0001140361-18-027115.txt : 20180604 0001140361-18-027115.hdr.sgml : 20180604 20180604164512 ACCESSION NUMBER: 0001140361-18-027115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180604 DATE AS OF CHANGE: 20180604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahoney Dennis CENTRAL INDEX KEY: 0001488524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33796 FILM NUMBER: 18878727 BUSINESS ADDRESS: BUSINESS PHONE: 212 696-0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS STREET 2: SUITE 2902 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP CENTRAL INDEX KEY: 0001409493 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260630461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-626-2300 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2018-05-31 0 0001409493 CHIMERA INVESTMENT CORP CIM 0001488524 Mahoney Dennis C/O: CHIMERA INVESTMENT CORPORATION 520 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2018-05-31 4 A 0 2313 18.02 A 47866 D Common Stock 2018-06-01 4 A 0 5534 0 A 53400 D The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation of service. Represents the average daily VWAP for the Company's common stock for the 20 consecutive trading days ending on the trading day immediately prior to the grant date, May 31, 2018. Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Each RSU has the economic equivalent of one share of Chimera common stock. /s/ Dennis Mahoney 2018-06-04