N-PX 1 advisorshares_npx.htm N-PX

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number    811-22110   

 

AdvisorShares Trust

 

(Exact name of registrant as specified in charter)

 

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

 

(Address of principal executive offices) (Zip code)

 

Dan Ahrens

4800 Montgomery Lane, Suite 150

Bethesda, Maryland 20814

 

(Name and address of agent for service)

Registrant’s telephone number, including area code:    1-877-843-3831   

 

Date of fiscal year end:    June 30   

 

Date of reporting period:     July 1, 2021 – June 30, 2022   

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022

 

Item 1. Proxy Voting Record.

 

================ ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF ===============

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=================== ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

====================== ADVISORSHARES DORSEY WRIGHT SHORT ETF ======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================= ADVISORSHARES DRONE TECHNOLOGY ETF =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=================== ADVISORSHARES MANAGED BITCOIN STRATEGY ETF ===================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=============== ADVISORSHARES NORTH SQUARE MCKEE ESG CORE BOND ETF ===============

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=============== ADVISORSHARES NORTH SQUARE MCKEE CORE RESERVES ETF ===============

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

=================== ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF ==================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================= ADVISORSHARES Q DYNAMIC GROWTH ETF =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================ ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

======================= ADVISORSHARES RANGER EQUITY BEAR ETF ======================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

===================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF =====================

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ===================

 

 

 

 

==================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ====================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2021 - 06/30/2022

REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (Fund): AdvisorShares Alpha DNA Equity Sentiment ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors Whether Vote Was For or Against Management
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1A. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1B. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1C. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1D. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1E. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1F. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1G. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1H. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1I. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 1J. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 2. 14A Executive Compensation Management Y N A
MARVELL TECHNOLOGY, INC. MRVL 573874104 16-Jul-2021 3. Ratify Appointment of Independent Auditors Management Y F F
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1a. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1b. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1c. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1d. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1e. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1f. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1g. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1h. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 1i. Election of Directors (Majority Voting) Management Y N A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 2. 14A Executive Compensation Management Y F F
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 3. 14A Executive Compensation Vote Frequency Management Y F A
VISTA OUTDOOR INC. VSTO 928377100 27-Jul-2021 4. Ratify Appointment of Independent Auditors Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1a. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1b. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1c. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1d. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1e. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1f. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1g. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1h. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1i. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1j. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 1k. Election of Directors (Full Slate) Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 2. Ratify Appointment of Independent Auditors Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 3. 14A Executive Compensation Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 4. Allot Securities Management Y F F
FLEX LTD. FLEX Y2573F102 04-Aug-2021 5. Authorize Directors to Repurchase Shares Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 1. Election of Directors Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 2. 14A Executive Compensation Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 3. Amend Non-Employee Director Plan Management Y F F
BOOT BARN HOLDINGS, INC. BOOT 099406100 25-Aug-2021 4. Ratify Appointment of Independent Auditors Management Y F F
THE AARON’S COMPANY, INC. AAN 00258W108 25-Aug-2021 1A. Election of Directors (Majority Voting) Management Y F F
THE AARON’S COMPANY, INC. AAN 00258W108 25-Aug-2021 1B. Election of Directors (Majority Voting) Management Y F F
THE AARON’S COMPANY, INC. AAN 00258W108 25-Aug-2021 2. 14A Executive Compensation Management Y F F
THE AARON’S COMPANY, INC. AAN 00258W108 25-Aug-2021 3. 14A Executive Compensation Vote Frequency Management Y F A
THE AARON’S COMPANY, INC. AAN 00258W108 25-Aug-2021 4. Amend Stock Compensation Plan Management Y F F
THE AARON’S COMPANY, INC. AAN 00258W108 25-Aug-2021 5. Ratify Appointment of Independent Auditors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 1. Election of Directors Management Y F F
INTER PARFUMS, INC. IPAR 458334109 05-Oct-2021 2. 14A Executive Compensation Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 1. Election of Directors (Full Slate) Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 2. Election of Directors (Full Slate) Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 3. Election of Directors (Full Slate) Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 4. Ratify Appointment of Independent Auditors Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 5. Approve Remuneration of Directors and Auditors Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 6. Adopt Accounts for Past Year Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 7. 14A Executive Compensation Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 1. Election of Directors (Full Slate) Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 2. Election of Directors (Full Slate) Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 3. Election of Directors (Full Slate) Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 4. Ratify Appointment of Independent Auditors Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 5. Approve Remuneration of Directors and Auditors Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 6. Adopt Accounts for Past Year Management Y F F
MIMECAST LIMITED MIME G14838109 06-Oct-2021 7. 14A Executive Compensation Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1A. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1B. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1C. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1D. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1E. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1F. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1G. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1H. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1I. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 1J. Election of Directors (Majority Voting) Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 2. 14A Executive Compensation Management Y N A
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 3. Ratify Appointment of Independent Auditors Management Y F F
SEAGATE TECHNOLOGY HOLDINGS PLC STX G7997R103 20-Oct-2021 4. Approve Stock Compensation Plan Management Y F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 01-Dec-2021 1. Election of Directors Management Y F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 01-Dec-2021 1. Election of Directors Management Y F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 01-Dec-2021 1. Election of Directors Management Y F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 01-Dec-2021 2. Ratify Appointment of Independent Auditors Management Y F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 01-Dec-2021 3. 14A Executive Compensation Management Y F F
PAYLOCITY HOLDING CORPORATION PCTY 70438V106 01-Dec-2021 4. Declassify Board Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 1. Receive Consolidated Financial Statements Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 2. Approve Remuneration of Directors and Auditors Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 3. Ratify Appointment of Independent Auditors Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 4. Election of Directors (Full Slate) Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 5. Election of Directors (Full Slate) Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 6. Election of Directors (Full Slate) Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 7. Election of Directors (Full Slate) Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 8. Election of Directors (Full Slate) Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 9. Election of Directors (Full Slate) Management Y F F
ENDAVA PLC DAVA 29260V105 09-Dec-2021 10. Election of Directors (Full Slate) Management Y F F
NUTANIX, INC. NTNX 67059N108 10-Dec-2021 1A. Election of Directors (Majority Voting) Management Y F F
NUTANIX, INC. NTNX 67059N108 10-Dec-2021 1B. Election of Directors (Majority Voting) Management Y F F
NUTANIX, INC. NTNX 67059N108 10-Dec-2021 1C. Election of Directors (Majority Voting) Management Y F F
NUTANIX, INC. NTNX 67059N108 10-Dec-2021 2. Ratify Appointment of Independent Auditors Management Y F F
NUTANIX, INC. NTNX 67059N108 10-Dec-2021 3. 14A Executive Compensation Management Y N A
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 1A. Election of Directors (Majority Voting) Management Y F F
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 1B. Election of Directors (Majority Voting) Management Y F F
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 1C. Election of Directors (Majority Voting) Management Y F F
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 1D. Election of Directors (Majority Voting) Management Y F F
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 2. Ratify Appointment of Independent Auditors Management Y F F
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 3. 14A Executive Compensation Management Y F F
PALO ALTO NETWORKS, INC. PANW 697435105 14-Dec-2021 4. Approve Stock Compensation Plan Management Y F F
ZSCALER, INC. ZS 98980G102 05-Jan-2022 1. Election of Directors Management Y F F
ZSCALER, INC. ZS 98980G102 05-Jan-2022 1. Election of Directors Management Y F F
ZSCALER, INC. ZS 98980G102 05-Jan-2022 1. Election of Directors Management Y F F
ZSCALER, INC. ZS 98980G102 05-Jan-2022 2. Ratify Appointment of Independent Auditors Management Y F F
ZSCALER, INC. ZS 98980G102 05-Jan-2022 3. 14A Executive Compensation Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1A. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1B. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1C. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1D. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1E. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1F. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1G. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1H. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1I. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 1J. Election of Directors (Majority Voting) Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 2. Ratify Appointment of Independent Auditors Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 3. 14A Executive Compensation Management Y F F
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 4. S/H Proposal - Report on Charitable Contributions Shareholder Y F A
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 5. S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder Y F A
COSTCO WHOLESALE CORPORATION COST 22160K105 20-Jan-2022 6. S/H Proposal - Human Rights Related Shareholder Y F A
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1A. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1B. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1C. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1D. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1E. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1F. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1G. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1H. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1I. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1J. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1K. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 1L. Election of Directors (Majority Voting) Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 2. Ratify Appointment of Independent Auditors Management Y F F
QUALCOMM INCORPORATED QCOM 747525103 09-Mar-2022 3. 14A Executive Compensation Management Y N A
MIMECAST LIMITED MIME G14838A99 11-Mar-2022 1. Share Scheme Management Y F F
MIMECAST LIMITED MIME G14838109 11-Mar-2022 S1. Share Scheme Management Y F F
MIMECAST LIMITED MIME G14838109 11-Mar-2022 O2. 14A Executive Compensation Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1A. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1B. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1C. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1D. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1E. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1F. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1G. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1H. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 1I. Election of Directors (Majority Voting) Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 2. Ratify Appointment of Independent Auditors Management Y F F
BROADCOM INC AVGO 11135F101 04-Apr-2022 3. 14A Executive Compensation Management Y N A
GLOBANT S.A. GLOB L44385109 22-Apr-2022 2. Receive Consolidated Financial Statements Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 3. Receive Consolidated Financial Statements Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 4. Adopt Accounts for Past Year Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 5. Approve Discharge of Board and President Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 6. Adopt Non-Employee Director Plan Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 7. Ratify Appointment of Independent Auditors Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 8. Ratify Appointment of Independent Auditors Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 9. Election of Directors (Full Slate) Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 10. Election of Directors (Full Slate) Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 11. Election of Directors (Majority Voting) Management Y F F
GLOBANT S.A. GLOB L44385109 22-Apr-2022 E1. Amend Articles/Charter to Reflect Changes in Capital Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1A. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1B. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1C. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1D. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1E. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1F. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1G. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1H. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1I. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 1J. Election of Directors (Majority Voting) Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 2. Ratify Appointment of Independent Auditors Management Y F F
FASTENAL COMPANY FAST 311900104 23-Apr-2022 3. 14A Executive Compensation Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1A. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1B. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1C. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1D. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1E. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1F. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1G. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1H. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1I. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1J. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1K. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1L. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1M. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 1N. Election of Directors (Majority Voting) Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 2. 14A Executive Compensation Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 3. Approve Stock Compensation Plan Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 4. Ratify Appointment of Independent Auditors Management Y F F
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 5. S/H Proposal - Corporate Governance Shareholder Y F A
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 6. S/H Proposal - Corporate Governance Shareholder Y F A
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 7. S/H Proposal - Human Rights Related Shareholder Y F A
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 8. S/H Proposal - Human Rights Related Shareholder Y F A
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 9. S/H Proposal - Environmental Shareholder Y F A
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 10. S/H Proposal - Human Rights Related Shareholder Y F A
WELLS FARGO & COMPANY WFC 949746101 26-Apr-2022 11. S/H Proposal - Report on Charitable Contributions Shareholder Y F A
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 1.1 Election of Directors (Majority Voting) Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 1.2 Election of Directors (Majority Voting) Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 1.3 Election of Directors (Majority Voting) Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 1.4 Election of Directors (Majority Voting) Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 1.5 Election of Directors (Majority Voting) Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 2. 14A Executive Compensation Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 3. Approve Charter Amendment Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 4. Miscellaneous Corporate Actions Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 5. Ratify Appointment of Independent Auditors Management Y F F
WARRIOR MET COAL, INC. HCC 93627C101 26-Apr-2022 6. S/H Proposal - Corporate Governance Shareholder Y F A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1A. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1B. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1C. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1D. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1E. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1F. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1G. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1H. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1I. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 1J. Election of Directors (Majority Voting) Management Y N A
HANESBRANDS INC. HBI 410345102 26-Apr-2022 2. Ratify Appointment of Independent Auditors Management Y F F
HANESBRANDS INC. HBI 410345102 26-Apr-2022 3. 14A Executive Compensation Management Y N A
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 1. Election of Directors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 2. Ratify Appointment of Independent Auditors Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 3. 14A Executive Compensation Management Y F F
W.W. GRAINGER, INC. GWW 384802104 27-Apr-2022 4. Adopt Incentive Stock Option Plan Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1A. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1B. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1C. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1D. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1E. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1F. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 1G. Election of Directors (Majority Voting) Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 2. 14A Executive Compensation Management Y F F
LITHIA MOTORS, INC. LAD 536797103 27-Apr-2022 3. Ratify Appointment of Independent Auditors Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 1A. Election of Directors (Majority Voting) Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 1B. Election of Directors (Majority Voting) Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 1C. Election of Directors (Majority Voting) Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 2. Ratify Appointment of Independent Auditors Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 3. 14A Executive Compensation Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 4. Stock Repurchase Plan Management Y F F
SIGNATURE BANK SBNY 82669G104 27-Apr-2022 5. Declassify Board Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1A. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1B. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1C. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1D. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1E. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1F. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1G. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1H. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1I. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1J. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1K. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 1L. Election of Directors (Majority Voting) Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 2. 14A Executive Compensation Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 3. Ratify Appointment of Independent Auditors Management Y F F
TEXAS INSTRUMENTS INCORPORATED TXN 882508104 28-Apr-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
SAIA, INC SAIA 78709Y105 29-Apr-2022 1.1 Election of Directors (Majority Voting) Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 1.2 Election of Directors (Majority Voting) Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 1.3 Election of Directors (Majority Voting) Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 1.4 Election of Directors (Majority Voting) Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 2. 14A Executive Compensation Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 3. Eliminate Supermajority Requirements Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 4. Authorize Common Stock Increase Management Y F F
SAIA, INC SAIA 78709Y105 29-Apr-2022 5. Ratify Appointment of Independent Auditors Management Y F F
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 1. Election of Directors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 2. Ratify Appointment of Independent Auditors Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 3. 14A Executive Compensation Management Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 4. S/H Proposal - Corporate Governance Shareholder Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 5. S/H Proposal - Establish Independent Chairman Shareholder Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 6. S/H Proposal - Corporate Governance Shareholder Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 7. S/H Proposal - Political/Government Shareholder Y F  A
ABBOTT LABORATORIES ABT 002824100 29-Apr-2022 8. S/H Proposal - Corporate Governance Shareholder Y F  A
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1K. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1L. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1M. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 1N. Election of Directors (Majority Voting) Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 3. 14A Executive Compensation Management Y F F
AMERICAN EXPRESS COMPANY AXP 025816109 03-May-2022 4. S/H Proposal - Establish Independent Chairman Shareholder Y F A
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 2. 14A Executive Compensation Management Y F F
BRUNSWICK CORPORATION BC 117043109 04-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 1. Election of Directors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 3. 14A Executive Compensation Management Y F F
FIRST BANCORP FBNC 318910106 05-May-2022 4. Authorize Common Stock Increase Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 2. 14A Executive Compensation Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 3. Adopt Employee Stock Purchase Plan Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 4. Ratify Appointment of Independent Auditors Management Y F F
AMN HEALTHCARE SERVICES, INC. AMN 001744101 06-May-2022 5. S/H Proposal - Corporate Governance Shareholder Y F A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.1 Election of Directors (Majority Voting) Management Y A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.2 Election of Directors (Majority Voting) Management Y F A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.3 Election of Directors (Majority Voting) Management Y F  A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.4 Election of Directors (Majority Voting) Management Y F  A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.5 Election of Directors (Majority Voting) Management Y F  A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.6 Election of Directors (Majority Voting) Management Y F  A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 1.7 Election of Directors (Majority Voting) Management Y F  A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 2. Ratify Appointment of Independent Auditors Management Y F  A
LATTICE SEMICONDUCTOR CORPORATION LSCC 518415104 06-May-2022 3. 14A Executive Compensation Management Y F  A
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.3 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.4 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.5 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.6 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 1.7 Election of Directors (Majority Voting) Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 2. 14A Executive Compensation Management Y F F
ONTO INNOVATION INC. ONTO 683344105 10-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 1. Election of Directors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
AXCELIS TECHNOLOGIES, INC. ACLS 054540208 10-May-2022 3. 14A Executive Compensation Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 2. 14A Executive Compensation Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
ENOVA INTERNATIONAL, INC. ENVA 29357K103 10-May-2022 4. 14A Executive Compensation Vote Frequency Management Y F A
PACWEST BANCORP PACW 695263103 10-May-2022 1A. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1B. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1C. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1D. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1E. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1F. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1G. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1H. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1I. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1J. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 1K. Election of Directors (Majority Voting) Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 2. 14A Executive Compensation Management Y N A
PACWEST BANCORP PACW 695263103 10-May-2022 3. Ratify Appointment of Independent Auditors Management Y N A
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.3 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.4 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.5 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.6 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.7 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.8 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 1.9 Election of Directors (Majority Voting) Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 3. 14A Executive Compensation Management Y F F
TRACTOR SUPPLY COMPANY TSCO 892356106 11-May-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 3. 14A Executive Compensation Management Y F F
LANDSTAR SYSTEM, INC. LSTR 515098101 11-May-2022 4. Approve Stock Compensation Plan Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
THE CHILDREN’S PLACE, INC. PLCE 168905107 11-May-2022 3. 14A Executive Compensation Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 2. 14A Executive Compensation Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
LABORATORY CORP. OF AMERICA HOLDINGS LH 50540R409 11-May-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
WEX INC. WEX 96208T104 12-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
WEX INC. WEX 96208T104 12-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
WEX INC. WEX 96208T104 12-May-2022 1.3 Election of Directors (Majority Voting) Management Y F F
WEX INC. WEX 96208T104 12-May-2022 1.4 Election of Directors (Majority Voting) Management Y F F
WEX INC. WEX 96208T104 12-May-2022 2. 14A Executive Compensation Management Y F F
WEX INC. WEX 96208T104 12-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 2. 14A Executive Compensation Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
O’REILLY AUTOMOTIVE, INC. ORLY 67103H107 12-May-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
KEYCORP KEY 493267108 12-May-2022 1A. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1B. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1C. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1D. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1E. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1F. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1G. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1H. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1I. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1J. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1K. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1L. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 1M. Election of Directors (Majority Voting) Management Y N A
KEYCORP KEY 493267108 12-May-2022 2. Ratify Appointment of Independent Auditors Management Y N A
KEYCORP KEY 493267108 12-May-2022 3. 14A Executive Compensation Management Y N A
VEECO INSTRUMENTS INC. VECO 922417100 12-May-2022 1. Election of Directors Management Y F F
VEECO INSTRUMENTS INC. VECO 922417100 12-May-2022 1. Election of Directors Management Y F F
VEECO INSTRUMENTS INC. VECO 922417100 12-May-2022 1. Election of Directors Management Y F F
VEECO INSTRUMENTS INC. VECO 922417100 12-May-2022 2. Amend Stock Compensation Plan Management Y F F
VEECO INSTRUMENTS INC. VECO 922417100 12-May-2022 3. 14A Executive Compensation Management Y F F
VEECO INSTRUMENTS INC. VECO 922417100 12-May-2022 4. Ratify Appointment of Independent Auditors Management Y F F
WESTLAKE CORPORATION WLK 960413102 12-May-2022 1. Election of Directors Management Y F  A
WESTLAKE CORPORATION WLK 960413102 12-May-2022 1. Election of Directors Management Y A
WESTLAKE CORPORATION WLK 960413102 12-May-2022 1. Election of Directors Management Y F A
WESTLAKE CORPORATION WLK 960413102 12-May-2022 2. Ratify Appointment of Independent Auditors Management Y F  A
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1K. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1L. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1M. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 1N. Election of Directors (Majority Voting) Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 2. 14A Executive Compensation Management Y F F
CBOE GLOBAL MARKETS, INC. CBOE 12503M108 12-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
KNOWBE4, INC. KNBE 49926T104 16-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
KNOWBE4, INC. KNBE 49926T104 16-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 1. Election of Directors Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 2. 14A Executive Compensation Management Y N A
GENCO SHIPPING & TRADING LIMITED GNK Y2685T131 16-May-2022 3. Ratify Appointment of Independent Auditors Management Y N A
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
CROSS COUNTRY HEALTHCARE, INC. CCRN 227483104 17-May-2022 3. 14A Executive Compensation Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 1. Election of Directors Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 1. Election of Directors Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 1. Election of Directors Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 1. Election of Directors Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 1. Election of Directors Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 2. 14A Executive Compensation Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC KNX 499049104 17-May-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
UPSTART HOLDINGS, INC. UPST 91680M107 17-May-2022 1. Election of Directors Management Y F F
UPSTART HOLDINGS, INC. UPST 91680M107 17-May-2022 1. Election of Directors Management Y F F
UPSTART HOLDINGS, INC. UPST 91680M107 17-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
UPSTART HOLDINGS, INC. UPST 91680M107 17-May-2022 3. 14A Executive Compensation Vote Frequency Management Y F A
EVERI HOLDINGS INC. EVRI 30034T103 18-May-2022 1. Election of Directors Management Y   A
EVERI HOLDINGS INC. EVRI 30034T103 18-May-2022 1. Election of Directors Management Y   A
EVERI HOLDINGS INC. EVRI 30034T103 18-May-2022 2. 14A Executive Compensation Management Y   A
EVERI HOLDINGS INC. EVRI 30034T103 18-May-2022 3. Ratify Appointment of Independent Auditors Management Y   A
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 2. 14A Executive Compensation Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
ADVANCE AUTO PARTS, INC. AAP 00751Y106 19-May-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1K. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1L. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1M. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 1N. Election of Directors (Majority Voting) Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 3. 14A Executive Compensation Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 4. Adopt Omnibus Stock Option Plan Management Y F F
THE HOME DEPOT, INC. HD 437076102 19-May-2022 5. S/H Proposal - Corporate Governance Shareholder Y F A
THE HOME DEPOT, INC. HD 437076102 19-May-2022 6. S/H Proposal - Establish Independent Chairman Shareholder Y F A
THE HOME DEPOT, INC. HD 437076102 19-May-2022 7. S/H Proposal - Report on Charitable Contributions Shareholder Y F A
THE HOME DEPOT, INC. HD 437076102 19-May-2022 8. S/H Proposal - Corporate Governance Shareholder Y F A
THE HOME DEPOT, INC. HD 437076102 19-May-2022 9. S/H Proposal - Corporate Governance Shareholder Y F A
THE HOME DEPOT, INC. HD 437076102 19-May-2022 10. S/H Proposal - Corporate Governance Shareholder Y F A
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 1. Election of Directors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
WORLD WRESTLING ENTERTAINMENT, INC. WWE 98156Q108 19-May-2022 3. 14A Executive Compensation Management Y F F
ARES CAPITAL CORPORATION ARCC 04010L103 19-May-2022 1A. Election of Directors (Majority Voting) Management Y N A
ARES CAPITAL CORPORATION ARCC 04010L103 19-May-2022 1B. Election of Directors (Majority Voting) Management Y N A
ARES CAPITAL CORPORATION ARCC 04010L103 19-May-2022 1C. Election of Directors (Majority Voting) Management Y N A
ARES CAPITAL CORPORATION ARCC 04010L103 19-May-2022 2. Ratify Appointment of Independent Auditors Management Y N A
MACY’S INC. M 55616P104 20-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1K. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1L. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 1M. Election of Directors (Majority Voting) Management Y F F
MACY’S INC. M 55616P104 20-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
MACY’S INC. M 55616P104 20-May-2022 3. 14A Executive Compensation Management Y F F
MACY’S INC. M 55616P104 20-May-2022 4. Adopt Employee Stock Purchase Plan Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.3 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.4 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.5 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.6 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.7 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 1.8 Election of Directors (Majority Voting) Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 2. 14A Executive Compensation Management Y F F
POWER INTEGRATIONS, INC. POWI 739276103 20-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 1. Election of Directors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 2. 14A Executive Compensation Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
HUB GROUP, INC. HUBG 443320106 24-May-2022 4. Approve Stock Compensation Plan Management Y F F
COUPA SOFTWARE INCORPORATED COUP 22266L106 25-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
COUPA SOFTWARE INCORPORATED COUP 22266L106 25-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
COUPA SOFTWARE INCORPORATED COUP 22266L106 25-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
COUPA SOFTWARE INCORPORATED COUP 22266L106 25-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
COUPA SOFTWARE INCORPORATED COUP 22266L106 25-May-2022 3. 14A Executive Compensation Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
TOWNEBANK TOWN 89214P109 25-May-2022 3. 14A Executive Compensation Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.3 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.4 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.5 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.6 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 1.7 Election of Directors (Majority Voting) Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 2. Approve Stock Compensation Plan Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 3. 14A Executive Compensation Management Y F F
DIODES INCORPORATED DIOD 254543101 25-May-2022 4. Ratify Appointment of Independent Auditors Management Y F F
SPROUT SOCIAL, INC. SPT 85209W109 25-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
SPROUT SOCIAL, INC. SPT 85209W109 25-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
SPROUT SOCIAL, INC. SPT 85209W109 25-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
SPROUT SOCIAL, INC. SPT 85209W109 25-May-2022 3. 14A Executive Compensation Management Y F F
SPROUT SOCIAL, INC. SPT 85209W109 25-May-2022 4. 14A Executive Compensation Vote Frequency Management Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 1K. Election of Directors (Majority Voting) Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 3. 14A Executive Compensation Management Y F F
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 4. S/H Proposal - Corporate Governance Shareholder Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 5. S/H Proposal - Corporate Governance Shareholder Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 6. S/H Proposal - Environmental Shareholder Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 7. S/H Proposal - Environmental Shareholder Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 8. S/H Proposal - Corporate Governance Shareholder Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 9. S/H Proposal - Corporate Governance Shareholder Y F A
EXXON MOBIL CORPORATION XOM 30231G102 25-May-2022 10. S/H Proposal - Political/Government Shareholder Y F A
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.3 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.4 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.5 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.6 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.7 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 1.8 Election of Directors (Majority Voting) Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 2. 14A Executive Compensation Management Y F F
SM ENERGY COMPANY SM 78454L100 26-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
MAXLINEAR, INC. MXL 57776J100 26-May-2022 1.1 Election of Directors (Majority Voting) Management Y F F
MAXLINEAR, INC. MXL 57776J100 26-May-2022 1.2 Election of Directors (Majority Voting) Management Y F F
MAXLINEAR, INC. MXL 57776J100 26-May-2022 2. 14A Executive Compensation Management Y F F
MAXLINEAR, INC. MXL 57776J100 26-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 1. Election of Directors Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 2. 14A Executive Compensation Management Y F F
WESCO INTERNATIONAL, INC. WCC 95082P105 26-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
SKECHERS U.S.A., INC. SKX 830566105 26-May-2022 1. Election of Directors Management Y F F
SKECHERS U.S.A., INC. SKX 830566105 26-May-2022 1. Election of Directors Management Y F F
SKECHERS U.S.A., INC. SKX 830566105 26-May-2022 1. Election of Directors Management Y F F
SKECHERS U.S.A., INC. SKX 830566105 26-May-2022 2. S/H Proposal - Environmental Shareholder Y F A
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 1. Election of Directors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 2. 14A Executive Compensation Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 3. Ratify Appointment of Independent Auditors Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 4. Amend Incentive Stock Option Plan Management Y F F
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 5. S/H Proposal - Corporate Governance Shareholder Y F A
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 6. S/H Proposal - Corporate Governance Shareholder Y F A
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 7. S/H Proposal - Corporate Governance Shareholder Y F A
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 8. S/H Proposal - Corporate Governance Shareholder Y F A
LOWE’S COMPANIES, INC. LOW 548661107 27-May-2022 9. S/H Proposal - Corporate Governance Shareholder Y F A
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1A. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1B. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1C. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1D. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1E. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1F. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1G. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1H. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1I. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 1J. Election of Directors (Majority Voting) Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 2. Ratify Appointment of Independent Auditors Management Y F F
ATLAS AIR WORLDWIDE HOLDINGS, INC. AAWW 049164205 31-May-2022 3. 14A Executive Compensation Management Y F F
ARISTA NETWORKS, INC. ANET 040413106 31-May-2022 1. Election of Directors Management Y F F
ARISTA NETWORKS, INC. ANET 040413106 31-May-2022 1. Election of Directors Management Y F F
ARISTA NETWORKS, INC. ANET 040413106 31-May-2022 2. 14A Executive Compensation Management Y F F
ARISTA NETWORKS, INC. ANET 040413106 31-May-2022 3. 14A Executive Compensation Vote Frequency Management Y F A
ARISTA NETWORKS, INC. ANET 040413106 31-May-2022 4. Ratify Appointment of Independent Auditors Management Y F F
OLAPLEX HOLDINGS, INC. OLPX 679369108 01-Jun-2022 1. Election of Directors Management Y F F
OLAPLEX HOLDINGS, INC. OLPX 679369108 01-Jun-2022 1. Election of Directors Management Y F F
OLAPLEX HOLDINGS, INC. OLPX 679369108 01-Jun-2022 1. Election of Directors Management Y F F
OLAPLEX HOLDINGS, INC. OLPX 679369108 01-Jun-2022 1. Election of Directors Management Y F F
OLAPLEX HOLDINGS, INC. OLPX 679369108 01-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
ULTA BEAUTY, INC. ULTA 90384S303 01-Jun-2022 1. Election of Directors Management Y F F
ULTA BEAUTY, INC. ULTA 90384S303 01-Jun-2022 1. Election of Directors Management Y F F
ULTA BEAUTY, INC. ULTA 90384S303 01-Jun-2022 1. Election of Directors Management Y F F
ULTA BEAUTY, INC. ULTA 90384S303 01-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
ULTA BEAUTY, INC. ULTA 90384S303 01-Jun-2022 3. 14A Executive Compensation Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.3 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.4 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.5 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.6 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 1.7 Election of Directors (Majority Voting) Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 2. 14A Executive Compensation Management Y F F
WILLIAMS-SONOMA, INC. WSM 969904101 01-Jun-2022 3. Ratify Appointment of Independent Auditors Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1A. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1B. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1C. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1D. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1E. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1F. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1G. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1H. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1I. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1J. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1K. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1L. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 1M. Election of Directors (Majority Voting) Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 2. 14A Executive Compensation Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 3. Ratify Appointment of Independent Auditors Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 4. Authorize Common Stock Increase Management Y F F
NVIDIA CORPORATION NVDA 67066G104 02-Jun-2022 5. Amend Incentive Stock Option Plan Management Y F F
FRESHWORKS INC. FRSH 358054104 02-Jun-2022 1. Election of Directors Management Y F F
FRESHWORKS INC. FRSH 358054104 02-Jun-2022 1. Election of Directors Management Y F F
FRESHWORKS INC. FRSH 358054104 02-Jun-2022 1. Election of Directors Management Y F F
FRESHWORKS INC. FRSH 358054104 02-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 1. Election of Directors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y N A
PATTERSON-UTI ENERGY, INC. PTEN 703481101 02-Jun-2022 3. 14A Executive Compensation Management Y N A
CLOUDFLARE, INC. NET 18915M107 02-Jun-2022 1. Election of Directors Management Y F F
CLOUDFLARE, INC. NET 18915M107 02-Jun-2022 1. Election of Directors Management Y F F
CLOUDFLARE, INC. NET 18915M107 02-Jun-2022 1. Election of Directors Management Y F F
CLOUDFLARE, INC. NET 18915M107 02-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
CLOUDFLARE, INC. NET 18915M107 02-Jun-2022 3. 14A Executive Compensation Management Y F F
CLOUDFLARE, INC. NET 18915M107 02-Jun-2022 4. Approve Option Grants Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 1. Election of Directors Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 2. 14A Executive Compensation Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 3. Amend Stock Compensation Plan Management Y F F
G-III APPAREL GROUP, LTD. GIII 36237H101 09-Jun-2022 4. Ratify Appointment of Independent Auditors Management Y F F
IMPINJ, INC. PI 453204109 09-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y A
IMPINJ, INC. PI 453204109 09-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F A
IMPINJ, INC. PI 453204109 09-Jun-2022 1.3 Election of Directors (Majority Voting) Management Y F  A
IMPINJ, INC. PI 453204109 09-Jun-2022 1.4 Election of Directors (Majority Voting) Management Y F  A
IMPINJ, INC. PI 453204109 09-Jun-2022 1.5 Election of Directors (Majority Voting) Management Y F  A
IMPINJ, INC. PI 453204109 09-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F  A
IMPINJ, INC. PI 453204109 09-Jun-2022 3. 14A Executive Compensation Management Y F  A
IMPINJ, INC. PI 453204109 09-Jun-2022 4. 14A Executive Compensation Vote Frequency Management Y F  A
IMPINJ, INC. PI 453204109 09-Jun-2022 5. S/H Proposal - Corporate Governance Shareholder Y F  A
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 1.3 Election of Directors (Majority Voting) Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 1.4 Election of Directors (Majority Voting) Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 1.5 Election of Directors (Majority Voting) Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 3. 14A Executive Compensation Management Y F F
REVOLVE GROUP, INC. RVLV 76156B107 10-Jun-2022 4. 14A Executive Compensation Vote Frequency Management Y F A
BUILDERS FIRSTSOURCE, INC. BLDR 12008R107 14-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y F F
BUILDERS FIRSTSOURCE, INC. BLDR 12008R107 14-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F F
BUILDERS FIRSTSOURCE, INC. BLDR 12008R107 14-Jun-2022 2. 14A Executive Compensation Management Y F F
BUILDERS FIRSTSOURCE, INC. BLDR 12008R107 14-Jun-2022 3. Ratify Appointment of Independent Auditors Management Y F F
BUILDERS FIRSTSOURCE, INC. BLDR 12008R107 14-Jun-2022 4. S/H Proposal - Corporate Governance Shareholder Y A
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 1. Election of Directors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 1. Election of Directors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 1. Election of Directors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 1. Election of Directors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 1. Election of Directors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 1. Election of Directors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 3. 14A Executive Compensation Management Y F F
EAGLE BULK SHIPPING INC. EGLE Y2187A150 14-Jun-2022 4. Amend Stock Compensation Plan Management Y F F
OXFORD INDUSTRIES, INC. OXM 691497309 14-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y F F
OXFORD INDUSTRIES, INC. OXM 691497309 14-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F F
OXFORD INDUSTRIES, INC. OXM 691497309 14-Jun-2022 1.3 Election of Directors (Majority Voting) Management Y F F
OXFORD INDUSTRIES, INC. OXM 691497309 14-Jun-2022 2. Approve Stock Compensation Plan Management Y F F
OXFORD INDUSTRIES, INC. OXM 691497309 14-Jun-2022 3. Ratify Appointment of Independent Auditors Management Y F F
OXFORD INDUSTRIES, INC. OXM 691497309 14-Jun-2022 4. 14A Executive Compensation Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1a. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1b. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1c. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1d. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1e. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1f. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 1g. Election of Directors (Majority Voting) Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 2. 14A Executive Compensation Management Y F F
DICK’S SPORTING GOODS, INC. DKS 253393102 15-Jun-2022 3. Ratify Appointment of Independent Auditors Management Y F F
MONOLITHIC POWER SYSTEMS, INC. MPWR 609839105 16-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y F F
MONOLITHIC POWER SYSTEMS, INC. MPWR 609839105 16-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F F
MONOLITHIC POWER SYSTEMS, INC. MPWR 609839105 16-Jun-2022 1.3 Election of Directors (Majority Voting) Management Y F F
MONOLITHIC POWER SYSTEMS, INC. MPWR 609839105 16-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
MONOLITHIC POWER SYSTEMS, INC. MPWR 609839105 16-Jun-2022 3. 14A Executive Compensation Management Y F F
GITLAB INC. GTLB 37637K108 17-Jun-2022 1a. Election of Directors (Majority Voting) Management Y F F
GITLAB INC. GTLB 37637K108 17-Jun-2022 1b. Election of Directors (Majority Voting) Management Y F F
GITLAB INC. GTLB 37637K108 17-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1a. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1b. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1c. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1d. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1e. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1f. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1g. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1h. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1i. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 1j. Election of Directors (Majority Voting) Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 2. 14A Executive Compensation Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 3. Amend Employee Stock Purchase Plan Management Y F F
MARVELL TECHNOLOGY, INC. MRVL 573874104 23-Jun-2022 4. Ratify Appointment of Independent Auditors Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.1 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.2 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.3 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.4 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.5 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.6 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.7 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 1.8 Election of Directors (Majority Voting) Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
XENCOR, INC. XNCR 98401F105 23-Jun-2022 3. 14A Executive Compensation Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 29-Jun-2022 1. Election of Directors Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 29-Jun-2022 1. Election of Directors Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 29-Jun-2022 1. Election of Directors Management Y F F
CROWDSTRIKE HOLDINGS, INC. CRWD 22788C105 29-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F
BRAZE, INC. BRZE 10576N102 30-Jun-2022 1a. Election of Directors (Majority Voting) Management Y F F
BRAZE, INC. BRZE 10576N102 30-Jun-2022 1b. Election of Directors (Majority Voting) Management Y F F
BRAZE, INC. BRZE 10576N102 30-Jun-2022 2. Ratify Appointment of Independent Auditors Management Y F F

 

 

 

 

