0001409661-17-000002.txt : 20170424 0001409661-17-000002.hdr.sgml : 20170424 20170424104212 ACCESSION NUMBER: 0001409661-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170424 EFFECTIVENESS DATE: 20170424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 17777515 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001409661 XXXXXXXX 03-31-2017 03-31-2017 Guinness Asset Management Ltd
14 Queen Anne's Gate London X0 SW1H 9AA
13F HOLDINGS REPORT 028-12636 N
Giles Robinette CFO 0 207 222-1665 /s/Giles Robinette London X0 04-24-2017 0 98 448784 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1099840151020SHSOLE 15102000AFFILIATED MANAGERS GROUPCOM0082521082181330SHSOLE 133000AFLAC INCCOM00105510211161154120SHSOLE 15412000ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G1062119240SHSOLE 924000ALPHABET INCCAP STK CL A02079K30529223447SHSOLE 344700AMERIPRISE FINL INCCOM03076C1062011550SHSOLE 155000ANTHEM INCCOM036752103740SHSOLE 4000APACHE CORPCOM03741110511640226507SHSOLE 22650700APPLE INCCOM037833100750SHSOLE 5000APPLIED MATLS INCCOM038222105336686540SHSOLE 8654000ASSOCIATED CAP GROUP INCCL A0455281061083000SHSOLE 300000BIOGEN INCCOM09062X103520SHSOLE 2000BIOVERATIV INCCOM09075E100110SHSOLE 1000BLACKROCK INCCOM09247X101215560SHSOLE 56000BLACKSTONE GROUP L PCOM UNIT LTD09253U1082187340SHSOLE 734000BOEING COCOM097023105314817800SHSOLE 1780000CA INCCOM12673P1059835310038SHSOLE 31003800CANADIAN NAT RES LTDCOM13638510111960366331SHSOLE 36633100CANADIAN SOLAR INCCOM13663510924720100SHSOLE 2010000CARDINAL HEALTH INCCOM14149Y108780SHSOLE 8000CARLISLE COS INCCOM142339100652SHSOLE 5200CARRIZO OIL & GAS INCCOM1445771037056246195SHSOLE 24619500CHEVRON CORP NEWCOM16676410011789109800SHSOLE 10980000CIGNA CORPORATIONCOM125509109643SHSOLE 4300CISCO SYS INCCOM17275R10212788378371SHSOLE 37837100CITRIX SYS INCCOM177376100564SHSOLE 6400CME GROUP INCCOM12572Q105965681280SHSOLE 8128000COCA COLA COCOM1912161009886232940SHSOLE 23294000COGNIZANT TECHNOLOGY SOLUTIOCL A192446102285147904SHSOLE 4790400COMCAST CORP NEWCL A20030N101300079820SHSOLE 7982000COMPANHIA ENERGETICA DE MINASP ADR N-V PFD20440960123671656SHSOLE 7165600CONOCOPHILLIPSCOM20825C10412871258100SHSOLE 25810000CVS HEALTH CORPCOM126650100673SHSOLE 7300DANAHER CORP DELCOM235851102283933190SHSOLE 3319000DEVON ENERGY CORP NEWCOM25179M10312089289776SHSOLE 28977600ENBRIDGE INCCOM29250N10511878283900SHSOLE 28390000F5 NETWORKS INCCOM315616102640SHSOLE 4000FIRST SOLAR INCCOM3364331072067600SHSOLE 760000FORTRESS INVESTMENT GROUP LLCL A34958B10620726020SHSOLE 2602000FRANKLIN RES INCCOM3546131012084940SHSOLE 494000GALLAGHER ARTHUR J & COCOM3635761099950175993SHSOLE 17599300GAMCO INVESTORS INCCL A COM361438104893000SHSOLE 300000GENERAL DYNAMICS CORPCOM369550108973652010SHSOLE 5201000GILEAD SCIENCES INCCOM375558103281641460SHSOLE 4146000HAIN CELESTIAL GROUP