0001382963-19-000134.txt : 20191107 0001382963-19-000134.hdr.sgml : 20191107 20191107212951 ACCESSION NUMBER: 0001382963-19-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelley William Bernard CENTRAL INDEX KEY: 0001789876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38238 FILM NUMBER: 191201908 MAIL ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Venus Concept Inc. CENTRAL INDEX KEY: 0001409269 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061681204 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 BUSINESS PHONE: 877-848-8430 X117 MAIL ADDRESS: STREET 1: 235 YORKLAND BLVD. STREET 2: SUITE 900 CITY: TORONTO STATE: A6 ZIP: M2J 4Y8 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Robotics, Inc. DATE OF NAME CHANGE: 20171121 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Robotics Inc DATE OF NAME CHANGE: 20070808 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-07 0001409269 Venus Concept Inc. VERO 0001789876 Kelley William Bernard C/O VENUS CONCEPT INC. 235 YORKLAND BLVD., SUITE 900 TORONTO A6 M2J 4Y8 ONTARIO, CANADA 0 1 0 0 President, Global Sales Common Stock 2019-11-07 4 A 0 13333 3.75 A 13333 D Employee Stock Options (right to buy) 5.25 2019-11-07 4 A 0 34602 A 2027-03-06 Common Stock 34602 34602 D Employee Stock Options (right to buy) 7.05 2019-11-07 4 A 0 23068 A 2027-08-09 Common Stock 23068 23068 D Warrants (right to buy) 6.00 2019-11-07 4 A 0 13333 A 2020-05-07 2024-11-07 Common Stock 6666.5 13333 D These securities were purchased from the Issuer at a purchase price of $3.75 per unit, consisting of one share of Common Stock and a warrant exercisable for 0.5 shares of Common Stock, with two warrants exercisable for one share of Common Stock at an exercise price of $6.00 per share. As of the Transaction Date, 28,834 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 2,884 options vest and become exercisable on each of December 6, 2019 and March 6, 2020. Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 60,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share. As of the Transaction Date, 12,487 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 10,581 options vest ratably and become exercisable each month from November 9, 2019 to August 9, 2021. Received, in connection with the Merger, in exchange for an employee stock option to acquire 40,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.00 per share. /s/ Domenic Di Sisto, attorney-in-fact 2019-11-07