==================== ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   RH   RH   74967X103   07/15/2021   1.1   Elect Director Gary Friedman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   RH   RH   74967X103   07/15/2021   1.2   Elect Director Carlos Alberini   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   RH   RH   74967X103   07/15/2021   1.3   Elect Director Keith Belling   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   RH   RH   74967X103   07/15/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   RH   RH   74967X103   07/15/2021   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EQT Corporation   EQT   26884L109   07/16/2021   1   Issue Shares in Connection with Acquisition   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EQT Corporation   EQT   26884L109   07/16/2021   2   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   1a   Elect Director Anesa T. Chaibi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   1b   Elect Director Robert M. Eversole   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   1c   Elect Director Alexander R. Fischer   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   1d   Elect Director M.A. (Mark) Haney   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   1e   Elect Director Anil Seetharam   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Drainage Systems, Inc.   WMS   00790R104   07/22/2021   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.1   Elect Director Edward J. “Joe” Shoen   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.2   Elect Director James E. Acridge   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.3   Elect Director John P. Brogan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.4   Elect Director James J. Grogan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.5   Elect Director Richard J. Herrera   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.6   Elect Director Karl A. Schmidt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.7   Elect Director Roberta R. Shank   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   1.8   Elect Director Samuel J. Shoen   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   2   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   AMERCO   UHAL   023586100   08/19/2021   3   Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2021   Share Holder   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Zscaler, Inc.   ZS   98980G102   01/05/2022   1.1   Elect Director Karen Blasing   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Zscaler, Inc.   ZS   98980G102   01/05/2022   1.2   Elect Director Charles Giancarlo   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Zscaler, Inc.   ZS   98980G102   01/05/2022   1.3   Elect Director Eileen Naughton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Zscaler, Inc.   ZS   98980G102   01/05/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Zscaler, Inc.   ZS   98980G102   01/05/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1a   Elect Director Eve Burton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1b   Elect Director Scott D. Cook   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1c   Elect Director Richard L. Dalzell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1d   Elect Director Sasan K. Goodarzi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1e   Elect Director Deborah Liu   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1f   Elect Director Tekedra Mawakana   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1g   Elect Director Suzanne Nora Johnson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1h   Elect Director Dennis D. Powell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1i   Elect Director Brad D. Smith   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1j   Elect Director Thomas Szkutak   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1k   Elect Director Raul Vazquez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   1l   Elect Director Jeff Weiner   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Intuit Inc.   INTU   461202103   01/20/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.1   Elect Director Douglas C. Yearley, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.2   Elect Director Stephen F. East   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.3   Elect Director Christine N. Garvey   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.4   Elect Director Karen H. Grimes   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.5   Elect Director Derek T. Kan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.6   Elect Director Carl B. Marbach   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.7   Elect Director John A. McLean   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.8   Elect Director Wendell E. Pritchett   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.9   Elect Director Paul E. Shapiro   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   1.10   Elect Director Scott D. Stowell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Toll Brothers, Inc.   TOL   889478103   03/08/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1a   Elect Director Diane M. Bryant   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1b   Elect Director Gayla J. Delly   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1c   Elect Director Raul J. Fernandez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1d   Elect Director Eddy W. Hartenstein   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1e   Elect Director Check Kian Low   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1f   Elect Director Justine F. Page   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1g   Elect Director Henry Samueli   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1h   Elect Director Hock E. Tan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   1i   Elect Director Harry L. You   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Broadcom Inc.   AVGO   11135F101   04/04/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1a   Elect Director Aart J. de Geus   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1b   Elect Director Janice D. Chaffin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1c   Elect Director Bruce R. Chizen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1d   Elect Director Mercedes Johnson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1e   Elect Director Chrysostomos L. “Max” Nikias   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1f   Elect Director Jeannine P. Sargent   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1g   Elect Director John G. Schwarz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   1h   Elect Director Roy Vallee   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   2   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   3   Amend Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   5   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Synopsys, Inc.   SNPS   871607107   04/12/2022   6   Provide Right to Act by Written Consent   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1a   Elect Director Janet F. Clark   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1b   Elect Director Charles R. Crisp   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1c   Elect Director Robert P. Daniels   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1d   Elect Director James C. Day   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1e   Elect Director C. Christopher Gaut   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1f   Elect Director Michael T. Kerr   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1g   Elect Director Julie J. Robertson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1h   Elect Director Donald F. Textor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1i   Elect Director William R. Thomas   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   1j   Elect Director Ezra Y. Yacob   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EOG Resources, Inc.   EOG   26875P101   04/20/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.1   Elect Director Alan S. Armstrong   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.2   Elect Director Stephen W. Bergstrom   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.3   Elect Director Nancy K. Buese   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.4   Elect Director Michael A. Creel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.5   Elect Director Stacey H. Dore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.6   Elect Director Richard E. Muncrief   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.7   Elect Director Peter A. Ragauss   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.8   Elect Director Rose M. Robeson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.9   Elect Director Scott D. Sheffield   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.10   Elect Director Murray D. Smith   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.11   Elect Director William H. Spence   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   1.12   Elect Director Jesse J. Tyson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   The Williams Companies, Inc.   WMB   969457100   04/26/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.1   Elect Director James M. Taylor, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.2   Elect Director John G. Schreiber   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.3   Elect Director Michael Berman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.4   Elect Director Julie Bowerman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.5   Elect Director Sheryl M. Crosland   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.6   Elect Director Thomas W. Dickson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.7   Elect Director Daniel B. Hurwitz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.8   Elect Director Sandra A. J. Lawrence   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   1.9   Elect Director William D. Rahm   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Brixmor Property Group Inc.   BRX   11120U105   04/27/2022   4   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1a   Elect Director Michael A. Bradley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1b   Elect Director Rodney Clark   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1c   Elect Director James F. Gentilcore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1d   Elect Director Yvette Kanouff   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1e   Elect Director James P. Lederer   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1f   Elect Director Bertrand Loy   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1g   Elect Director Paul L.H. Olson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   1h   Elect Director Azita Saleki-Gerhardt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Entegris, Inc.   ENTG   29362U104   04/27/2022   3   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   1a   Elect Director Evan Bayh   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   1b   Elect Director Charles E. Bunch   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   1c   Elect Director Edward G. Galante   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   1d   Elect Director Kim K.W. Rucker   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   4   Declassify the Board of Directors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   5   Eliminate Supermajority Voting Provisions   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   6   Amend Certificate of Incorporation to Add Federal Forum Selection Provision   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   7   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   8   Amend Compensation Clawback Policy   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Petroleum Corporation   MPC   56585A102   04/27/2022   9   Report on Climate Strategy Consistent with ILO’s “Just Transition Guidelines”   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   1.1   Elect Director Derrick D. Cephas   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   1.2   Elect Director Judith A. Huntington   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   1.3   Elect Director Eric R. Howell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   4   Authorize Share Repurchase Program   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Signature Bank   SBNY   82669G104   04/27/2022   5   Declassify the Board of Directors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1a   Elect Director Kristina A. Cerniglia   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1b   Elect Director Tzau-Jin Chung   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1c   Elect Director Cary T. Fu   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1d   Elect Director Maria C. Green   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1e   Elect Director Anthony Grillo   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1f   Elect Director David W. Heinzmann   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1g   Elect Director Gordon Hunter   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1h   Elect Director William P. Noglows   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   1i   Elect Director Nathan Zommer   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Littelfuse, Inc.   LFUS   537008104   04/28/2022   3   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1a   Elect Director Thomas J. Baltimore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1b   Elect Director Charlene Barshefsky   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1c   Elect Director John J. Brennan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1d   Elect Director Peter Chernin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1e   Elect Director Ralph de la Vega   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1f   Elect Director Michael O. Leavitt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1g   Elect Director Theodore J. Leonsis   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1h   Elect Director Karen L. Parkhill   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1i   Elect Director Charles E. Phillips   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1j   Elect Director Lynn A. Pike   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1k   Elect Director Stephen J. Squeri   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1l   Elect Director Daniel L. Vasella   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1m   Elect Director Lisa W. Wardell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   1n   Elect Director Christopher D. Young   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   American Express Company   AXP   025816109   05/03/2022   4   Require Independent Board Chair   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.1   Elect Director Marco Alvera   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.2   Elect Director Jacques Esculier   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.3   Elect Director Gay Huey Evans   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.4   Elect Director William D. Green   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.5   Elect Director Stephanie C. Hill   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.6   Elect Director Rebecca Jacoby   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.7   Elect Director Robert P. Kelly   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.8   Elect Director Ian Paul Livingston   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.9   Elect Director Deborah D. McWhinney   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.10   Elect Director Maria R. Morris   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.11   Elect Director Douglas L. Peterson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.12   Elect Director Edward B. Rust, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.13   Elect Director Richard E. Thornburgh   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   1.14   Elect Director Gregory Washington   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   S&P Global Inc.   SPGI   78409V104   05/04/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.1   Elect Director James R. Anderson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.2   Elect Director Robin A. Abrams   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.3   Elect Director Mark E. Jensen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.4   Elect Director Anjali Joshi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.5   Elect Director James P. Lederer   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.6   Elect Director Krishna Rangasayee   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   1.7   Elect Director D. Jeffrey Richardson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Lattice Semiconductor Corporation   LSCC   518415104   05/06/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1a   Elect Director Sherry S. Barrat   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1b   Elect Director William L. Bax   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1c   Elect Director Teresa H. Clarke   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1d   Elect Director D. John Coldman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1e   Elect Director J. Patrick Gallagher, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1f   Elect Director David S. Johnson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1g   Elect Director Kay W. McCurdy   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1h   Elect Director Christopher C. Miskel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1i   Elect Director Ralph J. Nicoletti   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   1j   Elect Director Norman L. Rosenthal   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   2   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Arthur J. Gallagher & Co.   AJG   363576109   05/10/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1a   Elect Director Caroline Maury Devine   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1b   Elect Director Jody Freeman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1c   Elect Director Gay Huey Evans   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1d   Elect Director Jeffrey A. Joerres   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1e   Elect Director Ryan M. Lance   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1f   Elect Director Timothy A. Leach   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1g   Elect Director William H. McRaven   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1h   Elect Director Sharmila Mulligan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1i   Elect Director Eric D. Mullins   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1j   Elect Director Arjun N. Murti   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1k   Elect Director Robert A. Niblock   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1l   Elect Director David T. Seaton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   1m   Elect Director R.A. Walker   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   4   Eliminate Supermajority Vote Requirement   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   5   Provide Right to Call Special Meeting   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   6   Provide Right to Call Special Meetings   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   7   Report on GHG Emissions Reduction Targets   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ConocoPhillips   COP   20825C104   05/10/2022   8   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1a   Elect Director G. Andrea Botta   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1b   Elect Director Jack A. Fusco   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1c   Elect Director Vicky A. Bailey   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1d   Elect Director Patricia K. Collawn   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1e   Elect Director David B. Kilpatrick   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1f   Elect Director Lorraine Mitchelmore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1g   Elect Director Scott Peak   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1h   Elect Director Donald F. Robillard, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1i   Elect Director Neal A. Shear   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1j   Elect Director Andrew J. Teno   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   3   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   1   Elect Director Annell R. Bay   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   2   Elect Director John J. Christmann, IV   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   3   Elect Director Juliet S. Ellis   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   4   Elect Director Charles W. Hooper   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   5   Elect Director Chansoo Joung   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   6   Elect Director John E. Lowe   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   7   Elect Director H. Lamar McKay   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   8   Elect Director Amy H. Nelson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   9   Elect Director Daniel W. Rabun   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   10   Elect Director Peter A. Ragauss   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   11   Elect Director David L. Stover   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   12   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   APA Corporation   APA   03743Q108   05/13/2022   13   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1a   Elect Director John E. Caldwell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1b   Elect Director Nora M. Denzel   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1c   Elect Director Mark Durcan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1d   Elect Director Michael P. Gregoire   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1e   Elect Director Joseph A. Householder   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1f   Elect Director John W. Marren   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1g   Elect Director Jon A. Olson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1h   Elect Director Lisa T. Su   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1i   Elect Director Abhi Y. Talwalkar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   1j   Elect Director Elizabeth W. Vanderslice   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Advanced Micro Devices, Inc.   AMD   007903107   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.1   Elect Director Nancy A. Altobello   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.2   Elect Director Stanley L. Clark   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.3   Elect Director David P. Falck   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.4   Elect Director Edward G. Jepsen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.5   Elect Director Rita S. Lane   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.6   Elect Director Robert A. Livingston   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.7   Elect Director Martin H. Loeffler   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.8   Elect Director R. Adam Norwitt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   1.9   Elect Director Anne Clarke Wolff   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Amphenol Corporation   APH   032095101   05/18/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1a   Elect Director Dan H. Arnold   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1b   Elect Director Edward C. Bernard   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1c   Elect Director H. Paulett Eberhart   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1d   Elect Director William F. Glavin, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1e   Elect Director Allison H. Mnookin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1f   Elect Director Anne M. Mulcahy   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1g   Elect Director James S. Putnam   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1h   Elect Director Richard P. Schifter   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   1i   Elect Director Corey E. Thomas   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   LPL Financial Holdings Inc.   LPLA   50212V100   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.1   Elect Director William B. Berry   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.2   Elect Director Harold G. Hamm   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.3   Elect Director Shelly Lambertz   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.4   Elect Director Ellis L. ‘Lon’ McCain   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.5   Elect Director John T. McNabb, II   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.6   Elect Director Mark E. Monroe   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   1.7   Elect Director Timothy G. Taylor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   2   Approve Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   3   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Continental Resources, Inc.   CLR   212015101   05/19/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101   05/24/2022   1.1   Elect Director Waters S. Davis, IV   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101   05/24/2022   1.2   Elect Director Rene R. Joyce   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101   05/24/2022   1.3   Elect Director Matthew J. Meloy   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101   05/24/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Targa Resources Corp.   TRGP   87612G101   05/24/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1a   Elect Director Chadwick C. Deaton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1b   Elect Director Marcela E. Donadio   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1c   Elect Director M. Elise Hyland   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1d   Elect Director Holli C. Ladhani   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1e   Elect Director Brent J. Smolik   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1f   Elect Director Lee M. Tillman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1g   Elect Director J. Kent Wells   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.1   Elect Director Brian L. Derksen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.2   Elect Director Julie H. Edwards   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.3   Elect Director John W. Gibson *Withdrawn Resolution*   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.4   Elect Director Mark W. Helderman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.5   Elect Director Randall J. Larson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.6   Elect Director Steven J. Malcolm   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.7   Elect Director Jim W. Mogg   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.8   Elect Director Pattye L. Moore   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.9   Elect Director Pierce H. Norton, II   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.10   Elect Director Eduardo A. Rodriguez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   1.11   Elect Director Gerald B. Smith   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   ONEOK, Inc.   OKE   682680103   05/25/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1a   Elect Director A.R. Alameddine   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1b   Elect Director Lori G. Billingsley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1c   Elect Director Edison C. Buchanan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1d   Elect Director Maria S. Dreyfus   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1e   Elect Director Matthew M. Gallagher   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1f   Elect Director Phillip A. Gobe   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1g   Elect Director Stacy P. Methvin   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1h   Elect Director Royce W. Mitchell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1i   Elect Director Frank A. Risch   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1j   Elect Director Scott D. Sheffield   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1k   Elect Director J. Kenneth Thompson   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   1l   Elect Director Phoebe A. Wood   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Pioneer Natural Resources Company   PXD   723787107   05/25/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1a   Elect Director Terrence J. Checki   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1b   Elect Director Leonard S. Coleman, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1c   Elect Director Lisa Glatch   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1d   Elect Director John B. Hess   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1e   Elect Director Edith E. Holiday   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1f   Elect Director Marc S. Lipschultz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1g   Elect Director Raymond J. McGuire   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1h   Elect Director David McManus   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1i   Elect Director Kevin O. Meyers   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1j   Elect Director Karyn F. Ovelmen   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1k   Elect Director James H. Quigley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   1l   Elect Director William G. Schrader   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Hess Corporation   HES   42809H107   05/26/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cloudflare, Inc.   NET   18915M107   06/02/2022   1.1   Elect Director Mark Anderson   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cloudflare, Inc.   NET   18915M107   06/02/2022   1.2   Elect Director Mark Hawkins   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cloudflare, Inc.   NET   18915M107   06/02/2022   1.3   Elect Director Carl Ledbetter   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cloudflare, Inc.   NET   18915M107   06/02/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cloudflare, Inc.   NET   18915M107   06/02/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Cloudflare, Inc.   NET   18915M107   06/02/2022   4   Approve Stock Option Grants   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EPAM Systems, Inc.   EPAM   29414B104   06/02/2022   1.1   Elect Director Richard Michael Mayoras   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EPAM Systems, Inc.   EPAM   29414B104   06/02/2022   1.2   Elect Director Karl Robb   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EPAM Systems, Inc.   EPAM   29414B104   06/02/2022   1.3   Elect Director Helen Shan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EPAM Systems, Inc.   EPAM   29414B104   06/02/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EPAM Systems, Inc.   EPAM   29414B104   06/02/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   EPAM Systems, Inc.   EPAM   29414B104   06/02/2022   4   Amend Non-Employee Director Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Antero Resources Corporation   AR   03674X106   06/07/2022   1.1   Elect Director Robert J. Clark   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Antero Resources Corporation   AR   03674X106   06/07/2022   1.2   Elect Director Benjamin A. Hardesty   Management   Yes   For   Withhold
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Antero Resources Corporation   AR   03674X106   06/07/2022   1.3   Elect Director Vicky Sutil   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Antero Resources Corporation   AR   03674X106   06/07/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Antero Resources Corporation   AR   03674X106   06/07/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Antero Resources Corporation   AR   03674X106   06/07/2022   4   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.1   Elect Director Barbara M. Baumann   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.2   Elect Director John E. Bethancourt   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.3   Elect Director Ann G. Fox   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.4   Elect Director David A. Hager   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.5   Elect Director Kelt Kindick   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.6   Elect Director John Krenicki, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.7   Elect Director Karl F. Kurz   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.8   Elect Director Robert A. Mosbacher, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.9   Elect Director Richard E. Muncrief   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.10   Elect Director Duane C. Radtke   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   1.11   Elect Director Valerie M. Williams   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Devon Energy Corporation   DVN   25179M103   06/08/2022   4   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1a   Elect Director Michael J Arougheti   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1b   Elect Director Antoinette Bush   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1c   Elect Director Paul G. Joubert   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1d   Elect Director R. Kipp deVeer   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1e   Elect Director David B. Kaplan   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1f   Elect Director Michael Lynton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1g   Elect Director Judy D. Olian   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1h   Elect Director Antony P. Ressler   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1i   Elect Director Bennett Rosenthal   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   1j   Elect Director Eileen Naughton   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Ares Management Corporation   ARES   03990B101   06/09/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.1   Elect Director Travis D. Stice   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.2   Elect Director Vincent K. Brooks   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.3   Elect Director Michael P. Cross   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.4   Elect Director David L. Houston   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.5   Elect Director Stephanie K. Mains   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.6   Elect Director Mark L. Plaumann   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.7   Elect Director Melanie M. Trent   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   1.8   Elect Director Steven E. West   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Diamondback Energy, Inc.   FANG   25278X109   06/09/2022   3   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1a   Elect Director W. Robert Berkley, Jr.   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1b   Elect Director Ronald E. Blaylock   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1c   Elect Director Mary C. Farrell   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1d   Elect Director Mark L. Shapiro   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   2   Increase Authorized Common Stock   Management   Yes   For   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   4   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Monolithic Power Systems, Inc.   MPWR   609839105   06/16/2022   1.1   Elect Director Michael Hsing   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Monolithic Power Systems, Inc.   MPWR   609839105   06/16/2022   1.2   Elect Director Herbert Chang   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Monolithic Power Systems, Inc.   MPWR   609839105   06/16/2022   1.3   Elect Director Carintia Martinez   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Monolithic Power Systems, Inc.   MPWR   609839105   06/16/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Monolithic Power Systems, Inc.   MPWR   609839105   06/16/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.1   Elect Director Lester B. Knight   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.2   Elect Director Gregory C. Case   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.3   Elect Director Jin-Yong Cai   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.4   Elect Director Jeffrey C. Campbell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.5   Elect Director Fulvio Conti   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.6   Elect Director Cheryl A. Francis   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.7   Elect Director J. Michael Losh   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.8   Elect Director Richard C. Notebaert   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.9   Elect Director Gloria Santona   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.10   Elect Director Byron O. Spruell   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   1.11   Elect Director Carolyn Y. Woo   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   4   Ratify Ernst & Young Chartered Accountants as Statutory Auditor   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Aon plc   AON   G0403H108   06/17/2022   5   Authorize Board to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.1   Elect Director Ken Xie   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.2   Elect Director Michael Xie   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.3   Elect Director Kenneth A. Goldman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.4   Elect Director Ming Hsieh   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.5   Elect Director Jean Hu   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.6   Elect Director William H. Neukom   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.7   Elect Director Judith Sim   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   1.8   Elect Director James Stavridis   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   4   Approve Stock Split   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Fortinet, Inc.   FTNT   34959E109   06/17/2022   5   Adopt Simple Majority Vote   Share Holder   Yes   None   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1a   Elect Director Merit E. Janow   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1b   Elect Director Candido Bracher   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1c   Elect Director Richard K. Davis   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1d   Elect Director Julius Genachowski   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1e   Elect Director Choon Phong Goh   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1f   Elect Director Oki Matsumoto   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1g   Elect Director Michael Miebach   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1h   Elect Director Youngme Moon   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1i   Elect Director Rima Qureshi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1j   Elect Director Gabrielle Sulzberger   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1k   Elect Director Jackson Tai   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1l   Elect Director Harit Talwar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   1m   Elect Director Lance Uggla   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   4   Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   5   Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold   Share Holder   Yes   Against   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   6   Report on Political Contributions   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   7   Report on Charitable Contributions   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Mastercard Incorporated   MA   57636Q104   06/21/2022   8   Report on Risks Associated with Sale and Purchase of Ghost Guns   Share Holder   Yes   Against   Against
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1a   Elect Director Melissa M. Arnoldi   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1b   Elect Director Charlene T. Begley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1c   Elect Director Steven D. Black   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1d   Elect Director Adena T. Friedman   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1e   Elect Director Essa Kazim   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1f   Elect Director Thomas A. Kloet   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1g   Elect Director John D. Rainey   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1h   Elect Director Michael R. Splinter   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1i   Elect Director Toni Townes-Whitley   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   1j   Elect Director Alfred W. Zollar   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   4   Approve Stock Split   Management   Yes   For   For
AdvisorShares Dorsey Wright Alpha Equal Weight ETF   Nasdaq, Inc.   NDAQ   631103108   06/22/2022   5   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
 

