0001209191-18-043908.txt : 20180725 0001209191-18-043908.hdr.sgml : 20180725 20180725165303 ACCESSION NUMBER: 0001209191-18-043908 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180723 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Partners V LP CENTRAL INDEX KEY: 0001409103 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 18969188 BUSINESS ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 653-6400 MAIL ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Partners International V LP CENTRAL INDEX KEY: 0001409104 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 18969189 BUSINESS ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 653-6400 MAIL ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Management, LLC CENTRAL INDEX KEY: 0001421162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 18969190 BUSINESS ADDRESS: BUSINESS PHONE: 203 654 6400 MAIL ADDRESS: STREET 1: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Partners V, L.L.C. CENTRAL INDEX KEY: 0001605684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 18969191 BUSINESS ADDRESS: STREET 1: 680 WASHINGTON BLVD. STREET 2: 10TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-653-6400 MAIL ADDRESS: STREET 1: 680 WASHINGTON BLVD. STREET 2: 10TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-23 0 0001596946 Quotient Ltd QTNT 0001409103 Galen Partners V LP 680 WASHINGTON BLVD. STAMFORD CT 06901 1 0 1 0 0001409104 Galen Partners International V LP 680 WASHINGTON BLVD. STAMFORD CT 06901 0 0 1 0 0001421162 Galen Management, LLC 680 WASHINGTON BLVD. STAMFORD CT 06901 0 0 1 0 0001605684 Galen Partners V, L.L.C. 680 WASHINGTON BLVD. STAMFORD CT 06901 0 0 1 0 Ordinary Shares 2018-07-23 4 X 0 419728 5.80 A 7329074 I See footnote Warrant (Right to Buy) 5.80 2018-07-23 4 X 0 419728 D 2018-07-31 Ordinary Shares 419728 0 I See footnote The ordinary shares were acquired upon the exercise of warrants to purchase ordinary shares. Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares. Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. The warrants are immediately exercisable. Each warrant represented a right to purchase ordinary shares at an exercise price of $5.80 per share. Prior to the exercise Galen V held 386,695 warrants to purchase ordinary shares and Galen International V held 33,033 warrants to purchase ordinary shares. Each of Galen V and Galen International V exercised their warrants in full. /s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners V LP 2018-07-25 /s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners International V LP 2018-07-25 /s/ Zubeen Shroff, member 2018-07-25 /s/ Zubeen Shroff, managing director 2018-07-25