0001085146-21-001262.txt : 20210421
0001085146-21-001262.hdr.sgml : 20210421
20210421061443
ACCESSION NUMBER: 0001085146-21-001262
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210421
EFFECTIVENESS DATE: 20210421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guinness Atkinson Asset Management Inc
CENTRAL INDEX KEY: 0001409765
IRS NUMBER: 980534338
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12657
FILM NUMBER: 21839522
BUSINESS ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE, SUITE 216
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 818 716 2739
MAIL ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE, SUITE 216
CITY: PASADENA
STATE: CA
ZIP: 91101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001409765
XXXXXXXX
03-31-2021
03-31-2021
false
Guinness Atkinson Asset Management Inc
225 SOUTH LAKE AVENUE, SUITE 216
PASADENA
CA
91101
13F HOLDINGS REPORT
028-12657
N
Giles Robinette
CFO
442072221665
/s/Giles Robinette
London
X0
04-21-2021
0
93
202273
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ABBVIE INC
COM
00287Y109
682
6300
SH
SOLE
6300
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
6613
13910
SH
SOLE
13910
0
0
AFLAC INC
COM
001055102
769
15031
SH
SOLE
15031
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1927
8500
SH
SOLE
8500
0
0
ALPHABET INC
CAP STK CL A
02079K305
6724
3260
SH
SOLE
3260
0
0
ALPHABET INC
CAP STK CL C
02079K107
430
208
SH
SOLE
208
0
0
AMAZON COM INC
COM
023135106
6312
2040
SH
SOLE
2040
0
0
AMERESCO INC
CL A
02361E108
1396
28715
SH
SOLE
28715
0
0
AMPHENOL CORP NEW
CL A
032095101
319
4836
SH
SOLE
4836
0
0
ANALOG DEVICES INC
COM
032654105
335
2158
SH
SOLE
2158
0
0
ANSYS INC
COM
03662Q105
327
962
SH
SOLE
962
0
0
APPLIED MATLS INC
COM
038222105
7881
58990
SH
SOLE
58990
0
0
AUTOHOME INC
SP ADS RP CL A
05278C107
2921
31315
SH
SOLE
31315
0
0
BAIDU INC
SPON ADR REP A
056752108
2998
13780
SH
SOLE
13780
0
0
BLACKROCK INC
COM
09247X101
673
892
SH
SOLE
892
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6882
109020
SH
SOLE
109020
0
0
BROADCOM INC
COM
11135F101
646
1393
SH
SOLE
1393
0
0
CANADIAN NAT RES LTD
COM
136385101
380
12300
SH
SOLE
12300
0
0
CANADIAN SOLAR INC
COM
136635109
1407
28350
SH
SOLE
28350
0
0
CHEVRON CORP NEW
COM
166764100
442
4220
SH
SOLE
4220
0
0
CISCO SYS INC
COM
17275R102
8284
160205
SH
SOLE
160205
0
0
CME GROUP INC
COM
12572Q105
650
3181
SH
SOLE
3181
0
0
COMCAST CORP NEW
CL A
20030N101
7052
130320
SH
SOLE
130320
0
0
CONOCOPHILLIPS
COM
20825C104
392
7400
SH
SOLE
7400
0
0
CRITEO S A
SPONS ADS
226718104
140
4020
SH
SOLE
4020
0
0
DANA INC
COM
235825205
386
15860
SH
SOLE
15860
0
0
DANAHER CORPORATION
COM
235851102
6491
28839
SH
SOLE
28839
0
0
DEVON ENERGY CORP NEW
COM
25179M103
369
16900
SH
SOLE
16900
0
0
ENBRIDGE INC
COM
29250N105
415
11400
SH
SOLE
11400
0
0
ENPHASE ENERGY INC
COM
29355A107
654
4035
SH
SOLE
4035
0
0
EOG RES INC
COM
26875P101
410
5650
SH
SOLE
5650
0
0
EXXON MOBIL CORP
COM
30231G102
455
8150
SH
SOLE
8150
0
0
FACEBOOK INC
CL A
30303M102
7625
25890
SH
SOLE
25890
0
0
FIRST SOLAR INC
COM
336433107
1434
16420
SH
SOLE
16420
0
0
FLIR SYS INC
COM
302445101
300
5317
SH
SOLE
5317
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
649
5198
SH
SOLE
5198
0
0
GENTHERM INC
COM
37253A103
2058
27767
SH
SOLE
27767
0
0
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
120
23780
SH
SOLE
23780
0
0
HUBBELL INC