 

 

 

==================== ADVISORSHARES DORSEY WRIGHT ADR ETF ====================

 

Institutional Account Name   Company Name   Ticker   Provider Security ID   Meeting Date   Proponent   Proposal Text   Management Recommendation   Vote Instruction   Voted
ADVISORSHARES Dorsey Wright ADR ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Elect Director John Coustas   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Elect Director Petros Christodoulou   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Elect Director Myles R. Itkin   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Ratify PricewaterhouseCoopers S.A. as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Accept Consolidated Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Reelect N Chandrasekaran as Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Elect Mitsuhiko Yamashita as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Elect Thierry Bollore as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Elect Kosaraju V Chowdary as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Reappointment and Remuneration of Guenter Butschek as Chief Executive Officer and Managing Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Elect Girish Wagh as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Appointment and Remuneration of Girish Wagh as Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Remuneration of Non-Executive Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Tata Motors Limited Share-based Long Term Incentive Scheme 2021 and Grant of Options and/or Performance Share Units to Eligible Employee of the Company   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Extension of Tata Motors Limited Share-based Long Term Incentive Scheme 2021 to Eligible Employee of Certain Subsidiary Companies   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Branch Auditors as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tata Motors Limited   500570   876568502   30-Jul-21   Management   Approve Remuneration of Cost Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   16-Aug-21   Management   Add Articles 64 and 65 Re: Election of Directors for 2021-2023 Biennium   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   16-Aug-21   Management   Elect Todd M. Freeman as Independent Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   16-Aug-21   Management   Elect Kevin G. McAllister as Independent Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Himax Technologies, Inc.   HIMX   43289P106   25-Aug-21   Management   Approve Audited Accounts and Financial Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Himax Technologies, Inc.   HIMX   43289P106   25-Aug-21   Management   Elect Yan-Kuin Su as Independent Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Appropriation of Retained Earnings and Declaration of Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Approve Discharge of Board and Senior Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Patrick Aebischer   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Wendy Becker   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Edouard Bugnion   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Riet Cadonau   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Bracken Darrell   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Guy Gecht   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Neil Hunt   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Marjorie Lao   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Neela Montgomery   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Michael Polk   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Director Deborah Thomas   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Elect Wendy Becker as Board Chairman   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Appoint Edouard Bugnion as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Appoint Riet Cadonau as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Appoint Neil Hunt as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Appoint Michael Polk as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Appoint Neela Montgomery as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Approve Remuneration of Board of Directors in the Amount of CHF 3,400,000   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Approve Remuneration of the Group Management Team in the Amount of USD 24,900,000   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Logitech International S.A.   LOGN   H50430232   08-Sep-21   Management   Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Approve Final Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Elect Lavanya Chandrashekar as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Elect Valerie Chapoulaud-Floquet as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Elect Sir John Manzoni as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Elect Ireena Vittal as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Re-elect Melissa Bethell as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Re-elect Javier Ferran as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Re-elect Susan Kilsby as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Re-elect Lady Mendelsohn as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Re-elect Ivan Menezes as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Re-elect Alan Stewart as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Authorise UK Political Donations and Expenditure   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diageo Plc   DGE   25243Q205   30-Sep-21   Management   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P108   12-Oct-21   Management   Amend Articles of Incorporation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P108   12-Oct-21   Management   Approve Spin-Off Agreement   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P108   12-Oct-21   Management   Elect Choi Gyu-nam as Non-Independent Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Approve Implementation Report of the Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Approve Climate Change Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Manuel Cuambe as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Muriel Dube as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Martina Floel as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Elect Stanley Subramoney as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Reappoint PricewaterhouseCoopers Inc as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Kathy Harper as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Trix Kennealy as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Nomgando Matyumza as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Elect Stanley Subramoney as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Re-elect Stephen Westwell as Member of the Audit Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Sasol Ltd.   SOL   803866300   19-Nov-21   Management   Approve Remuneration of Non-Executive Directors   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   30-Nov-21   Management   Approve Agreement for Partial Spin-Off of Yabora Industria Aeronautica S.A. (Yabora) and Absorption of Partial Spun-Off Assets   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   30-Nov-21   Management   Ratify Pricewaterhousecoopers Auditores Independentes as Independent Firm to Appraise Proposed Transaction   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   30-Nov-21   Management   Approve Independent Firm’s Appraisal   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   30-Nov-21   Management   Approve Partial Spin-Off of Yabora Industria Aeronautica S.A. (Yabora) and Absorption of Partial Spun-Off Assets Without Capital Increase and Without Issuance of Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   30-Nov-21   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Approve Consolidated and Standalone Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Approve Non-Financial Information Statement   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Approve Allocation of Income and Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Approve Discharge of Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Approve Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Reelect Carlos Torres Vila as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Reelect Onur Genc as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Elect Connie Hedegaard Koksbang as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Authorize Share Repurchase Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Approve Reduction in Share Capital via Amortization of Treasury Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Fix Maximum Variable Compensation Ratio   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Appoint Ernst & Young as Auditor   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Banco Bilbao Vizcaya Argentaria SA   BBVA   05946K101   17-Mar-22   Management   Advisory Vote on Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Approve Remuneration Report (Non-Binding)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Approve Discharge of Board and Senior Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Approve Allocation of Income and Dividends of CHF 0.82 per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Approve CHF 10.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Approve Remuneration of Directors in the Amount of CHF 4.4 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Approve Remuneration of Executive Committee in the Amount of CHF 45.9 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Gunnar Brock as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect David Constable as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Frederico Curado as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Lars Foerberg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Jennifer Xin-Zhe Li as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Geraldine Matchett as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect David Meline as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Satish Pai as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Jacob Wallenberg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reelect Peter Voser as Director and Board Chairman   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reappoint David Constable as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reappoint Frederico Curado as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Reappoint Jennifer Xin-Zhe Li as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Designate Zehnder Bolliger & Partner as Independent Proxy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Ratify KPMG AG as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ABB Ltd.   ABBN   000375204   24-Mar-22   Management   Transact Other Business (Voting)   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P306   25-Mar-22   Management   Approve Financial Statements and Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P306   25-Mar-22   Management   Amend Articles of Incorporation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P306   25-Mar-22   Management   Approve Stock Option Grants   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P306   25-Mar-22   Management   Elect Kang Jong-ryeol as Inside Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P306   25-Mar-22   Management   Elect Kim Seok-dong as Outside Director to Serve as an Audit Committee Member   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   SK Telecom Co., Ltd.   017670   78440P306   25-Mar-22   Management   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Climate Action Plan   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Allocation of Income and Dividends of USD 0.50 per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Jeremy Anderson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Claudia Boeckstiegel as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect William Dudley as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Patrick Firmenich as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Fred Hu as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Mark Hughes as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Nathalie Rachou as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Julie Richardson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Dieter Wemmer as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reelect Jeanette Wong as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Elect Lukas Gaehwiler as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Elect Colm Kelleher as Director and Board Chairman   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reappoint Julie Richardson as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reappoint Dieter Wemmer as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Reappoint Jeanette Wong as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Remuneration of Directors in the Amount of CHF 13 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Ratify Ernst & Young AG as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Authorize Repurchase of up to USD 6 Billion in Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   UBS Group AG   UBSG   H42097107   06-Apr-22   Management   Transact Other Business (Voting)   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   America Movil SAB de CV   AMXL   02364W105   20-Apr-22   Management   Elect or Ratify Pablo Roberto Gonzalez Guajardo as Director for Series L Shareholders   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   America Movil SAB de CV   AMXL   02364W105   20-Apr-22   Management   Elect or Ratify Claudia Janez Sanchez as Director for Series L Shareholders   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   America Movil SAB de CV   AMXL   02364W105   20-Apr-22   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Approve Final Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Reappoint Ernst & Young LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Paul Walker as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect June Felix as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Erik Engstrom as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Wolfhart Hauser as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Charlotte Hogg as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Marike van Lier Lels as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Nick Luff as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Robert MacLeod as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Andrew Sukawaty as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Re-elect Suzanne Wood as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   RELX Plc   REL   759530108   21-Apr-22   Management   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Open Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Receive Report of Management Board (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Receive Announcements on Sustainability   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Receive Report of Supervisory Board (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Receive Explanation on Profit Retention and Distribution Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Approve Dividends of EUR 0.62 Per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Approve Discharge of Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Approve Discharge of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Amendment of Supervisory Board Profile   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Grant Board Authority to Issue Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Approve Reduction in Share Capital through Cancellation of Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Amend Articles to Reflect Changes in Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ING Groep NV   INGA   456837103   25-Apr-22   Management   Approve Cancellation of Repurchased Shares Pursuant to the Authority under item 7   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   26-Apr-22   Management   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   26-Apr-22   Management   Approve Treatment of Net Loss   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   26-Apr-22   Management   Approve Remuneration of Company’s Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   26-Apr-22   Management   Approve Remuneration of Fiscal Council Members   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   26-Apr-22   Management   Elect Fiscal Council Members   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Embraer SA   EMBR3   29082A107   26-Apr-22   Management   In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?   None   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Approve Discharge of Board and Senior Management   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Approve Allocation of Income and Dividends of CHF 0.20 per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Approve Remuneration Report (Non-Binding)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Approve Remuneration of Directors in the Amount of CHF 3.6 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Michael Ball as Director and Board Chair   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Lynn Bleil as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Arthur Cummings as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect David Endicott as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Thomas Glanzmann as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Keith Grossman as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Scott Maw as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Karen May as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Ines Poeschel as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reelect Dieter Spaelti as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Elect Raquel Bono as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reappoint Thomas Glanzmann as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reappoint Karen May as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Reappoint Ines Poeschel as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Appoint Scott Maw as Member of the Compensation Committee   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Ratify PricewaterhouseCoopers SA as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Alcon Inc.   ALC   H01301128   27-Apr-22   Management   Transact Other Business (Voting)   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Approve Final Dividend   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Approve Increase in Limit on the Aggregate Amount of Fees Payable to Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Richie Boucher as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Caroline Dowling as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Richard Fearon as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Johan Karlstrom as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Shaun Kelly as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Elect Badar Khan as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Lamar McKay as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Albert Manifold as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Elect Jim Mintern as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Gillian Platt as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Mary Rhinehart as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Re-elect Siobhan Talbot as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Authorise Board to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Ratify Deloitte Ireland LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   CRH Plc   CRH   12626K203   28-Apr-22   Management   Authorise Reissuance of Treasury Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Open Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Discuss the Company’s Business, Financial Situation and Sustainability   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Receive Explanation on Company’s Reserves and Dividend Policy   For    For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Approve Dividends of EUR 5.50 Per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Approve Discharge of Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Approve Discharge of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Approve Number of Shares for Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Amend Remuneration Policy for Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Receive Information on the Composition of the Management Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Announce Vacancies on the Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Opportunity to Make Recommendations   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Announce Recommendation to Reappoint T.L. Kelly and Appoint A.F.M. Everke and A.L. Steegen as Members of the Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Reelect T.L. Kelly to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Elect A.F.M. Everke to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Elect A.L. Steegen to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Discuss Composition of the Supervisory Board   For    For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Ratify KPMG Accountants N.V. as Auditors for the Reporting Years 2023 and 2024   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Ratify Deloitte Accountants B.V. as Auditors for the Reporting Year 2025   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Amend Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Authorize Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Other Business (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ASML Holding NV   ASML   N07059210   29-Apr-22   Management   Close Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Approve Remuneration Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Elect Rachel Duan as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Elect Dame Carolyn Fairbairn as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect James Forese as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Steven Guggenheimer as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Jose Antonio Meade Kuribrena as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Eileen Murray as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect David Nish as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Noel Quinn as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Ewen Stevenson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Jackson Tai as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Re-elect Mark Tucker as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise the Group Audit Committee to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise UK Political Donations and Expenditure   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Directors to Allot Any Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Approve Share Repurchase Contract   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Issue of Equity in Relation to Contingent Convertible Securities   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Approve Scrip Dividend Alternative   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Adopt New Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Amend Articles of Association   For   Withhold   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Management   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   HSBC Holdings Plc   HSBA   404280406   29-Apr-22   Share Holder   To Co-operate with the Researchers, and Using the Findings, Irrespective of Outcome, as a Basis for the Bank and Campaign Group to Discuss and Resolve any Unequal Treatment Identified on Members of the Post 1975 Midland Bank Scheme   Against   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Consolidated Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Allocation of Income and Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Elect Directors (Bundled)   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Remuneration of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Remuneration Report   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Approve Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Tenaris SA   TEN   88031M109   03-May-22   Management   Allow Electronic Distribution of Company Documents to Shareholders   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Approve Consolidated Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Approve Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Approve Allocation of Income and Dividends   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Elect Directors (Bundled)   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Approve Remuneration of Directors   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Ternium SA   TX   880890108   03-May-22   Management   Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Consolidated Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Financial Statements   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Dividends of USD 0.38 Per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Remuneration of the Directors, Lead Independent Directors, Members and Chairs of the Audit and Risk Committee, Members and Chairs of the Other Committee, Members and Chairs of the Special Committee and Chief Executive Officer   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Reelect Vanisha Mittal Bhatia as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Reelect Karel De Gucht as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Share Repurchase   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Appoint Ernst & Young as Auditor   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Grants of Share-Based Incentives   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   ArcelorMittal SA   MT   03938L203   04-May-22   Management   Approve Reduction in Share Capital through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Elect Coimbatore Venkatakrishnan as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Elect Robert Berry as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Elect Anna Cross as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Mike Ashley as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Tim Breedon as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Mohamed A. El-Erian as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Dawn Fitzpatrick as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Mary Francis as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Crawford Gillies as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Brian Gilvary as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Nigel Higgins as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Diane Schueneman as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Re-elect Julia Wilson as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Reappoint KPMG LLP as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise the Board Audit Committee to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise UK Political Donations and Expenditure   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise Issue of Equity   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise Market Purchase of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Barclays Plc   BARC   06738E204   04-May-22   Management   Approve Barclays’ Climate Strategy, Targets and Progress 2022   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Approve Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Authorize Share Repurchase Program and Reissuance of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Amend Regulations on General Meetings   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Approve Second Section of the Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Authorize Use of Available Reserves for Dividend Distribution   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Authorize Capitalization of Reserves for Dividend Distribution   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Eni SpA   ENI   26874R108   11-May-22   Management   Authorize Cancellation of Treasury Shares without Reduction of Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Open Meeting   For   For   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Registration of Attending Shareholders and Proxies   For   For   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Chairman of Meeting   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Notice of Meeting and Agenda   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Designate Inspector(s) of Minutes of Meeting   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.20 Per Share, Approve Extraordinary Dividends of USD 0.20 Per Share   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Authorize Board to Distribute Dividends   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve NOK 205.5 Million Reduction in Share Capital via Share Cancellation   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Amend Corporate Purpose   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Company’s Energy Transition Plan (Advisory Vote)   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Introduce a Climate Target Agenda and Emission Reduction Plan   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Establish a State Restructuring Fund for Employees who Working in the Oil Sector   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector ofthe Barents Sea   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Increase Investments in Renewable Energy, Stop New Exploration in Barents Sea, Discontinue International Activities and Develop a Plan for Gradual Closure of the Oil Industry   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Instruct Company to Divest all International Operations, First Within Renewable Energy, then Within Petroleum Production   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Share Holder   Action Plan For Quality Assurance and Anti-Corruption   Against   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Company’s Corporate Governance Statement   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Remuneration Statement (Advisory)   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Remuneration of Auditors   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Jarle Roth (Chair) as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Nils Bastiansen (Deputy Chair) as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Finn Kinserdal as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Kari Skeidsvoll Moe as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Kjerstin Rasmussen Braathen as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Kjerstin Fyllingen as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Mari Rege as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Trond Straume as Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Martin Wien Fjell as New Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Merete Hverven as New Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Helge Aasen as New Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Liv B. Ulriksen as New Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Per Axel Koch as New Deputy Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Catrine Kristiseter Marti as New Deputy Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Nils Morten Huseby as New Deputy Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Nina Kivijervi Jonassen as Deputy Member of Corporate Assembly   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Remuneration of Directors in the Amount of NOK 137,600 for Chairman, NOK 72,600 for Deputy Chairman and NOK 51,000 for Other Directors; Approve Remuneration for Deputy Directors   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Jarle Roth as Member of Nominating Committee   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Reelect Berit L. Henriksen as Member of Nominating Committee   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Merete Hverven as New Member of Nominating Committee   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Elect Jan Tore Fosund as New Member of Nominating Committee   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Remuneration of Nominating Committee   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Approve Equity Plan Financing   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Authorize Share Repurchase Program and Cancellation of Repurchased Shares   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   Equinor ASA   EQNR   29446M102   11-May-22   Management   Adjust Marketing Instructions for Equinor ASA   For   Do Not Vote   No
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Open Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Receive Board Report (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Receive Explanation on Company’s Reserves and Dividend Policy   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Approve Discharge of Directors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Elect Jean Raby as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Reelect Julian Branch as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Reelect Stacey Cartwright as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Reelect Rita Forst as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Reelect Richard Gradon as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Reelect Robert Warden as Non-Executive Director   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Approve Appointment of Peter L. Juhas as the Person Referred to in Article 16, Paragraph 8 of the Company’s Articles of Association   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Ratify KPMG Accountants N.V. as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Grant Board Authority to Issue Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 9a   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Grant Board Authority to Issue Additional Shares and Grant Additional Rights to Subscribe for Shares   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 9c   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Authorize Repurchase Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Conditional Authorization to Repurchase Additional Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Approve Reduction in Share Capital through Cancellation of Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Allow Questions   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AerCap Holdings NV   AER   N00985106   12-May-22   Management   Close Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diana Shipping Inc.   DSX   Y2066G104   18-May-22   Management   Elect Director Konstantinos Psaltis   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diana Shipping Inc.   DSX   Y2066G104   18-May-22   Management   Elect Director Kyriacos Riris   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diana Shipping Inc.   DSX   Y2066G104   18-May-22   Management   Elect Director Simon Morecroft   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Diana Shipping Inc.   DSX   Y2066G104   18-May-22   Management   Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Allocation of Income and Dividends of EUR 0.20 per Share   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Christian Sewing for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member James von Moltke for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Karl von Rohr for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Fabrizio Campelli for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Frank Kuhnke (until April 30, 2021) for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Bernd Leukert for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Stuart Lewis for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Alexander von zur Muehlen for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Christiana Riley for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Rebecca Short (from May 1, 2021) for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Management Board Member Stefan Simon for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Paul Achleitner for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Detlef Polaschek for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Ludwig Blomeyer-Bartenstein for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Frank Bsirske (until October 27, 2021) for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Mayree Clark for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Jan Duscheck for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Gerhard Eschelbeck for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Sigmar Gabriel for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Timo Heider for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Martina Klee Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Henriette Mark for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Gabriele Platscher for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Bernd Rose for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Gerd Schuetz (until May 27, 2021) for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member John Thain for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Michele Trogni for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Dagmar Valcarcel for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Stefan Viertel for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Theodor Weimer for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Frank Werneke (from November 25, 2021) for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Norbert Winkeljohann for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Discharge of Supervisory Board Member Frank Witter (from May 27, 2021) for Fiscal Year 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022, for the Review of Interim Financial Statements for the First Half of Fiscal Year 2022 and for the Review of Interim Financial Statements Until 2023 AGM   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Authorize Use of Financial Derivatives when Repurchasing Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Approve Issuance of Participatory Certificates and Other Hybrid Debt Securities up to Aggregate Nominal Value of EUR 9 Billion   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Elect Alexander Wynaendts to the Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Elect Yngve Slyngstad to the Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Amend Articles Re: Appointment of the Second Deputy Chair of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Amend Articles Re: Editorial Changes in Connection with the Appointment of the Second Deputy Chair of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Amend Articles Re: Remuneration of the Second Deputy Chair of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Amend Articles Re: AGM Chairman   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Amend Articles Re: Formation of a Global Advisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Management   Amend Articles Re: Dividend in Kind   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Deutsche Bank AG   DBK   D18190898   19-May-22   Share Holder   Withdraw Confidence in the Management Board Chairman Christian Sewing   Against   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Approve Annual Report and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Approve Company’s Financial Implementation Report of Corporate Social and Environmental Responsibility Program for the Year Ended December 31, 2021   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Approve Allocation of Income   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Approve Remuneration of Directors and Commissioners   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Appoint Auditors of the Company and the Micro and Small Business Funding Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Amend Articles of Association   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Ratification of State-Owned Enterprises on Corporate Social and Environmental Responsibility Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Ratification of State-Owned Enterprises on Requirements and Procedures of Appointment and Dismissal of the Member of Board of Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Ratification of State-Owned Enterprises on Guidelines for the Determination of Remuneration of Board of Directors, Board of Commissioners, and Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   PT Telkom Indonesia (Persero) Tbk   TLKM   715684106   27-May-22   Management   Approve Grant of Authority to Commissioners regarding Employer Pension Fund   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Open Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Receive Report of Executive Board (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Approve Remuneration Report   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Approve Discharge of Executive Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Approve Discharge of Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Discuss Supervisory Board Profile   For    For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Reelect Corien Wortmann-Kool to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Elect Karen Fawcett to Supervisory Board   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Approve Cancellation of Common Shares and Common Shares B   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Other Business (Non-Voting)   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   AEGON NV   AGN   007924103   31-May-22   Management   Close Meeting   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Adopt Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Approve Discharge of Board Members   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Kurt Sievers as Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Peter Bonfield as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Annette Clayton as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Anthony Foxx as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Elect Chunyuan Gu as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Lena Olving as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Julie Southern as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Jasmin Staiblin as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Gregory Summe as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Reelect Karl-Henrik Sundstrom as Non-Executive Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Authorize Share Repurchase Program   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Approve Cancellation of Ordinary Shares   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   NXP Semiconductors N.V.   NXPI   N6596X109   01-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Re-elect Pierre Legault as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Re-elect Richard Kender as Director   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Ratify PricewaterhouseCoopers LLP as U.S. Independent Registered Public Accounting Firm   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Ratify PricewaterhouseCoopers LLP as UK Statutory Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Authorize Board to Fix Remuneration of Auditors   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
ADVISORSHARES Dorsey Wright ADR ETF   Bicycle Therapeutics Plc   BCYC   088786108   27-Jun-22   Management   Approve Remuneration Report   For   For   Yes
 

