0001140361-18-027115.txt : 20180604
0001140361-18-027115.hdr.sgml : 20180604
20180604164512
ACCESSION NUMBER: 0001140361-18-027115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180604
DATE AS OF CHANGE: 20180604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mahoney Dennis
CENTRAL INDEX KEY: 0001488524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33796
FILM NUMBER: 18878727
BUSINESS ADDRESS:
BUSINESS PHONE: 212 696-0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
STREET 2: SUITE 2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIMERA INVESTMENT CORP
CENTRAL INDEX KEY: 0001409493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260630461
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-626-2300
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2018-05-31
0
0001409493
CHIMERA INVESTMENT CORP
CIM
0001488524
Mahoney Dennis
C/O: CHIMERA INVESTMENT CORPORATION
520 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2018-05-31
4
A
0
2313
18.02
A
47866
D
Common Stock
2018-06-01
4
A
0
5534
0
A
53400
D
The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation of service.
Represents the average daily VWAP for the Company's common stock for the 20 consecutive trading days ending on the trading day immediately prior to the grant date, May 31, 2018.
Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
Each RSU has the economic equivalent of one share of Chimera common stock.
/s/ Dennis Mahoney
2018-06-04