0000897069-23-001218.txt : 20230816 0000897069-23-001218.hdr.sgml : 20230816 20230816134342 ACCESSION NUMBER: 0000897069-23-001218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shapiro Richard A CENTRAL INDEX KEY: 0001648814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 231177642 MAIL ADDRESS: STREET 1: C/O WEXFORD CAPITAL STREET 2: 411 WEST PUTNAM AVE, SUITE 125 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 form4.xml X0508 4 2023-08-15 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001648814 Shapiro Richard A 2210 WOODLAND DRIVE MANITOWOC WI 54220 true false Common Stock 2023-08-15 4 A 0 19355 0 A 19355 D Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. /s/ Steven R. Barth, Attorney-in-Fact for Richard A. Shapiro 2023-08-16