 

 

 

==================== ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ====================

 

Institutional Account Name   Company Name   Ticker   Provider Security ID   Meeting Date   Proponent   Proposal Text   Management Recommendation   Vote Instruction   Voted
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Elect Director Marshall Heinberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Elect Director Louis Samson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Elect Director David Wolf   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Custom Truck One Source, Inc.   CTOS   23204X103   08-Jul-21   Management   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Elect Director Michael Klein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Elect Director Nathaniel Dalton   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Elect Director Rakesh Patel   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Elect Director Andy Sassine   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Elect Director Susan Wood   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   iCAD, Inc.   ICAD   44934S206   15-Jul-21   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Elect Director Jay F. Joliat   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Elect Director Phillip D. Kramer   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Elect Director Robert L. Zorich   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Approve Increase in Size of Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Approve Issuance of Shares for a Private Placement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Earthstone Energy, Inc.   ESTE   27032D304   20-Jul-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Joanna Barsh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Matthew C. Diamond   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director John F. Lambros   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Thurgood Marshall, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Angel R. Martinez   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Kevin P. McDermott   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Mary E. Meixelsperger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Gregory A. Sandfort   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Elect Director Mimi E. Vaughn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Elect Director Marjorie L. Bowen   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Elect Director Margenett Moore-Roberts   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Elect Director Dawn H. Robertson   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Elect Director Hobart P. Sichel   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Management Nominee John F. Lambros   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Management Nominee Angel R. Martinez   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Management Nominee Mary E. Meixelsperger   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Management Nominee Gregory A. Sandfort   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Share Holder   Management Nominee Mimi E. Vaughn   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   Against   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   20-Jul-21   Management   Ratify Ernst & Young LLP as Auditors   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Soliton, Inc.   SOLY   834251100   20-Jul-21   Management   Approve Merger Agreement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Soliton, Inc.   SOLY   834251100   20-Jul-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Modine Manufacturing Company   MOD   607828100   22-Jul-21   Management   Elect Director Suresh V. Garimella   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Modine Manufacturing Company   MOD   607828100   22-Jul-21   Management   Elect Director Christopher W. Patterson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Modine Manufacturing Company   MOD   607828100   22-Jul-21   Management   Elect Director Christine Y. Yan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Modine Manufacturing Company   MOD   607828100   22-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Modine Manufacturing Company   MOD   607828100   22-Jul-21   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Michael Callahan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Christopher T. Metz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Mark A. Gottfredson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Tig H. Krekel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Gary L. McArthur   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Frances P. Philip   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Michael D. Robinson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Robert M. Tarola   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Elect Director Lynn M. Utter   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Vista Outdoor Inc.   VSTO   928377100   27-Jul-21   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105   28-Jul-21   Management   Elect Director Robert Holthausen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105   28-Jul-21   Management   Elect Director Nancy Hawthorne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105   28-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CRA International, Inc.   CRAI   12618T105   28-Jul-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chuy’s Holdings, Inc.   CHUY   171604101   29-Jul-21   Management   Elect Director Starlette Johnson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chuy’s Holdings, Inc.   CHUY   171604101   29-Jul-21   Management   Elect Director Randall DeWitt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chuy’s Holdings, Inc.   CHUY   171604101   29-Jul-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Chuy’s Holdings, Inc.   CHUY   171604101   29-Jul-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Elect Director John Coustas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Elect Director Petros Christodoulou   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Elect Director Myles R. Itkin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Danaos Corporation   DAC   Y1968P121   30-Jul-21   Management   Ratify PricewaterhouseCoopers S.A. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113   12-Aug-21   Management   Reelect Yuval Cohen as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113   12-Aug-21   Management   Reelect Stephen Nigro as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113   12-Aug-21   Management   Reelect Ronen Samuel as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113   12-Aug-21   Management   Amend Articles Re: Forums for Adjudication of Disputes   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kornit Digital Ltd.   KRNT   M6372Q113   12-Aug-21   Management   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Elect Orit Stav as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect Rafi Amit as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect Yotam Stern as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect Leo Huang as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect I-Shih Tseng as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect Moty Ben-Arie as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect Yael Andorn as External Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reelect Yosi Shacham-Diamand as External Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Approve Equity Awards to Each of the Company’s Non-Controlling Directors (Subject to Their respective Reelection)   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Approve Compensation to Rafi Amit, CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Approve Amendments to Compensation Policy for the Directors and Officers of the Company   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Reappoint Somekh Chaikin, a member firm of KPMG International as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Discuss Financial Statements and the Report of the Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Camtek Ltd.   CAMT   M20791105   18-Aug-21   Management   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Elect Director William J. Febbo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Elect Director Gus D. Halas   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Elect Director Lynn O’Connor Vos   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Elect Director James Lang   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Elect Director Patrick Spangler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Elect Director Gregory D. Wasson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OptimizeRx Corporation   OPRX   68401U204   19-Aug-21   Management   Ratify UHY LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Elect Director Aviad Friedman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Elect Director Miriam Kidron   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Elect Director Nadav Kidron   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Elect Director Arie Mayer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Elect Director Kevin Rakin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Elect Director Leonard Sank   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Ratify the Approval of the 2019 Incentive Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Ratify the Approval of the Amended and Restated 2019 Incentive Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Ratify the Re-election of Aviad Friedman, Xiaoming Gao, Miriam Kidron, Nadav Kidron, Arie Mayer, Kevin Rakin, and Leonard Sank as Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oramed Pharmaceuticals Inc.   ORMP   68403P203   30-Aug-21   Management   Classify the Board of Directors   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altabancorp   ALTA   021347109   31-Aug-21   Management   Approve Merger Agreement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altabancorp   ALTA   021347109   31-Aug-21   Management   Advisory Vote on Golden Parachutes   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Altabancorp   ALTA   021347109   31-Aug-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Elect Director Craig D. Cairns   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Elect Director Oksana S. Dominach   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Elect Director Lee D. Rudow   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Elect Director Carl E. Sassano   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Ratify Freed Maxick CPAs, P.C. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Transcat, Inc.   TRNS   893529107   08-Sep-21   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   13-Sep-21   Management   Issue Shares in Connection with Merger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   13-Sep-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104   14-Sep-21   Management   Elect Director Leonard Stillman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104   14-Sep-21   Management   Elect Director Amber Williams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104   14-Sep-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Freedom Holding Corp.   FRHC   356390104   14-Sep-21   Management   Ratify WSRP, LLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Elect Director Eric S. Langan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Elect Director Travis Reese   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Elect Director Luke Lirot   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Elect Director Yura Barabash   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Elect Director Elaine J. Martin   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Elect Director Arthur Allan Priaulx   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Ratify Friedman LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   14-Sep-21   Management   Other Business   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104   22-Sep-21   Management   Approve the Preferred Stock Exchange   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104   22-Sep-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104   22-Sep-21   Management   Approve Dividend Rights Amendment to the Certificate of Designations of Series E-1 Preferred   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   LSB Industries, Inc.   LXU   502160104   22-Sep-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director Emily C. Chiu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director Daniel A. DeMatteo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director David G. Golden   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director Michael P. Huseby   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director Zachary D. Levenick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director Lowell W. Robinson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director John R. Ryan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Elect Director Jerry Sue Thornton   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Barnes & Noble Education, Inc.   BNED   06777U101   23-Sep-21   Management   Other Business   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Capital Product Partners L.P.   CPLP   Y11082206   23-Sep-21   Management   Elect Director Abel Rasterhoff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Capital Product Partners L.P.   CPLP   Y11082206   23-Sep-21   Management   Elect Director Dimitris P. Christacopoulos   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Capital Product Partners L.P.   CPLP   Y11082206   23-Sep-21   Management   Ratify Deloitte Certified Public Accountants S.A. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Outdoor Brands, Inc.   AOUT   02875D109   24-Sep-21   Management   Elect Director Brian D. Murphy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Outdoor Brands, Inc.   AOUT   02875D109   24-Sep-21   Management   Elect Director Mary E. Gallagher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   American Outdoor Brands, Inc.   AOUT   02875D109   24-Sep-21   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atossa Therapeutics, Inc.   ATOS   04962H506   07-Oct-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Esther M. Alegria   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Joseph Carleone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Nicholas S. Green   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Richard B. Hancock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Catherine J. Mackey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Gregory P. Sargen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Elect Director Jeanne A. Thoma   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Avid Bioservices, Inc.   CDMO   05368M106   21-Oct-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Federico Trucco   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Enrique Lopez Lecube   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Kyle P. Bransfield   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Gloria Montaron Estrada   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Carlos Camargo de Colon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Ari Freisinger   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Natalia Zang   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Elect Director Fabian Onetti   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bioceres Crop Solutions Corp.   BIOX   G1117K114   27-Oct-21   Management   Ratify Price Waterhouse & Co. S.R.L. as Auditors   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Emma S. Battle   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Robert J. Bishop   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Albert P. Carey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Archibald Cox, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Edmund M. Ingle   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director James M. Kilts   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Kenneth G. Langone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Suzanne M. Present   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Rhonda L. Ramlo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Elect Director Eva T. Zlotnicka   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Approve Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Unifi, Inc.   UFI   904677200   27-Oct-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inotiv, Inc.   NOTV   45783Q100   04-Nov-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inotiv, Inc.   NOTV   45783Q100   04-Nov-21   Management   Issue Shares in Connection with Acquisition   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inotiv, Inc.   NOTV   45783Q100   04-Nov-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inotiv, Inc.   NOTV   45783Q100   04-Nov-21   Management   Approve Conversion of Securities   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inotiv, Inc.   NOTV   45783Q100   04-Nov-21   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Elect Director Gary S. Balkema   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Elect Director Kirk Calhoun   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Elect Director Robert Casale   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Elect Director Natasha Giordano   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Elect Director John W. Hadden, II   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Elect Director Michael J. Valentino   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PLx Pharma Inc.   PLXP   72942A107   09-Nov-21   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heska Corporation   HSKA   42805E306   22-Nov-21   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Northeast Bank   NBN   66405S100   22-Nov-21   Management   Elect Director Matthew B. Botein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Northeast Bank   NBN   66405S100   22-Nov-21   Management   Elect Director Cheryl Lynn Dorsey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Northeast Bank   NBN   66405S100   22-Nov-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Northeast Bank   NBN   66405S100   22-Nov-21   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Amend Article Re: Board of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Reelect Manuel Echanove as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Reelect Yigal Jacoby as Director and Chairman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Elect Efrat Makov as External Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Approve Grant of PSUs and RSUs of the Company to Erez Antebi, President and CEO   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Discuss Financial Statements and the Report of the Board for 2018   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Transact Other Business (Non-Voting)   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Allot Ltd.   ALLT   M0854Q105   30-Nov-21   Management   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST   None   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Elect Director M. Farooq Kathwari   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Elect Director John Clark   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Elect Director John J. Dooner, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Elect Director Cynthia Ekberg Tsai   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Elect Director David M. Sable   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Elect Director Tara I. Stacom   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ethan Allen Interiors Inc.   ETD   297602104   30-Nov-21   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenwich LifeSciences, Inc.   GLSI   396879108   15-Dec-21   Management   Elect Director David B. McWilliams   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenwich LifeSciences, Inc.   GLSI   396879108   15-Dec-21   Management   Elect Director Snehal S. Patel   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenwich LifeSciences, Inc.   GLSI   396879108   15-Dec-21   Management   Elect Director Eric Rothe   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenwich LifeSciences, Inc.   GLSI   396879108   15-Dec-21   Management   Elect Director F. Joseph Daugherty   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenwich LifeSciences, Inc.   GLSI   396879108   15-Dec-21   Management   Elect Director Kenneth Hallock   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenwich LifeSciences, Inc.   GLSI   396879108   15-Dec-21   Management   Ratify Malone Bailey, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Elect Director Michael Chenkin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Elect Director Eric F. Cosentino   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Elect Director Howard S. Jonas   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Elect Director Judah Schorr   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Elect Director Liora Stein   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IDT Corporation   IDT   448947507   15-Dec-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tecnoglass Inc.   TGLS   G87264100   16-Dec-21   Management   Elect Director Christian T. Daes   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tecnoglass Inc.   TGLS   G87264100   16-Dec-21   Management   Elect Director Julio A. Torres   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Elect Director Vivekanand Mahadevan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Elect Director Duncan J. McEwan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Elect Director Peter Tassiopoulos   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Elect Director Patricia Trompeter   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Approve Smythe LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Approve Issuance of Shares for a Private Placement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Amend By-Law No. 1   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sphere 3D Corp.   ANY   84841L308   22-Dec-21   Management   Authorize Board to Determine the Number of Directors of the Board from Time to Time and Allow Board to Appoint Additional Directors Up to a Maximum of One Third of the Number of Directors Elected at the Previous Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Thomas L. Thimot   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Phillip L. Kumnick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Philip R. Broenniman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Michael A. Gorriz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Michael L. Koehneman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Neepa Patel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Elect Director Jacqueline L. White   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Ratify Cherry Bekaert LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ipsidy Inc.   AUID   46264C206   29-Dec-21   Management   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Anne H. Chow   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Craig Cuffie   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Donald J. McNamara   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Joel C. Peterson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Nancy Phillips   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Derek C.M. van Bever   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Elect Director Robert A. Whitman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Franklin Covey Co.   FC   353469109   14-Jan-22   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kura Sushi USA, Inc.   KRUS   501270102   28-Jan-22   Management   Elect Director Shintaro Asako   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kura Sushi USA, Inc.   KRUS   501270102   28-Jan-22   Management   Elect Director Kim Ellis   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kura Sushi USA, Inc.   KRUS   501270102   28-Jan-22   Management   Elect Director Seitaro Ishii   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kura Sushi USA, Inc.   KRUS   501270102   28-Jan-22   Management   Elect Director Carin L. Stutz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kura Sushi USA, Inc.   KRUS   501270102   28-Jan-22   Management   Elect Director Hajime ‘Jimmy’ Uba   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kura Sushi USA, Inc.   KRUS   501270102   28-Jan-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Elect Director Geoffrey R. Bailey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Elect Director Charles E. Jobson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Elect Director Jason S. Maceda   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Elect Director Jennifer C. Stetson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Elect Director Ryan M. Zink   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Good Times Restaurants Inc.   GTIM   382140879   08-Feb-22   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Insteel Industries Inc.   IIIN   45774W108   15-Feb-22   Management   Elect Director Jon M. Ruth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Insteel Industries Inc.   IIIN   45774W108   15-Feb-22   Management   Elect Director Joseph A. Rutkowski   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Insteel Industries Inc.   IIIN   45774W108   15-Feb-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Insteel Industries Inc.   IIIN   45774W108   15-Feb-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calumet Specialty Products Partners, L.P.   CLMT   131476103   16-Feb-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Calumet Specialty Products Partners, L.P.   CLMT   131476103   16-Feb-22   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Elect Director Donald C. Campion   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Elect Director Robert H. Getz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Elect Director Dawne S. Hickton   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Elect Director Michael L. Shor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Elect Director Larry O. Spencer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Haynes International, Inc.   HAYN   420877201   22-Feb-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Elect Director Christopher W. Bodine   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Elect Director Jeffrey B. Lamkin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Elect Director Bari A. Harlam   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Eliminate Supermajority Vote Requirement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Declassify the Board of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OneWater Marine Inc.   ONEW   68280L101   23-Feb-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Cheryl Beranek   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Ronald G. Roth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Patrick Goepel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Roger Harding   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Charles N. Hayssen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Donald R. Hayward   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Walter Jones, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Elect Director Carol Wirsbinski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Clearfield, Inc.   CLFD   18482P103   24-Feb-22   Management   Ratify Baker Tilly US, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Elect Director Jennifer A. Baldock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Elect Director Todd M. Cleveland   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Elect Director David B. Gendell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Elect Director Jeffrey L. Gendell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Elect Director Joe D. Koshkin   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Elect Director Elizabeth D. Leykum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IES Holdings, Inc.   IESC   44951W106   24-Feb-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Ara K. Hovnanian   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Robert B. Coutts   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Miriam Hernandez-Kakol   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Edward A. Kangas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Joseph A. Marengi   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Vincent Pagano, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director Robin Stone Sellers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Elect Director J. Larry Sorsby   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hovnanian Enterprises, Inc.   HOV   442487401   29-Mar-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OceanPal, Inc.   OP   Y6430L103   05-Apr-22   Management   Elect Director Semiramis Paliou   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OceanPal, Inc.   OP   Y6430L103   05-Apr-22   Management   Elect Director Styliani Alexandra Sougioultzoglou   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OceanPal, Inc.   OP   Y6430L103   05-Apr-22   Management   Elect Director Alexios Chrysochoidis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OceanPal, Inc.   OP   Y6430L103   05-Apr-22   Management   Approve Reverse Stock Split   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   OceanPal, Inc.   OP   Y6430L103   05-Apr-22   Management   Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A as Auditors   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Concrete Pumping Holdings, Inc.   BBCP   206704108   14-Apr-22   Management   Elect Director Stephen Alarcon   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Concrete Pumping Holdings, Inc.   BBCP   206704108   14-Apr-22   Management   Elect Director Heather L. Faust   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Concrete Pumping Holdings, Inc.   BBCP   206704108   14-Apr-22   Management   Elect Director David G. Hall   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Concrete Pumping Holdings, Inc.   BBCP   206704108   14-Apr-22   Management   Elect Director Iain Humphries   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Concrete Pumping Holdings, Inc.   BBCP   206704108   14-Apr-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director L. Earl Bentz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Sam B. DeVane   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Thomas R. Flynn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Louis A. Green, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Valora S. Gurganious   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Myra NanDora Jenne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Joelle J. Phillips   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Timothy K. Schools   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Stephen B. Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director James S. Turner, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Elect Director Toby S. Wilt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CapStar Financial Holdings, Inc.   CSTR   14070T102   21-Apr-22   Management   Ratify Elliott Davis, LLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104   21-Apr-22   Management   Elect Director Bradley T. Favreau   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104   21-Apr-22   Management   Elect Director William D. Patterson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104   21-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MYR Group Inc.   MYRG   55405W104   21-Apr-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Singularity Future Technology Ltd.   SGLY   82935V208   22-Apr-22   Management   Elect Director John F. Levy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Singularity Future Technology Ltd.   SGLY   82935V208   22-Apr-22   Management   Ratify Audit Alliance LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Singularity Future Technology Ltd.   SGLY   82935V208   22-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Singularity Future Technology Ltd.   SGLY   82935V208   22-Apr-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Singularity Future Technology Ltd.   SGLY   82935V208   22-Apr-22   Management   Other Business   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Robert E. Brown, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Thomas J. Haughey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Nikhil Lalwani   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director David B. Nash   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Antonio R. Pera   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Renee P. Tannenbaum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Muthusamy Shanmugam   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Jeanne A. Thoma   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Elect Director Patrick D. Walsh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Ratify EisnerAmper LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   ANI Pharmaceuticals, Inc.   ANIP   00182C103   27-Apr-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DHI Group, Inc.   DHX   23331S100   27-Apr-22   Management   Elect Director Brian “Skip” Schipper   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DHI Group, Inc.   DHX   23331S100   27-Apr-22   Management   Elect Director Scipio “Max” Carnecchia   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DHI Group, Inc.   DHX   23331S100   27-Apr-22   Management   Elect Director David Windley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DHI Group, Inc.   DHX   23331S100   27-Apr-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   DHI Group, Inc.   DHX   23331S100   27-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Patrick M. Ryan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Leslie E. Goodman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Patrick L. Ryan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Douglas C. Borden   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Scott R. Gamble   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Deborah Paige Hanson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Glenn M. Josephs   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Peter Pantages   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director Michael E. Salz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Elect Director John E. Strydesky   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Bank   FRBA   31931U102   27-Apr-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Elect Director Scott L. Bok   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Elect Director Meryl D. Hartzband   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Elect Director John D. Liu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Elect Director Ulrika M. Ekman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Elect Director Kevin T. Ferro   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Share Holder   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Against   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Greenhill & Co., Inc.   GHL   395259104   27-Apr-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Elect Director Howard M. Berger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Elect Director Kevin W. Gaughen, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Elect Director Julio R. Hernando   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Elect Director Robert K. Sheridan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Elect Director Ronald D. Falcione   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Elect Company Clerk Jacqueline M. Youngworth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hingham Institution for Savings   HIFS   433323102   28-Apr-22   Management   Amend Article 16 of the Bank’s Amended and Restated Charter   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Information Services Group, Inc.   III   45675Y104   28-Apr-22   Management   Elect Director Michael P. Connors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Information Services Group, Inc.   III   45675Y104   28-Apr-22   Management   Elect Director Christine Putur   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Information Services Group, Inc.   III   45675Y104   28-Apr-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Information Services Group, Inc.   