X0306 4 2016-02-12 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001418607 Scribante John H 2210 WOODLAND DRIVE MANITOWOC WI 54220 1 1 0 0 Chief Executive Officer Common Stock 2016-02-12 4 P 0 10000 1.3249 A 20000 I By IRA Common Stock 387898 D Common Stock 84648 I By TMS Trust Stock Options (right to buy) 2.50 2016-06-02 Common Stock 40000 40000 D Stock Options (right to buy) 5.35 2018-08-08 Common Stock 21452 21452 D Stock Options (right to buy) 3.78 2019-05-19 Common Stock 11759 11759 D Stock Options (right to buy) 3.01 2019-09-01 Common Stock 250000 250000 D Stock Options (right to buy) 3.46 2020-05-18 Common Stock 16731 16731 D Stock Options (right to buy) 2.03 2022-06-12 Common Stock 100000 100000 D Stock Options (right to buy) 1.62 2022-11-12 Common Stock 100000 100000 D Shares previously reported by the reporting person as indirectly held by the Garden Villa on 3rd LLC were transferred to the TMS Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 2, 2006, became fully exercisable on March 31, 2011. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted September 1, 2009, will vest and become exercisable in 50,000 share increments when the average trading price of the Issuer's common stock equals or exceeds $4.00, $5.00, $6.00, $7.00 and $ 8.00 per share. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in 20% increments on June 12, 2013, 2014, 2015, 2016 and 2017, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 12, 2012, vests and becomes exercisable in three equal installments on November 12, 2013, 2014 and 2015, respectively. /s/ Steven R. Barth, Attorney-in-Fact for John H. Scribante 2016-02-12