COM
443510607
1574
8420
SH
SOLE
8420
0
0
HUBSPOT INC
COM
443573100
100
220
SH
SOLE
220
0
0
ICLICK INTERACTIVE ASIA GROU
SPONSORED ADR
45113Y104
95
8040
SH
SOLE
8040
0
0
ILLINOIS TOOL WKS INC
COM
452308109
653
2949
SH
SOLE
2949
0
0
IMPERIAL OIL LTD
COM NEW
453038408
428
17651
SH
SOLE
17651
0
0
INTEL CORP
COM
458140100
295
4615
SH
SOLE
4615
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
6474
57973
SH
SOLE
57973
0
0
ITRON INC
COM
465741106
1338
15095
SH
SOLE
15095
0
0
JD.COM INC
SPON ADR CL A
47215P106
3163
37500
SH
SOLE
37500
0
0
JOHNSON & JOHNSON
COM
478160104
658
4004
SH
SOLE
4004
0
0
KLA CORP
COM NEW
482480100
7824
23680
SH
SOLE
23680
0
0
LAM RESEARCH CORP
COM
512807108
7024
11800
SH
SOLE
11800
0
0
LEAR CORP
COM NEW
521865204
412
2275
SH
SOLE
2275
0
0
LIVERAMP HLDGS INC
COM
53815P108
61
1180
SH
SOLE
1180
0
0
MAGNITE INC
COM
55955D100
93
2230
SH
SOLE
2230
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
7189
20190
SH
SOLE
20190
0
0
MEDALLIA INC
COM
584021109
71
2540
SH
SOLE
2540
0
0
MICROSOFT CORP
COM
594918104
7252
30761
SH
SOLE
30761
0
0
NETEASE INC
SPONSORED ADS
64110W102
3179
30789
SH
SOLE
30789
0
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
8967
640540
SH
SOLE
640540
0
0
NEXTERA ENERGY INC
COM
65339F101
1658
21935
SH
SOLE
21935
0
0
NIKE INC
CL B
654106103
6289
47328
SH
SOLE
47328
0
0
NVIDIA CORPORATION
COM
67066G104
7615
14262
SH
SOLE
14262
0
0
ON SEMICONDUCTOR CORP
COM
682189105
2340
56227
SH
SOLE
56227
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
1137
14479
SH
SOLE
14479
0
0
OTIS WORLDWIDE CORP
COM
68902V107
661
9652
SH
SOLE
9652
0
0
PAYCHEX INC
COM
704326107
649
6617
SH
SOLE
6617
0
0
PAYPAL HLDGS INC
COM
70450Y103
6755
27817
SH
SOLE
27817
0
0
PEGASYSTEMS INC
COM
705573103
75
660
SH
SOLE
660
0
0
PEPSICO INC
COM
713448108
656
4641
SH
SOLE
4641
0
0
PIONEER NAT RES CO
COM
723787107
421
2650
SH
SOLE
2650
0
0
POWER INTEGRATIONS INC
COM
739276103
403
4940
SH
SOLE
4940
0
0
PROCTER AND GAMBLE CO
COM
742718109
661
4881
SH
SOLE
4881
0
0
QUALCOMM INC
COM
747525103
127
961
SH
SOLE
961
0
0
QUANTA SVCS INC
COM
74762E102
541
6149
SH
SOLE
6149
0
0
QUINSTREET INC
COM
74874Q100
79
3870
SH
SOLE
3870
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
639
8270
SH
SOLE
8270
0
0
ROKU INC
COM CL A
77543R102
85
260
SH
SOLE
260
0
0
ROPER TECHNOLOGIES INC
COM
776696106
7010
17380
SH
SOLE
17380
0
0
SALESFORCE COM INC
COM
79466L302
81
380
SH
SOLE
380
0
0
SCHLUMBERGER LTD
COM
806857108
348
12800
SH
SOLE
12800
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
446
2431
SH
SOLE
2431
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
690
2400
SH
SOLE
2400
0
0
SUNCOR ENERGY INC NEW
COM
867224107
392
18776
SH
SOLE
18776
0
0
SUNPOWER CORP
COM
867652406
117
3500
SH
SOLE
3500
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1308
11063
SH
SOLE
11063
0
0
TECHTARGET INC
COM
87874R100
100
1440
SH
SOLE
1440
0
0
TESLA INC
COM
88160R101
651
975
SH
SOLE
975
0
0
THE TRADE DESK INC
COM CL A
88339J105
65
100
SH
SOLE
100
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6412
14050
SH
SOLE
14050
0
0
TPI COMPOSITES INC
COM
87266J104
942
16700
SH
SOLE
16700
0
0
V F CORP
COM
918204108
654
8179
SH
SOLE
8179
0
0
VALERO ENERGY CORP
COM
91913Y100
406
5669
SH
SOLE
5669
0
0
VISA INC
COM CL A
92826C839
6972
32930
SH
SOLE
32930
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
90
1850
SH
SOLE
1850
0
0