0000897069-23-000590.txt : 20230526
0000897069-23-000590.hdr.sgml : 20230526
20230526163219
ACCESSION NUMBER: 0000897069-23-000590
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221110
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altschaefl Michael W
CENTRAL INDEX KEY: 0001476048
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 23969551
MAIL ADDRESS:
STREET 1: ALBANY-CHICAGO COMPANY LLC
STREET 2: 8200 100TH STREET
CITY: PLEASANT PRAIRIE
STATE: WI
ZIP: 53158
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 2210 WOODLAND DRIVE
CITY: MANITOWOC
STATE: WI
ZIP: 54220
4/A
1
form4.xml
X0407
4/A
2022-11-10
2022-12-14
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001476048
Altschaefl Michael W
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
true
false
Common Stock
2022-11-10
4
A
0
35952
0
A
1121108
D
Stock Options (right to buy)
2.41
2013-12-31
2023-05-28
Common Stock
36568
36568
D
Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person.
Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
/s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl
2023-05-26