0001140361-17-025183.txt : 20170615
0001140361-17-025183.hdr.sgml : 20170615
20170615164958
ACCESSION NUMBER: 0001140361-17-025183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170613
FILED AS OF DATE: 20170615
DATE AS OF CHANGE: 20170615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meade Marc
CENTRAL INDEX KEY: 0001595067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 17913989
MAIL ADDRESS:
STREET 1: ORION ENERGY SYSTEMS, INC.
STREET 2: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
4
1
doc1.xml
FORM 4
X0306
4
2017-06-13
0
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001595067
Meade Marc
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
0
1
0
0
Executive Vice President
Common Stock
2017-06-13
4
A
0
73566
0
A
297415
D
Common Stock
2017-06-13
4
P
0
4000
1.3899
A
301415
D
Stock Options (right to buy)
4.70
2011-02-01
2020-02-01
Common Stock
5000
5000
D
Stock Options (right to buy)
3.46
2011-05-18
2020-05-18
Common Stock
20000
20000
D
Stock Options (right to buy)
3.45
2011-11-01
2020-11-01
Common Stock
25000
25000
D
Stock Options (right to buy)
2.05
2014-02-01
2023-02-01
Common Stock
20000
20000
D
Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vested and became exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vested and became exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively.
/s/ Steven R. Barth, Attorney-in-Fact for Marc Meade
2017-06-15