0001209191-18-043908.txt : 20180725
0001209191-18-043908.hdr.sgml : 20180725
20180725165303
ACCESSION NUMBER: 0001209191-18-043908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180723
FILED AS OF DATE: 20180725
DATE AS OF CHANGE: 20180725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Partners V LP
CENTRAL INDEX KEY: 0001409103
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 18969188
BUSINESS ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
BUSINESS PHONE: (203) 653-6400
MAIL ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Partners International V LP
CENTRAL INDEX KEY: 0001409104
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 18969189
BUSINESS ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
BUSINESS PHONE: (203) 653-6400
MAIL ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Management, LLC
CENTRAL INDEX KEY: 0001421162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 18969190
BUSINESS ADDRESS:
BUSINESS PHONE: 203 654 6400
MAIL ADDRESS:
STREET 1: 680 WASHINGTON BLVD
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Partners V, L.L.C.
CENTRAL INDEX KEY: 0001605684
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 18969191
BUSINESS ADDRESS:
STREET 1: 680 WASHINGTON BLVD.
STREET 2: 10TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-653-6400
MAIL ADDRESS:
STREET 1: 680 WASHINGTON BLVD.
STREET 2: 10TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quotient Ltd
CENTRAL INDEX KEY: 0001596946
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 264719797
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 28 ESPLANADE
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3QA
BUSINESS PHONE: 41274832286
MAIL ADDRESS:
STREET 1: 28 ESPLANADE
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3QA
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-07-23
0
0001596946
Quotient Ltd
QTNT
0001409103
Galen Partners V LP
680 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
1
0
0001409104
Galen Partners International V LP
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
0001421162
Galen Management, LLC
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
0001605684
Galen Partners V, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
1
0
Ordinary Shares
2018-07-23
4
X
0
419728
5.80
A
7329074
I
See footnote
Warrant (Right to Buy)
5.80
2018-07-23
4
X
0
419728
D
2018-07-31
Ordinary Shares
419728
0
I
See footnote
The ordinary shares were acquired upon the exercise of warrants to purchase ordinary shares. Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares.
Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
The warrants are immediately exercisable.
Each warrant represented a right to purchase ordinary shares at an exercise price of $5.80 per share.
Prior to the exercise Galen V held 386,695 warrants to purchase ordinary shares and Galen International V held 33,033 warrants to purchase ordinary shares. Each of Galen V and Galen International V exercised their warrants in full.
/s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners V LP
2018-07-25
/s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners International V LP
2018-07-25
/s/ Zubeen Shroff, member
2018-07-25
/s/ Zubeen Shroff, managing director
2018-07-25