INCCOM4052171006148SHSOLE 14800HALLIBURTON COCOM40621610111903241886SHSOLE 24188600HELIX ENERGY SOLUTIONS GRP ICOM42330P1076134789495SHSOLE 78949500HESS CORPCOM42809H10711546239502SHSOLE 23950200HONEYWELL INTL INCCOM438516106650SHSOLE 5000ILLINOIS TOOL WKS INCCOM452308109980574020SHSOLE 7402000IMPERIAL OIL LTDCOM NEW45303840811636382966SHSOLE 38296600INFOSYS LTDSPONSORED ADR4567881086390SHSOLE 39000INTEL CORPCOM458140100295481910SHSOLE 8191000INTERCONTINENTAL EXCHANGE INCOM45866F104285347650SHSOLE 4765000JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902062707413948SHSOLE 41394800JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T10028817390SHSOLE 1739000JOHNSON & JOHNSONCOM478160104994679861SHSOLE 7986100JONES LANG LASALLE INCCOM48020Q107657SHSOLE 5700KKR & CO L P DELCOM UNITS48248M10222412300SHSOLE 1230000LKQ CORPCOM5018892085183SHSOLE 18300LOGMEIN INCCOM54142L109110SHSOLE 1000MATTEL INCCOM57708110210070393220SHSOLE 39322000MERCK & CO INCCOM58933Y1059809154380SHSOLE 15438000MICROSOFT CORPCOM5949181049834149310SHSOLE 14931000MONDELEZ INTL INCCL A6092071056132SHSOLE 13200NASDAQ INCCOM6311031082193150SHSOLE 315000NETEASE INCSPONSORED ADR64110W10230105SHSOLE 10500NEW ORIENTAL ED & TECH GRP ISPON ADR647581107338656080SHSOLE 5608000NEWFIELD EXPL COCOM65129010812028325875SHSOLE 32587500NIKE INCCL B654106103279350113SHSOLE 5011300NOBLE ENERGY INCCOM65504410511673339925SHSOLE 33992500NVIDIA CORPCOM67066G104312428680SHSOLE 2868000OCCIDENTAL PETE CORP DELCOM67459910511769185750SHSOLE 18575000OCH ZIFF CAP MGMT GROUPCL A67551U1055223200SHSOLE 2320000ORMAT TECHNOLOGIES INCCOM6866881022754820SHSOLE 482000PAYPAL HLDGS INCCOM70450Y103298969490SHSOLE 6949000PRICE T ROWE GROUP INCCOM74144T1082233275SHSOLE 327500PROCTER AND GAMBLE COCOM7427181099736108360SHSOLE 10836000PVH CORPCOM693656100763SHSOLE 6300QEP RES INCCOM74733V1006969548290SHSOLE 54829000QUALCOMM INCCOM747525103411171700SHSOLE 7170000RAYMOND JAMES FINANCIAL INCCOM7547301092012630SHSOLE 263000ROPER TECHNOLOGIES INCCOM776696106282113660SHSOLE 1366000SCHLUMBERGER LTDCOM80685710814540186170SHSOLE 18617000SMUCKER J M COCOM NEW832696405645SHSOLE 4500STANLEY BLACK & DECKER INCCOM854502101750SHSOLE 5000STATE STR CORPCOM8574771032082610SHSOLE 261000SUNCOR ENERGY INC NEWCOM86722410711675381362SHSOLE 38136200SUNPOWER CORPCOM8676524061211198577SHSOLE 19857700TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR8816242099611299496SHSOLE 29949600THERMO FISHER SCIENTIFIC INCCOM883556102641SHSOLE 4100UNIT CORPCOM9092181096265259323SHSOLE 25932300UNITED TECHNOLOGIES CORPCOM913017109986887940SHSOLE 8794000V F CORPCOM91820410810335188017SHSOLE 18801700VALERO ENERGY CORP NEWCOM91913Y10011670176047SHSOLE 17604700VERIFONE SYS INCCOM92342Y1092746146610SHSOLE 14661000WAL-MART STORES INCCOM93114210310196141450SHSOLE 14145000WISDOMTREE INVTS INCCOM97717P1042792307530SHSOLE 30753000