0001567619-19-021778.txt : 20191118
0001567619-19-021778.hdr.sgml : 20191118
20191118173747
ACCESSION NUMBER: 0001567619-19-021778
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191118
DATE AS OF CHANGE: 20191118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Scott A.
CENTRAL INDEX KEY: 0001681065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 191228506
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
4
1
doc1.xml
FORM 4
X0306
4
2019-11-14
0
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001681065
Green Scott A.
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
0
1
0
0
Chief Operating Officer
Common Stock
2019-11-14
4
S
0
19145
3.272
D
163743
I
By ANKMC, LLC
Common Stock
2019-11-14
4
S
0
15270
3.226
D
148473
I
By ANKMC, LLC
Common Stock
2019-11-15
4
S
0
23473
3.2648
D
125000
I
By ANKMC, LLC
Common Stock
2019-11-15
4
S
0
125000
3.2915
D
0
I
By ANKMC, LLC
Common Stock
476697
D
Common Stock
125270
I
By 401(k) Plan
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Shares owned by ANKMC, LLC, of which the reporting person is the sole member.
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
/s/ Steven R. Barth, Attorney-in-Fact for Scott A. Green
2019-11-18