0001209191-17-058362.txt : 20171030 0001209191-17-058362.hdr.sgml : 20171030 20171030180310 ACCESSION NUMBER: 0001209191-17-058362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Management, LLC CENTRAL INDEX KEY: 0001421162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 171163557 BUSINESS ADDRESS: BUSINESS PHONE: 203 654 6400 MAIL ADDRESS: STREET 1: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Partners International V LP CENTRAL INDEX KEY: 0001409104 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 171163558 BUSINESS ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 653-6400 MAIL ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Partners V LP CENTRAL INDEX KEY: 0001409103 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 171163559 BUSINESS ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 653-6400 MAIL ADDRESS: STREET 1: c/o Galen Partners V LLC STREET 2: 680 Washington Boulevard CITY: Stamford STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galen Partners V, L.L.C. CENTRAL INDEX KEY: 0001605684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 171163556 BUSINESS ADDRESS: STREET 1: 680 WASHINGTON BLVD. STREET 2: 10TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-653-6400 MAIL ADDRESS: STREET 1: 680 WASHINGTON BLVD. STREET 2: 10TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-26 0 0001596946 Quotient Ltd QTNT 0001409103 Galen Partners V LP 680 WASHINGTON BLVD. STAMFORD CT 06901 1 0 1 0 0001409104 Galen Partners International V LP 680 WASHINGTON BLVD. STAMFORD CT 06901 1 0 1 0 0001421162 Galen Management, LLC 680 WASHINGTON BLVD. STAMFORD CT 06901 1 0 1 0 0001605684 Galen Partners V, L.L.C. 680 WASHINGTON BLVD. STAMFORD CT 06901 1 0 1 0 Ordinary Shares 2017-10-26 4 A 0 419728 4.64 A 6909346 I See footnote Warrants to purchase Ordinary Shares 5.80 2017-10-26 4 A 0 419728 0.125 A 2018-07-31 Ordinary Shares 419728 419728 I See footnote Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares. Includes 6,226,895 ordinary shares held of record by Galen V, 531,747 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Galen V LP acquired a warrant to purchase 386,695 ordinary shares and Galen International V acquired a warrant to purchase 33,033 ordinary shares. The warrants are immediately exercisable. Includes a warrant to purchase 386,695 ordinary shares held of record by Galen V and a warrant to purchase 33,033 ordinary shares held of record by Galen International V. Zubeen Shroff and John Wilkerson are managing directors of Galen V, L.L.C. and serve as directors of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation by Messrs. Shroff and Wilkerson on the Board of Directors of the Issuer. /s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners V LP 2017-10-30 /s/ Zubeen Shroff, managing director of Galen Partners V, L.L.C., the general partner of Galen Partners International V LP 2017-10-30 /s/ Zubeen Shroff, member 2017-10-30 /s/ Zubeen Shroff, managing director 2017-10-30