0001209191-17-058362.txt : 20171030
0001209191-17-058362.hdr.sgml : 20171030
20171030180310
ACCESSION NUMBER: 0001209191-17-058362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171030
DATE AS OF CHANGE: 20171030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Management, LLC
CENTRAL INDEX KEY: 0001421162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 171163557
BUSINESS ADDRESS:
BUSINESS PHONE: 203 654 6400
MAIL ADDRESS:
STREET 1: 680 WASHINGTON BLVD
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Partners International V LP
CENTRAL INDEX KEY: 0001409104
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 171163558
BUSINESS ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
BUSINESS PHONE: (203) 653-6400
MAIL ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Partners V LP
CENTRAL INDEX KEY: 0001409103
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 171163559
BUSINESS ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
BUSINESS PHONE: (203) 653-6400
MAIL ADDRESS:
STREET 1: c/o Galen Partners V LLC
STREET 2: 680 Washington Boulevard
CITY: Stamford
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Partners V, L.L.C.
CENTRAL INDEX KEY: 0001605684
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 171163556
BUSINESS ADDRESS:
STREET 1: 680 WASHINGTON BLVD.
STREET 2: 10TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-653-6400
MAIL ADDRESS:
STREET 1: 680 WASHINGTON BLVD.
STREET 2: 10TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quotient Ltd
CENTRAL INDEX KEY: 0001596946
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 264719797
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 28 ESPLANADE
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3QA
BUSINESS PHONE: 41274832286
MAIL ADDRESS:
STREET 1: 28 ESPLANADE
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3QA
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-10-26
0
0001596946
Quotient Ltd
QTNT
0001409103
Galen Partners V LP
680 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
1
0
0001409104
Galen Partners International V LP
680 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
1
0
0001421162
Galen Management, LLC
680 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
1
0
0001605684
Galen Partners V, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
1
0
Ordinary Shares
2017-10-26
4
A
0
419728
4.64
A
6909346
I
See footnote
Warrants to purchase Ordinary Shares
5.80
2017-10-26
4
A
0
419728
0.125
A
2018-07-31
Ordinary Shares
419728
419728
I
See footnote
Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares.
Includes 6,226,895 ordinary shares held of record by Galen V, 531,747 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Galen V LP acquired a warrant to purchase 386,695 ordinary shares and Galen International V acquired a warrant to purchase 33,033 ordinary shares.
The warrants are immediately exercisable.
Includes a warrant to purchase 386,695 ordinary shares held of record by Galen V and a warrant to purchase 33,033 ordinary shares held of record by Galen International V.
Zubeen Shroff and John Wilkerson are managing directors of Galen V, L.L.C. and serve as directors of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation by Messrs. Shroff and Wilkerson on the Board of Directors of the Issuer.
/s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners V LP
2017-10-30
/s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners International V LP
2017-10-30
/s/ Zubeen Shroff, member
2017-10-30
/s/ Zubeen Shroff, managing director
2017-10-30