0000897069-23-000590.txt : 20230526 0000897069-23-000590.hdr.sgml : 20230526 20230526163219 ACCESSION NUMBER: 0000897069-23-000590 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altschaefl Michael W CENTRAL INDEX KEY: 0001476048 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 23969551 MAIL ADDRESS: STREET 1: ALBANY-CHICAGO COMPANY LLC STREET 2: 8200 100TH STREET CITY: PLEASANT PRAIRIE STATE: WI ZIP: 53158 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4/A 1 form4.xml X0407 4/A 2022-11-10 2022-12-14 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001476048 Altschaefl Michael W 2210 WOODLAND DRIVE MANITOWOC WI 54220 true false Common Stock 2022-11-10 4 A 0 35952 0 A 1121108 D Stock Options (right to buy) 2.41 2013-12-31 2023-05-28 Common Stock 36568 36568 D Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person. Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. /s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl 2023-05-26