restricted Stock Units 2020-01-01 4 M 0 1067 0 D Common Stock 1067 4267 D Restricted Stock Units 2020-01-01 4 M 0 1066 0 D Common Stock 1066 3201 D Restricted Stock Units 2020-01-01 4 A 0 3200 0 A Common Stock 3200 6401 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt 2020-01-03