III   45675Y104   28-Apr-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ryerson Holding Corporation   RYI   783754104   28-Apr-22   Management   Elect Director Stephen P. Larson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ryerson Holding Corporation   RYI   783754104   28-Apr-22   Management   Elect Director Philip E. Norment   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ryerson Holding Corporation   RYI   783754104   28-Apr-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranger Oil Corporation   ROCC   70788V102   02-May-22   Management   Elect Director Tiffany Thom Cepak   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranger Oil Corporation   ROCC   70788V102   02-May-22   Management   Elect Director Darrin J. Henke   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranger Oil Corporation   ROCC   70788V102   02-May-22   Management   Elect Director Richard Burnett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranger Oil Corporation   ROCC   70788V102   02-May-22   Management   Elect Director Jeffrey E. Wojahn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranger Oil Corporation   ROCC   70788V102   02-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Ranger Oil Corporation   ROCC   70788V102   02-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director Kenneth S. Courtis   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director Albert E. Ferrara, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director Elizabeth A. Fessenden   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director Michael J. Quillen   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director Daniel D. Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director David J. Stetson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Elect Director Scott D. Vogel   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alpha Metallurgical Resources, Inc.   AMR   020764106   03-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director Mary G. Berner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director David M. Baum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director Matthew C. Blank   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director Thomas H. Castro   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director Joan Hogan Gillman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director Andrew W. Hobson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Elect Director Brian G. Kushner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cumulus Media Inc.   CMLS   231082801   03-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Chris A. Downey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Joseph W. Glauber   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director John A. Good   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Thomas P. Heneghan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Danny D. Moore   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Toby L. O’Rourke   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Murray R. Wise   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Elect Director Paul A. Pittman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Ratify Plante & Moran PLLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Farmland Partners Inc.   FPI   31154R109   03-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director Diane L. Dewbrey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director William C. Fallon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director Steven J. Gilbert   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director Janice L. Innis-Thompson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director Charles R. Rinehart   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director Theodore E. Shasta   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Elect Director Richard C. Vaughan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MBIA Inc.   MBI   55262C100   03-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Elect Director John McLernon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Elect Director James Farrar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Elect Director William Flatt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Elect Director Sabah Mirza   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Elect Director Mark Murski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Elect Director John Sweet   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   City Office REIT, Inc.   CIO   178587101   04-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heritage-Crystal Clean, Inc.   HCCI   42726M106   04-May-22   Management   Elect Director Brian Recatto   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heritage-Crystal Clean, Inc.   HCCI   42726M106   04-May-22   Management   Elect Director Charles E. Schalliol   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heritage-Crystal Clean, Inc.   HCCI   42726M106   04-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Heritage-Crystal Clean, Inc.   HCCI   42726M106   04-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Permian Basin Royalty Trust   PBT   714236106   04-May-22   Management   Appoint Argent Trust Company as Successor Trustee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Permian Basin Royalty Trust   PBT   714236106   04-May-22   Management   Amend Trust Indenture   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Permian Basin Royalty Trust   PBT   714236106   04-May-22   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Roger A. Cregg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Joseph A. Cutillo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Julie A. Dill   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Dana C. O’Brien   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Charles R. Patton   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Thomas M. White   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Elect Director Dwayne A. Wilson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sterling Construction Company, Inc.   STRL   859241101   04-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TimkenSteel Corporation   TMST   887399103   04-May-22   Management   Elect Director Diane C. Creel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TimkenSteel Corporation   TMST   887399103   04-May-22   Management   Elect Director Kenneth V. Garcia   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TimkenSteel Corporation   TMST   887399103   04-May-22   Management   Elect Director Ellis A. Jones   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TimkenSteel Corporation   TMST   887399103   04-May-22   Management   Elect Director Donald T. Misheff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TimkenSteel Corporation   TMST   887399103   04-May-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TimkenSteel Corporation   TMST   887399103   04-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Salvatore A. Abbate   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Shantella E. Cooper   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director David E. Flitman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Tracy A. Leinbach   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Stephen E. Macadam   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Gregory B. Morrison   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Michael P. Muldowney   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Elect Director Charles G. Ward, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Veritiv Corporation   VRTV   923454102   04-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director John A. Cuomo   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director Edward P. Dolanski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director Ralph E. Eberhart   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director Mark E. Ferguson, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director Calvin S. Koonce   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director James F. Lafond   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director John E. “Jack” Potter   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director Jack C. Stultz, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Elect Director Bonnie K. Wachtel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VSE Corporation   VSEC   918284100   04-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Michael D. Bishop   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Frederick P. Calderone   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director W. Scott Davis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Edwin J. Lukas   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Franklin H. McLarty   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director H. Pete Montano   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Matthew J. Moroun   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Matthew T. Moroun   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Elect Director Joseph A. Vitiritto   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   P.A.M. Transportation Services, Inc.   PTSI   693149106   05-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Huttig Building Products, Inc.   HBP   448451104   10-May-22   Management   Elect Director James F. Hibberd   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Huttig Building Products, Inc.   HBP   448451104   10-May-22   Management   Elect Director Patrick L. Larmon   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Huttig Building Products, Inc.   HBP   448451104   10-May-22   Management   Elect Director Jon P. Vrabely   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Huttig Building Products, Inc.   HBP   448451104   10-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Huttig Building Products, Inc.   HBP   448451104   10-May-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director A. Lorne Weil   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director Michael R. Chambrello   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director Ira H. Raphaelson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director Desiree G. Rogers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director Steven M. Saferin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director Katja Tautscher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Elect Director John M. Vandemore   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Inspired Entertainment, Inc.   INSE   45782N108   10-May-22   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   South Plains Financial, Inc.   SPFI   83946P107   10-May-22   Management   Elect Director Curtis C. Griffith   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   South Plains Financial, Inc.   SPFI   83946P107   10-May-22   Management   Elect Director Kyle R. Wargo   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   South Plains Financial, Inc.   SPFI   83946P107   10-May-22   Management   Ratify BKD, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   South Plains Financial, Inc.   SPFI   83946P107   10-May-22   Management   Other Business   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Townsquare Media, Inc.   TSQ   892231101   10-May-22   Management   Elect Director Gary Ginsberg   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Townsquare Media, Inc.   TSQ   892231101   10-May-22   Management   Elect Director Steven Price   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Townsquare Media, Inc.   TSQ   892231101   10-May-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gladstone Land Corporation   LAND   376549101   12-May-22   Management   Elect Director Terry L. Brubaker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gladstone Land Corporation   LAND   376549101   12-May-22   Management   Elect Director Walter H. Wilkinson, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Gladstone Land Corporation   LAND   376549101   12-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director Aasif M. Bade   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director David B. Becker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director Justin P. Christian   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director Anna Colussi Dee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director Ana Dutra   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director John K. Keach, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director David R. Lovejoy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Elect Director Jean L. Wojtowicz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Ratify BKD, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Internet Bancorp   INBK   320557101   16-May-22   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carriage Services, Inc.   CSV   143905107   17-May-22   Management   Elect Director Bryan D. Leibman   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carriage Services, Inc.   CSV   143905107   17-May-22   Management   Elect Director Achille Messac   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carriage Services, Inc.   CSV   143905107   17-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carriage Services, Inc.   CSV   143905107   17-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director Kevin C. Clark   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director W. Larry Cash   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director Thomas C. Dircks   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director Gale Fitzgerald   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director Darrell S. Freeman, Sr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director John A. Martins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director Janice E. Nevin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Elect Director Mark Perlberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cross Country Healthcare, Inc.   CCRN   227483104   17-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Elect Director Mimi K. Drake   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Elect Director Jeffrey E. Eberwein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Elect Director Ian V. Nash   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Elect Director Connia M. Nelson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Amend NOL Rights Plan (NOL Pill)   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Global, Inc.   HSON   443787205   17-May-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MVB Financial Corp.   MVBF   553810102   17-May-22   Management   Elect Director Daniel W. Holt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MVB Financial Corp.   MVBF   553810102   17-May-22   Management   Elect Director Gary A. LeDonne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MVB Financial Corp.   MVBF   553810102   17-May-22   Management   Elect Director Lindsay A. Slader   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MVB Financial Corp.   MVBF   553810102   17-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MVB Financial Corp.   MVBF   553810102   17-May-22   Management   Ratify Dixon Hughes Goodman LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MVB Financial Corp.   MVBF   553810102   17-May-22   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   17-May-22   Management   Elect Director David Geenberg   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   17-May-22   Management   Elect Director Marcus C. Rowland   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   17-May-22   Management   Elect Director Sean C. Woolverton   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   17-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   17-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   17-May-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Alan B. Levan   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director John E. Abdo   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director James R. Allmand, III   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Norman H. Becker   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Lawrence A. Cirillo   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Darwin Dornbush   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Jarett S. Levan   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Joel Levy   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Mark A. Nerenhausen   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director William Nicholson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Arnold Sevell   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Orlando Sharpe   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Elect Director Seth M. Wise   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Bluegreen Vacations Holding Corporation   BVH   096308101   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Civeo Corporation   CVEO   17878Y207   18-May-22   Management   Elect Director Martin A. Lambert   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Civeo Corporation   CVEO   17878Y207   18-May-22   Management   Elect Director Constance B. Moore   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Civeo Corporation   CVEO   17878Y207   18-May-22   Management   Elect Director Richard A. Navarre   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Civeo Corporation   CVEO   17878Y207   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Civeo Corporation   CVEO   17878Y207   18-May-22   Management   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director David R. Parker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director Robert E. Bosworth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director Benjamin S. Carson, Sr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director D. Michael Kramer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director Bradley A. Moline   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director Rachel Parker-Hatchett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director Herbert J. Schmidt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Elect Director W. Miller Welborn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Covenant Logistics Group, Inc.   CVLG   22284P105   18-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Luis A. Aguilar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Richard L. Crandall   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Charles D. Drucker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Juliet S. Ellis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Gary G. Greenfield   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Jeffrey Jacobowitz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Daniel N. Leib   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Elect Director Lois M. Martin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Donnelley Financial Solutions, Inc.   DFIN   25787G100   18-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Desheng Wang   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Edward Lee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Jennifer Gu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Michael Pope   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Sheri Lofgren   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Carine Clark   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Elect Director Greg Butterfield   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Focus Universal, Inc.   FCUV   34417J104   18-May-22   Management   Ratify BF Borgers CPA PC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Investors Title Company   ITIC   461804106   18-May-22   Management   Elect Director J. Allen Fine   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Investors Title Company   ITIC   461804106   18-May-22   Management   Elect Director David L. Francis   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Investors Title Company   ITIC   461804106   18-May-22   Management   Elect Director James H. Speed, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Investors Title Company   ITIC   461804106   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Investors Title Company   ITIC   461804106   18-May-22   Management   Ratify Dixon Hughes Goodman LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kimbell Royalty Partners LP   KRP   49435R102   18-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kimbell Royalty Partners LP   KRP   49435R102   18-May-22   Management   Amend Partnership Agreement   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Richard S. Pzena   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director John P. Goetz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director William L. Lipsey   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Steven M. Galbraith   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Joel M. Greenblatt   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Richard P. Meyerowich   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Charles D. Johnston   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Shavar D. Jeffries   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Elect Director Chenyu Caroline Cai   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Pzena Investment Management, Inc.   PZN   74731Q103   18-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Elect Director Emanuel P.N. Hilario   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Elect Director Jonathan Segal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Elect Director Susan Lintonsmith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Elect Director Haydee Olinger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   18-May-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103   18-May-22   Management   Elect Director Carl A. Esposito   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103   18-May-22   Management   Elect Director Terri A. Pizzuto   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103   18-May-22   Management   Elect Director James A. Sharman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103   18-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Shyft Group, Inc.   SHYF   825698103   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   USA Truck Inc.   USAK   902925106   18-May-22   Management   Elect Director Robert E. Creager   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   USA Truck Inc.   USAK   902925106   18-May-22   Management   Elect Director Alexander D. Greene   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   USA Truck Inc.   USAK   902925106   18-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   USA Truck Inc.   USAK   902925106   18-May-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   USA Truck Inc.   USAK   902925106   18-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Larry E. Allbaugh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director James E. Beckwith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Shannon Deary-Bell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Warren P. Kashiwagi   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Donna L. Lucas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director David J. Lucchetti   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director David F. Nickum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Robert T. Perry-Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Kevin F. Ramos   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Randall E. Reynoso   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Judson T. Riggs   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Elect Director Leigh A. White   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Change Range for Size of the Board   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Five Star Bancorp   FSBC   33830T103   19-May-22   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Kenneth R. Adams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Carl G. Braunlich   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Lewis A. Fanger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Eric J. Green   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Lynn M. Handler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Michael A. Hartmeier   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Daniel R. Lee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Kathleen M. Marshall   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Elect Director Michael P. Shaunnessy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Full House Resorts, Inc.   FLL   359678109   19-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MetroCity Bankshares, Inc.   MCBS   59165J105   19-May-22   Management   Elect Director Frank Glover   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MetroCity Bankshares, Inc.   MCBS   59165J105   19-May-22   Management   Elect Director Howard Hwasaeng Kim   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MetroCity Bankshares, Inc.   MCBS   59165J105   19-May-22   Management   Elect Director Feiying Lu   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MetroCity Bankshares, Inc.   MCBS   59165J105   19-May-22   Management   Elect Director Frank S. Rhee   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MetroCity Bankshares, Inc.   MCBS   59165J105   19-May-22   Management   Elect Director Sam Sang-Koo Shim   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   MetroCity Bankshares, Inc.   MCBS   59165J105   19-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Anthony J. Best   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Matthew S. Lanigan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Roderick A. Larson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Michael A. Lewis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Claudia M. Meer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director John C. Minge   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Rose M. Robeson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Elect Director Donald W. Young   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Newpark Resources, Inc.   NR   651718504   19-May-22   Management   Amend Non-Employee Director Restricted Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Elect Director David P. Mansfield   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Elect Director Lisa DeStefano   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Elect Director Jay E. Gould   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Elect Director Kathleen Chase Curran   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Elect Director Mohammad Shaikh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Provident Bancorp, Inc.   PVBC   74383L105   19-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Philip V. Bancroft   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Robert W. Beck   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Jonathan D. Brown   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Roel C. Campos   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Maria Contreras-Sweet   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Michael R. Dunn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Steven J. Freiberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Sandra K. Johnson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Elect Director Carlos Palomares   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Regional Management Corp.   RM   75902K106   19-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Cato Corporation   CATO   149205106   19-May-22   Management   Elect Director Theresa J. Drew   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Cato Corporation   CATO   149205106   19-May-22   Management   Elect Director D. Harding Stowe   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Cato Corporation   CATO   149205106   19-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   The Cato Corporation   CATO   149205106   19-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director Dorika M. Beckett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director Michael W. Chiao   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director Christopher D. Farrar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director Alan H. Mantel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director John P. Pitstick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director John A. Pless   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director Joy L. Schaefer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Elect Director Katherine L. Verner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Approve Qualified Employee Stock Purchase Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Provide Right to Act by Written Consent   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Velocity Financial, Inc.   VEL   92262D101   19-May-22   Management   Provide Right to Call Special Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Bryant R. Riley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Thomas J. Kelleher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Robert L. Antin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Tammy Brandt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Robert D’Agostino   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Renee E. LaBran   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Randall E. Paulson   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Michael J. Sheldon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Mimi K. Walters   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Elect Director Mikel H. Williams   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   B. Riley Financial, Inc.   RILY   05580M108   24-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Coastal Financial Corporation   CCB   19046P209   24-May-22   Management   Elect Director Christopher D. Adams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Coastal Financial Corporation   CCB   19046P209   24-May-22   Management   Elect Director Steven D. Hovde   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Coastal Financial Corporation   CCB   19046P209   24-May-22   Management   Elect Director Stephan Klee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Coastal Financial Corporation   CCB   19046P209   24-May-22   Management   Elect Director Thomas D. Lane   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Coastal Financial Corporation   CCB   19046P209   24-May-22   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Shore Bancshares, Inc.   SHBI   825107105   24-May-22   Management   Elect Director John A. Lamon, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Shore Bancshares, Inc.   SHBI   825107105   24-May-22   Management   Elect Director Frank E. Mason, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Shore Bancshares, Inc.   SHBI   825107105   24-May-22   Management   Elect Director Jeffrey E. Thompson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Shore Bancshares, Inc.   SHBI   825107105   24-May-22   Management   Elect Director William E. Esham, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Shore Bancshares, Inc.   SHBI   825107105   24-May-22   Management   Ratify Yount, Hyde & Barbour, P.C. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Shore Bancshares, Inc.   SHBI   825107105   24-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Elect Director Cary Baetz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Elect Director Renee Hornbaker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Elect Director Anne Mariucci   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Elect Director Don Paul   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Elect Director Arthur ‘Trem’ Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Elect Director Rajath Shourie   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Berry Corporation (bry)   BRY   08579X101   25-May-22   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Michael R. Bird   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Kevin S. Bloomfield   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Robert M. Bolton   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Robert W. Conner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Gregory W. Feldmann   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director James W. Haskins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Phyllis Q. Karavatakis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Lanny A. Kyle   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Jacob A. Lutz, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director E. Warren Matthews   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Catharine L. Midkiff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Curtis E. Stephens   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Litz H. Van Dyke   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Elect Director Elizabeth L. Walsh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Carter Bankshares, Inc.   CARE   146103106   25-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director Chandra R. Holt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director James H. Haworth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director Sue E. Gove   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director Bob L. Martin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director Douglas H. Martin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director Norman L. Miller   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director William E. Saunders, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director William (David) Schofman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Elect Director Oded Shein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Conn’s, Inc.   CONN   208242107   25-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Elect Director Glen Hawk   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Elect Director Tara Long   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Elect Director Lawrence G. Finch   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Elect Director Geoffrey Ribar   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Elect Director Darin Billerbeck   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Elect Director Sanjeev Aggarwal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Everspin Technologies, Inc.   MRAM   30041T104   25-May-22   Management   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director John J. Ahn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Christie K. Chu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Harry H. Chung   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Scott R. Diehl   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Bonita I. Lee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Gloria J. Lee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director David L. Rosenblum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Thomas J. Williams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Michael M. Yang   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Elect Director Gideon Yu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hanmi Financial Corporation   HAFC   410495204   25-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Lisa A. Flavin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Brenda C. Freeman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Lori H. Greeley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Ward M. Klein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Steven W. Korn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Diane M. Sullivan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Elect Director Bruce K. Thorn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Caleres, Inc.   CAL   129500104   26-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Walter F. Ulloa   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Paul Anton Zevnik   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Gilbert R. Vasquez   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Patricia Diaz Dennis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Juan Saldivar von Wuthenau   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Martha Elena Diaz   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Entravision Communications Corporation   EVC   29382R107   26-May-22   Management   Elect Director Fehmi Zeko   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Esquire Financial Holdings, Inc.   