0001409661-17-000006.txt : 20170710 0001409661-17-000006.hdr.sgml : 20170710 20170710102638 ACCESSION NUMBER: 0001409661-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 EFFECTIVENESS DATE: 20170710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 17956644 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001409661 XXXXXXXX 06-30-2017 06-30-2017 Guinness Asset Management Ltd
14 Queen Anne's Gate London X0 SW1H 9AA
13F HOLDINGS REPORT 028-12636 N
Giles Robinette CFO 0 207 222-1665 /s/Giles Robinette London X0 07-10-2017 0 103 472362 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y10912754175890SHSOLE 17589000AFFILIATED MANAGERS GROUPCOM0082521082441465SHSOLE 146500AFLAC INCCOM00105510213473173440SHSOLE 17344000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G1062199240SHSOLE 924000ALPHABET INCCAP STK CL A02079K30532053447SHSOLE 344700AMERIPRISE FINL INCCOM03076C1062231750SHSOLE 175000ANTHEM INCCOM036752103840SHSOLE 4000APACHE CORPCOM03741110510856226507SHSOLE 22650700APPLE INCCOM037833100750SHSOLE 5000APPLIED MATLS INCCOM038222105304473680SHSOLE 7368000ASSOCIATED CAP GROUP INCCL A0455281061023000SHSOLE 300000BIOGEN INCCOM09062X103520SHSOLE 2000BLACKROCK INCCOM09247X101237560SHSOLE 56000BLACKSTONE GROUP L PCOM UNIT LTD09253U1082357040SHSOLE 704000BOEING COCOM097023105352017800SHSOLE 1780000CA INCCOM12673P10512672367638SHSOLE 36763800CANADIAN NAT RES LTDCOM13638510110555366331SHSOLE 36633100CANADIAN SOLAR INCCOM13663510932020100SHSOLE 2010000CARDINAL HEALTH INCCOM14149Y10811150SHSOLE 15000CARLISLE COS INCCOM142339100998SHSOLE 9800CHEVRON CORP NEWCOM16676410011455109800SHSOLE 10980000CIGNA CORPORATIONCOM125509109743SHSOLE 4300CISCO SYS INCCOM17275R10214864474871SHSOLE 47487100CITRIX SYS INCCOM1773761009120SHSOLE 12000CME GROUP INCCOM12572Q10512669101160SHSOLE 10116000COCA COLA COCOM19121610011888265060SHSOLE 26506000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102345151974SHSOLE 5197400COMCAST CORP NEWCL A20030N101310779820SHSOLE 7982000COMPANHIA ENERGETICA DE MINASP ADR N-V PFD204409601275114556SHSOLE 11455600CONOCOPHILLIPSCOM20825C10411346258100SHSOLE 25810000CVS HEALTH CORPCOM126650100673SHSOLE 7300DANAHER CORP DELCOM235851102325538570SHSOLE 3857000DELUXE CORPCOM248019101570SHSOLE 7000DEVON ENERGY CORP NEWCOM25179M1039264289776SHSOLE 28977600ENBRIDGE INCCOM29250N10511302283900SHSOLE 28390000ENVISION HEALTHCARE CORPCOM29414D100579SHSOLE 7900EURONET WORLDWIDE INCCOM298736109669SHSOLE 6900F M C CORPCOM NEW302491303790SHSOLE 9000F5 NETWORKS INCCOM315616102975SHSOLE 7500FIRST SOLAR INCCOM3364331072837100SHSOLE 710000FORTRESS INVESTMENT GROUP LLCL A34958B10620826020SHSOLE 2602000FRANKLIN RES INCCOM3546131012445440SHSOLE 544000GALLAGHER ARTHUR J & COCOM36357610911701204392SHSOLE 20439200GAMCO INVESTORS INCCL A COM361438104893000SHSOLE 300000GENERAL DYNAMICS CORPCOM3695501081165458830SHSOLE 5883000GILEAD SCIENCES INCCOM375558103293541460SHSOLE 4146000HAIN CELESTIAL GROUP INCCOM40521710011277SHSOLE 27700HALLIBURTON COCOM40621610110331241886SHSOLE 24188600HELIX ENERGY SOLUTIONS GRP ICOM42330P1074453789495SHSOLE 78949500HESS CORPCOM42809H10710507239502SHSOLE 23950200HONEYWELL INTL INCCOM438516106750SHSOLE 5000ILLINOIS TOOL WKS INCCOM4523081091172481840SHSOLE 8184000IMPERIAL OIL LTDCOM NEW45303840811147382966SHSOLE 38296600INFOSYS LTDSPONSORED ADR4567881086390SHSOLE 39000INNOSPEC INCCOM45768S105573SHSOLE 7300INTEL CORPCOM458140100302689700SHSOLE 8970000INTERCONTINENTAL EXCHANGE INCOM45866F104356254030SHSOLE 5403000JA SOLAR 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DELCOM67459910511121185750SHSOLE 18575000OCH ZIFF CAP MGMT GROUPCL A67551U1055923200SHSOLE 2320000ORMAT TECHNOLOGIES INCCOM6866881022834820SHSOLE 482000PAYPAL HLDGS INCCOM70450Y103373069490SHSOLE 6949000PRICE T ROWE GROUP INCCOM74144T1082433275SHSOLE 327500PROCTER AND GAMBLE COCOM74271810911636133520SHSOLE 13352000PVH CORPCOM693656100763SHSOLE 6300QEP RES INCCOM74733V1005538548290SHSOLE 54829000QUALCOMM INCCOM747525103477786500SHSOLE 8650000RAYMOND JAMES FINANCIAL INCCOM7547301092433030SHSOLE 303000ROPER TECHNOLOGIES INCCOM776696106337614580SHSOLE 1458000SCHLUMBERGER LTDCOM80685710813046198150SHSOLE 19815000SMUCKER J M COCOM NEW8326964051085SHSOLE 8500STANLEY BLACK & DECKER INCCOM8545021011394SHSOLE 9400STATE STR CORPCOM8574771032342610SHSOLE 261000SUNCOR ENERGY INC NEWCOM86722410711126381362SHSOLE 38136200SUNPOWER CORPCOM8676524061911204577SHSOLE 20457700TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420912750383806SHSOLE 38380600THERMO FISHER SCIENTIFIC INCCOM883556102741SHSOLE 4100UNIT CORPCOM9092181094857259323SHSOLE 25932300UNITED TECHNOLOGIES CORPCOM9130171091182896860SHSOLE 9686000V F CORPCOM91820410812549217871SHSOLE 21787100VALERO ENERGY CORP NEWCOM91913Y10011876176047SHSOLE 17604700VARIAN MED SYS INCCOM92220P105657SHSOLE 5700VERIFONE SYS INCCOM92342Y1093225178150SHSOLE 17815000WAL-MART STORES INCCOM93114210311958158010SHSOLE 15801000WISDOMTREE INVTS INCCOM97717P1043606354530SHSOLE 35453000