0001567619-22-017480.txt : 20220916 0001567619-22-017480.hdr.sgml : 20220916 20220916105916 ACCESSION NUMBER: 0001567619-22-017480 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220610 FILED AS OF DATE: 20220916 DATE AS OF CHANGE: 20220916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altschaefl Michael W CENTRAL INDEX KEY: 0001476048 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 221247262 MAIL ADDRESS: STREET 1: ALBANY-CHICAGO COMPANY LLC STREET 2: 8200 100TH STREET CITY: PLEASANT PRAIRIE STATE: WI ZIP: 53158 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4/A 1 doc1.xml FORM 4/A X0306 4/A 2022-06-10 2022-06-13 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001476048 Altschaefl Michael W 2210 WOODLAND DRIVE MANITOWOC WI 54220 1 1 0 0 CEO and Board Chair Common Stock 2022-06-10 4 M 0 26646 2.03 A 861739 D Common Stock 2022-06-10 4 A 0 163417 0 A 1025156 D Common Stock 2022-06-10 4 A 0 50000 0 A 1075156 D Stock Options (right to buy) 2.03 2022-06-10 4 M 0 26646 0 D 2013-06-12 2022-06-12 Common Stock 26646 0 D Stock Options (right to buy) 2.41 2013-12-31 2023-05-28 Common Stock 36568 36568 D Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. This amendment is being filed to include an additional restricted stock award for the reporting person that was not reported on the Form 4 filed June 13, 2022. Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests immediately. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. /s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl 2022-09-16