ESQ   29667J101   26-May-22   Management   Elect Director Todd Deutsch   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Esquire Financial Holdings, Inc.   ESQ   29667J101   26-May-22   Management   Elect Director Marc Grossman   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Esquire Financial Holdings, Inc.   ESQ   29667J101   26-May-22   Management   Elect Director Selig A. Zises   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Esquire Financial Holdings, Inc.   ESQ   29667J101   26-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Elect Director Blake L. Sartini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Elect Director Andy H. Chien   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Elect Director Ann D. Dozier   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Elect Director Mark A. Lipparelli   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Elect Director Anthony A. Marnell, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Elect Director Terrence L. Wright   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Golden Entertainment, Inc.   GDEN   381013101   26-May-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Adopt Financial Statements and Directors’ Statement and Auditors’ Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Elect John Peter Herholdt as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Elect Quah Ban Huat as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Elect Paul Charles Over as Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Approve Directors’ Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Amend 2018 Forfeitable Share Plan Rules   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Approve Directors’ Compensation Program   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Approve Allotment and Issuance of Shares Under the 2018 Forfeitable Share Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Authorize Share Repurchase Program   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Grindrod Shipping Holdings Ltd.   GRIN   Y28895103   26-May-22   Management   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director David M. Cassard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director Michael S. Davenport   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director Michelle L. Eldridge   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director Jeff A. Gardner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director Robert B. Kaminski, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director Michael H. Price   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Elect Director David B. Ramaker   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Mercantile Bank Corporation   MBWM   587376104   26-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Kijun Ahn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Daniel Cho   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Haeyoung Cho   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Janice Chung   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Sarah Jun   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Sang Young Lee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Hong Kyun “Daniel” Park   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Don Rhee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Elect Director Henry Kim   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   PCB Bancorp   PCB   69320M109   26-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Elect Director Jeremy Bergbaum   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Elect Director Dudley R. Cottingham   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Elect Director Hyman Shwiel   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Elect Director Lisa P. Young   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Accept Financial Statements and Statutory Reports   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Textainer Group Holdings Limited   TGH   G8766E109   26-May-22   Management   Amend Bylaws   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Elect Director Dale C. Fredston   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Elect Director David J. Gold   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Elect Director Terence J. Mitchell   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Elect Director Chaya Pamula   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Elect Director Katrina Robinson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Metropolitan Bank Holding Corp.   MCB   591774104   31-May-22   Management   Ratify Crowe LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Elect Director Elizabeth K. Tuppeny   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Advisory Vote on Say on Pay Frequency   Three Years   Do Not Vote   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Share Holder   Elect Director Sharon Stern   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   None   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   Against   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   New York City REIT, Inc.   NYC   649439205   31-May-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869   31-May-22   Management   Elect Director Jaffery ‘Jay’ A. Firestone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869   31-May-22   Management   Elect Director Jonathan Frates   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869   31-May-22   Management   Elect Director John ‘Jack’ Lipinski   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869   31-May-22   Management   Elect Director Randolph C. Read   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SandRidge Energy, Inc.   SD   80007P869   31-May-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oxbridge Re Holdings Limited   OXBR   G6856M106   01-Jun-22   Management   Elect Director Jay Madhu   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oxbridge Re Holdings Limited   OXBR   G6856M106   01-Jun-22   Management   Elect Director Krishna Persaud   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oxbridge Re Holdings Limited   OXBR   G6856M106   01-Jun-22   Management   Elect Director Ray Cabillot   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oxbridge Re Holdings Limited   OXBR   G6856M106   01-Jun-22   Management   Elect Director Wrendon Timothy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oxbridge Re Holdings Limited   OXBR   G6856M106   01-Jun-22   Management   Elect Director Lesley Thompson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Oxbridge Re Holdings Limited   OXBR   G6856M106   01-Jun-22   Management   Ratify Hacker, Johnson & Smith, P.A. as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Elect Director John P. McNiff   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Elect Director Richard I. Neal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Elect Director Lon Rosen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Elect Director Eric P. Karros   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Elect Director James Benenson, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Elect Director Rory Tahari   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Steel Partners Holdings L.P.   SPLP   85814R107   01-Jun-22   Management   Approve Extension of the Tax Benefits Protective Provisions   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Adicet Bio, Inc.   ACET   007002108   02-Jun-22   Management   Elect Director Aya Jakobovits   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Adicet Bio, Inc.   ACET   007002108   02-Jun-22   Management   Elect Director Chen Schor   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Adicet Bio, Inc.   ACET   007002108   02-Jun-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Edwin L. Artzt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Raymond C. Avansino, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Leslie B. Daniels   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Douglas R. Jamieson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Mario J. Gabelli   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Eugene R. McGrath   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Agnes Mullady   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Robert S. Prather, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Elect Director Elisa M. Wilson   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   GAMCO Investors, Inc.   GBL   361438104   02-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Elect Director Tanuja M. Dehne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Elect Director Stephen G. Kasnet   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Elect Director W. Reid Sanders   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Elect Director John (“Jack”) A. Taylor   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Elect Director Hope B. Woodhouse   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Approve Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Granite Point Mortgage Trust Inc.   GPMT   38741L107   02-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   J.Jill, Inc.   JILL   46620W201   02-Jun-22   Management   Elect Director Michael Eck   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   J.Jill, Inc.   JILL   46620W201   02-Jun-22   Management   Elect Director Shelley Milano   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   J.Jill, Inc.   JILL   46620W201   02-Jun-22   Management   Elect Director Michael Recht   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   J.Jill, Inc.   JILL   46620W201   02-Jun-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VAALCO Energy, Inc.   EGY   91851C201   02-Jun-22   Management   Elect Director Andrew L. Fawthrop   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VAALCO Energy, Inc.   EGY   91851C201   02-Jun-22   Management   Elect Director George W. M. Maxwell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VAALCO Energy, Inc.   EGY   91851C201   02-Jun-22   Management   Elect Director Fabrice Nze-Bekale   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VAALCO Energy, Inc.   EGY   91851C201   02-Jun-22   Management   Elect Director Cathy Stubbs   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VAALCO Energy, Inc.   EGY   91851C201   02-Jun-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   VAALCO Energy, Inc.   EGY   91851C201   02-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Issue Shares in Connection with Merger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Approve Reverse Stock Split   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Amend Charter   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Amend Charter to Eliminate Obsolete Provisions   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Declassify the Board of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Provide Right to Act by Written Consent   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Amend Charter to Remove Waiver of Corporate Opportunity Doctrine   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Elect Director William D. Anderson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Elect Director Mark C. Henle   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Elect Director Adam M. Jenkins   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Falcon Minerals Corporation   FLMN   30607B109   03-Jun-22   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sensus Healthcare, Inc.   SRTS   81728J109   03-Jun-22   Management   Elect Director John Heinrich   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sensus Healthcare, Inc.   SRTS   81728J109   03-Jun-22   Management   Elect Director Anthony Petrelli   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sensus Healthcare, Inc.   SRTS   81728J109   03-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sensus Healthcare, Inc.   SRTS   81728J109   03-Jun-22   Management   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Sensus Healthcare, Inc.   SRTS   81728J109   03-Jun-22   Management   Ratify Marcum LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101   06-Jun-22   Management   Elect Director Frank Anglin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101   06-Jun-22   Management   Elect Director David Meyer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101   06-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Titan Machinery Inc.   TITN   88830R101   06-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Roberto R. Herencia   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Phillip R. Cabrera   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Antonio del Valle Perochena   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Mary Jo S. Herseth   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Margarita Hugues Velez   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Steven P. Kent   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director William G. Kistner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Elect Director Alberto J. Paracchini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Amend Qualified Employee Stock Purchase Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Byline Bancorp, Inc.   BY   124411109   07-Jun-22   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Max Briggs   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director John Hakopian   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Scott F. Kavanaugh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Ulrich E. Keller, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director David Lake   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Elizabeth A. Pagliarini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Mitchell M. Rosenberg   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Diane M. Rubin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Jacob Sonenshine   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Elect Director Gary Tice   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Ratify Eide Bailly LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Increase Authorized Common Stock   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   First Foundation Inc.   FFWM   32026V104   07-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tiptree Inc.   TIPT   88822Q103   07-Jun-22   Management   Elect Director Lesley Goldwasser   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tiptree Inc.   TIPT   88822Q103   07-Jun-22   Management   Elect Director Jonathan Ilany   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tiptree Inc.   TIPT   88822Q103   07-Jun-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tiptree Inc.   TIPT   88822Q103   07-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Elect Director Carol Cicero   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Elect Director Matthew J. Gould   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Elect Director Louis C. Grassi   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Elect Director Israel Rosenzweig   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Elect Director Jeffrey Rubin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   BRT Apartments Corp.   BRT   055645303   08-Jun-22   Management   Approve Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Viridian Therapeutics, Inc.   VRDN   92790C104   08-Jun-22   Management   Elect Director Peter Harwin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Viridian Therapeutics, Inc.   VRDN   92790C104   08-Jun-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Viridian Therapeutics, Inc.   VRDN   92790C104   08-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Viridian Therapeutics, Inc.   VRDN   92790C104   08-Jun-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Elect Director Ryan Greenawalt   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Elect Director Zachary E. Savas   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Elect Director Andrew Studdert   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Ratify UHY LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alta Equipment Group Inc.   ALTG   02128L106   09-Jun-22   Management   Approve Qualified Employee Stock Purchase Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Build-A-Bear Workshop, Inc.   BBW   120076104   09-Jun-22   Management   Elect Director Robert L. Dixon, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Build-A-Bear Workshop, Inc.   BBW   120076104   09-Jun-22   Management   Elect Director Craig Leavitt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Build-A-Bear Workshop, Inc.   BBW   120076104   09-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Build-A-Bear Workshop, Inc.   BBW   120076104   09-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Build-A-Bear Workshop, Inc.   BBW   120076104   09-Jun-22   Management   Other Business   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Century Casinos, Inc.   CNTY   156492100   09-Jun-22   Management   Elect Director Dinah Corbaci   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Century Casinos, Inc.   CNTY   156492100   09-Jun-22   Management   Elect Director Eduard Berger   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Century Casinos, Inc.   CNTY   156492100   09-Jun-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Century Casinos, Inc.   CNTY   156492100   09-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Elect Director Brent K. Bilsland   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Elect Director David C. Hardie   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Elect Director Steven R. Hardie   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Elect Director Bryan H. Lawrence   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Elect Director David J. Lubar   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Elect Director Charles R. Wesley, IV   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hallador Energy Company   HNRG   40609P105   09-Jun-22   Management   Ratify Plante & Moran, PLLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Technologies, Inc.   HDSN   444144109   09-Jun-22   Management   Elect Director Stephen P. Mandracchia   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Technologies, Inc.   HDSN   444144109   09-Jun-22   Management   Elect Director Richard Parrillo   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Technologies, Inc.   HDSN   444144109   09-Jun-22   Management   Elect Director Eric A. Prouty   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Technologies, Inc.   HDSN   444144109   09-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Hudson Technologies, Inc.   HDSN   444144109   09-Jun-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Limelight Networks, Inc.   LLNW   53261M104   09-Jun-22   Management   Issue Shares in Connection with the Acquisition   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Limelight Networks, Inc.   LLNW   53261M104   09-Jun-22   Management   Elect Director Jeffrey T. Fisher   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Limelight Networks, Inc.   LLNW   53261M104   09-Jun-22   Management   Elect Director David C. Peterschmidt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Limelight Networks, Inc.   LLNW   53261M104   09-Jun-22   Management   Elect Director Bob Lyons   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Limelight Networks, Inc.   LLNW   53261M104   09-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Limelight Networks, Inc.   LLNW   53261M104   09-Jun-22   Management   Adjourn Meeting   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Thryv Holdings, Inc.   THRY   886029206   09-Jun-22   Management   Elect Director Ryan O’hara   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Thryv Holdings, Inc.   THRY   886029206   09-Jun-22   Management   Elect Director Heather Zynczak   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Thryv Holdings, Inc.   THRY   886029206   09-Jun-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Thryv Holdings, Inc.   THRY   886029206   09-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TravelCenters of America Inc.   TA   89421B109   09-Jun-22   Management   Elect Director Lisa Harris Jones   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TravelCenters of America Inc.   TA   89421B109   09-Jun-22   Management   Elect Director Rajan C. Penkar   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   TravelCenters of America Inc.   TA   89421B109   09-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Elect Director Roger Susi   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Elect Director Monty Allen   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Elect Director Anthony Vuoto   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Elect Director James Hawkins   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   IRADIMED CORPORATION   IRMD   46266A109   10-Jun-22   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Charlene Barshefsky   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Bradley J. Gross   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Wade Oosterman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Mark J. Penn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Desiree Rogers   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Eli Samaha   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Irwin D. Simon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Rodney Slater   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Elect Director Brandt Vaughan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Stagwell Inc.   STGW   85256A109   14-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Darron M. Anderson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Melissa Cougle   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Dick Fagerstal   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Quintin V. Kneen   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Louis A. Raspino   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Larry T. Rigdon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Robert E. Robotti   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Kenneth H. Traub   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Elect Director Lois K. Zabrocky   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tidewater Inc.   TDW   88642R109   14-Jun-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tile Shop Holdings, Inc.   TTSH   88677Q109   14-Jun-22   Management   Elect Director Peter J. Jacullo, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tile Shop Holdings, Inc.   TTSH   88677Q109   14-Jun-22   Management   Elect Director Cabell H. Lolmaugh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tile Shop Holdings, Inc.   TTSH   88677Q109   14-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tile Shop Holdings, Inc.   TTSH   88677Q109   14-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Erin N. Kane   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Michael L. Marberry   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Farha Aslam   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Darrell K. Hughes   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Todd D. Karran   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Gena C. Lovett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Daniel F. Sansone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Sharon S. Spurlin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Elect Director Patrick S. Williams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Advansix Inc.   ASIX   00773T101   15-Jun-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Chad Faulkner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Andrew Frawley   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Don Gayhardt   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director David M. Kirchheimer   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Mike McKnight   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Gillian Van Schaick   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Issac Vaughn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Elizabeth Webster   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Elect Director Karen Winterhof   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CURO Group Holdings Corp.   CURO   23131L107   15-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Gregory A. Barrett   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Sheila A. Hopkins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director David H. Mowry   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Timothy J. O’Shea   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Juliane T. Park   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director J. Daniel Plants   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Joseph E. Whitters   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Janet L. Widmann   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Elect Director Katherine S. Zanotti   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Ratify BDO USA, LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Cutera, Inc.   CUTR   232109108   15-Jun-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Elect Director Richard F. Hermanns   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Elect Director R. Rimmy Malhotra   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Elect Director Lawrence Hagenbuch   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Elect Director Kathleen Shanahan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Elect Director Edward Jackson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Elect Director Jack Olmstead   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Ratify Plante & Moran, PLLC as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   HireQuest, Inc.   HQI   433535101   15-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kezar Life Sciences, Inc.   KZR   49372L100   15-Jun-22   Management   Elect Director Elizabeth Garner   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kezar Life Sciences, Inc.   KZR   49372L100   15-Jun-22   Management   Elect Director Michael Kauffman   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kezar Life Sciences, Inc.   KZR   49372L100   15-Jun-22   Management   Elect Director Courtney Wallace   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Kezar Life Sciences, Inc.   KZR   49372L100   15-Jun-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tricida, Inc.   TCDA   89610F101   15-Jun-22   Management   Elect Director Sandra I. Coufal   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tricida, Inc.   TCDA   89610F101   15-Jun-22   Management   Elect Director David Hirsch   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tricida, Inc.   TCDA   89610F101   15-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Tricida, Inc.   TCDA   89610F101   15-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Deborah G. Adams   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Patrice Douglas   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Eric T. Greager   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Christopher W. Hamm   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Randal T. Klein   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Todd R. Snyder   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Elect Director Martyn Willsher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Amplify Energy Corp.   AMPY   03212B103   16-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Stuart A. Rose   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Zafar A. Rizvi   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Edward M. Kress   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director David S. Harris   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Charles A. Elcan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Mervyn L. Alphonso   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Lee I. Fisher   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Elect Director Anne C. MacMillan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   REX American Resources Corporation   REX   761624105   16-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director James S. Camp   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Harpreet S. Chaudhary   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Keary L. Colwell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Rocco Davis   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director George J. Guarini   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Lloyd W. Kendall, Jr.   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Janet L. King   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Robert G. Laverne   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Elect Director Syvia L. Magid   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Baycom Corp   BCML   07272M107   21-Jun-22   Management   Ratify Moss Adams LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   SilverBow Resources, Inc.   SBOW   82836G102   21-Jun-22   Management   Issue Shares in Connection with Transaction   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Elect Director John P. Albright   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Elect Director George R. Brokaw   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Elect Director Christopher J. Drew   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Elect Director Laura M. Franklin   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Elect Director R. Blakeslee Gable   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Elect Director Christopher W. Haga   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Ratify Grant Thornton LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   CTO Realty Growth, Inc.   CTO   22948Q101   22-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director William L. Jones   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director Michael D. Kandris   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director Terry L. Stone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director Maria G. Gray   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director Douglas L. Kieta   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director Gilbert E. Nathan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Elect Director Dianne S. Nury   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Amend Omnibus Stock Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Alto Ingredients, Inc.   ALTO   021513106   23-Jun-22   Management   Ratify RSM US LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AnaptysBio, Inc.   ANAB   032724106   23-Jun-22   Management   Elect Director Laura J. Hamill   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AnaptysBio, Inc.   ANAB   032724106   23-Jun-22   Management   Elect Director James N. Topper   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AnaptysBio, Inc.   ANAB   032724106   23-Jun-22   Management   Elect Director J. Anthony Ware   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AnaptysBio, Inc.   ANAB   032724106   23-Jun-22   Management   Ratify KPMG LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   AnaptysBio, Inc.   ANAB   032724106   23-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Drew C. Brees   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director James J. Buquet, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Carol M. Calkins   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Ricky D. Day   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director John P. Ducrest   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Mark P. Folse   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Robert S. Greer, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director J. Vernon Johnson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Rolfe H. McCollister, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Andrew D. McLindon   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director David R. Melville, III   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Patrick E. Mockler   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director David A. Montgomery, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Arthur J. Price   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Kenneth Wm. Smith   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Keith A. Tillage   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Elect Director Steven G. White   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Amend Omnibus Stock Plan   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Business First Bancshares, Inc.   BFST   12326C105   23-Jun-22   Management   Ratify Dixon Hughes Goodman LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Joanna Barsh   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Matthew C. Diamond   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director John F. Lambros   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Thurgood Marshall, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Angel R. Martinez   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Kevin P. McDermott   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Mary E. Meixelsperger   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Gregory A. Sandfort   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Elect Director Mimi E. Vaughn   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Adopt Majority Voting for Uncontested Election of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Genesco Inc.   GCO   371532102   23-Jun-22   Management   Ratify Ernst & Young LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Peter A. Bridgman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Alex Grinberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Efraim Grinberg   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Alan H. Howard   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Richard Isserman   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Ann Kirschner   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Maya Peterson   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Elect Director Stephen Sadove   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Movado Group, Inc.   MOV   624580106   23-Jun-22   Management   Amend Deferred Compensation Plan   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Auditor’s Report   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Allocation of Income   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Discharge of Directors   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Consolidated Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Receive and Approve Board’s Report on Consolidated Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Receive and Approve Auditor’s Report on Consolidated Financial Statements   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Reelect Carlos Lopez-Abadia Rodrigo, Robert William Payne and Antenor Camargo as Class II Directors (Bundled)   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Co-optation of Anil Bhalla as Class I Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Elect Akshay Shah as Class I Director   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Remuneration of Directors   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Approve Renewal of the Board of Directors’ Authorization to Allocate Existing Shares of the Company without Consideration or to Issue New Shares Paid Up Out of Available Reserves to Certain Employees   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Atento S.A.   ATTO   L0427L204   29-Jun-22   Management   Authorize Board to Ratify and Execute Approved Resolutions   For   Against   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director Martin Barber   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director Philip S. Cottone   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director Richard J. DeAgazio   For   Withhold   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director David G. Gaw   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director John W. Guinee   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director Caitlin Murphy   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director Pendleton P. White, Jr.   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Elect Director Jeffrey E. Witherell   For   For   Yes
AdvisorShares Dorsey Wright Micro-Cap ETF   Plymouth Industrial REIT, Inc.   PLYM   729640102   30-Jun-22   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes
 

 

 

 

==================== ADVISORSHARES DOUBLELINE VALUE EQUITY ETF ====================

 

Company Name   Meeting Date   Meeting Type   Ticker   Security ID   Agenda Item Number   Agenda Item Description   Management or Shareholder Proposal   Management Recommendation   Fund Vote   Wether Fund Cast Vote on Matter
Company Name as it appeared on the ballot   ISO Date Format (yyyymmdd)   ANNUAL/ SPECIAL       Cusip, isin, or sedol as it appears on the ballot.   As it appears on the ballot   As it appears on the ballot   Identify MGMT or Sharehold - any item not defined will be assumed management   As it appears on the ballot   FOR, AGAINST, ABSTAIN, WITHHOLD, etc    
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   1   Elect Carla J. Bailo   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   2   Elect John F. Ferraro   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   3   Elect Thomas R. Greco   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   4   Elect Joan M. Hilson   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   5   Elect Jeffrey J. Jones II   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   6   Elect Eugene I. Lee, Jr.   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   7   Elect Douglas A. Pertz   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   8   Elect Sherice R. Torres   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   9   Elect Nigel Travis   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   10   Elect Arthur L. Valdez Jr.   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   12   Ratification of Auditor   MGMT   For   For   Y
Advance Auto Parts, Inc.   20220519   Annual   AAP   00751Y106   13   Shareholder Proposal Regarding Proxy Access Bylaw Amendment   Sharehold   Against   For   Y
Alcon AG   20220427   Annual   ALC   H01301128   1   Accounts and Reports   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   2   Ratification of Board and Management Acts   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   3   Allocation of Profits/Dividends   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   4   Compensation Report   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   5   Board Compensation   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   6   Executive Compensation   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   7   Elect F. Michael Ball   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   8   Elect Lynn Dorsey Bleil   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   9   Elect Arthur Cummings   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   10   Elect David J. Endicott   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   11   Elect Thomas Glanzmann   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   12   Elect D. Keith Grossman   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   13   Elect Scott H. Maw   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   14   Elect Karen J. May   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   15   Elect Ines Poschel   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   16   Elect Dieter Spalti   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   17   Elect Raquel C. Bono   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   18   Elect Thomas Glanzmann as Compensation Committee Member   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   19   Elect Karen J. May as Compensation Committee Member   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   20   Elect Ines Poschel as Compensation Committee Member   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   21   Elect Scott H. Maw as Compensation Committee Member   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   22   Appointment of Independent Proxy   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   23   Appointment of Auditor   MGMT   For   TNA   Y
Alcon AG   20220427   Annual   ALC   H01301128   24   Additional or Amended Proposals   MGMT   N/A   TNA   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   1   Elect Larry Page   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   2   Elect Sergey Brin   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   3   Elect Sundar Pichai   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   4   Elect John L. Hennessy   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   5   Elect Frances H. Arnold   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   6   Elect L. John Doerr   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   7   Elect Roger W. Ferguson, Jr.   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   8   Elect Ann Mather   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   9   Elect K. Ram Shriram   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   10   Elect Robin L. Washington   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   11   Ratification of Auditor   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   12   Amendment to the 2021 Stock Plan   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   13   Increase in Authorized Common Stock   MGMT   For   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   14   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   15   Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   16   Shareholder Proposal Regarding Report on Physical Risks of Climate Change   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   17   Shareholder Proposal Regarding Report on Water Management Risks   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   18   Shareholder Proposal Regarding Racial Equity Audit   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   19   Shareholder Proposal Regarding Concealment Clauses   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   20   Shareholder Proposal Regarding Recapitalization   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   21   Shareholder Proposal Regarding Report on Government Takedown Requests   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   22   Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   23   Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   24   Shareholder Proposal Regarding Algorithm Disclosures   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   25   Shareholder Proposal Regarding Human Rights Impact Assessment Report   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   26   Shareholder Proposal Regarding Report on Business Practices and Financial Returns   Sharehold   Against   For   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   27   Shareholder Proposal Regarding Report on Board Diversity   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   28   Shareholder Proposal Regarding Formation of Environmental Sustainability Committee   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   29   Shareholder Proposal Regarding Employee Representative Director   Sharehold   Against   Against   Y
Alphabet Inc.   20220601   Annual   GOOGL   02079K305   30   Shareholder Proposal Regarding Report on Military Policing Agencies   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   1   Elect Jeffrey P. Bezos   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   2   Elect Andrew R. Jassy   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   3   Elect Keith B. Alexander   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   4   Elect Edith W. Cooper   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   5   Elect Jamie S. Gorelick   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   6   Elect Daniel P. Huttenlocher   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   7   Elect Judith A. McGrath   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   8   Elect Indra K. Nooyi   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   9   Elect Jonathan J. Rubinstein   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   10   Elect Patricia Q. Stonesifer   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   11   Elect Wendell P. Weeks   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   12   Ratification of Auditor   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   14   Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock   MGMT   For   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   15   Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   16   Shareholder Proposal Regarding Report on Customer Due Diligence   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   17   Shareholder Proposal Regarding Hourly Associate Representation on the Board   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   18   Shareholder Report on Plastic Packaging   Sharehold   Against   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   19   Shareholder Proposal Regarding Report on Worker Health and Safety Disparities   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   20   Shareholder Proposal Regarding Concealment Clauses   Sharehold   Against   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   21   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   22   Shareholder Proposal Regarding Report on Tax Transparency   Sharehold   Against   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   23   Shareholder Proposal Regarding Report on Freedom of Association   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   24   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   25   Shareholder Proposal Regarding Multiple Board Nominees   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   26   Shareholder Proposal Regarding Report on Working Conditions   Sharehold   Against   For   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   27   Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   Sharehold   Against   Against   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   28   Shareholder Proposal Regarding Diversity and Equity Audit   Sharehold   Against   Abstain   Y
Amazon.com, Inc.   20220525   Annual   AMZN   023135106   29   Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology   Sharehold   Against   Against   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   1   Elect Thomas A. Bartlett   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   2   Elect Kelly C. Chambliss   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   3   Elect Teresa H. Clarke   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   4   Elect Raymond P. Dolan   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   5   Elect Kenneth R. Frank   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   6   Elect Robert D. Hormats   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   7   Elect Grace D. Lieblein   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   8   Elect Craig Macnab   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   9   Elect JoAnn A. Reed   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   10   Elect Pamela D.A. Reeve   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   11   Elect David E. Sharbutt   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   12   Elect Bruce L. Tanner   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   13   Elect Samme L. Thompson   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   14   Ratification of Auditor   MGMT   For   For   Y
American Tower Corporation   20220518   Annual   AMT   03027X100   15   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   1   Elect Susan D. DeVore   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   2   Elect Bahija Jallal   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   3   Elect Ryan M. Schneider   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   4   Elect Elizabeth E. Tallett   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   5   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   6   Ratification of Auditor   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   7   Company Name Change   MGMT   For   For   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   8   Shareholder Proposal Regarding Prohibiting Political Contributions   Sharehold   Against   Against   Y
Anthem, Inc.   20220518   Annual   ANTM   036752103   9   Shareholder Proposal Regarding Racial Impact Audit   Sharehold   Against   Against   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   1   Elect Frederick A. Henderson   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   2   Elect William F. Austen   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   3   Elect Christopher L. Ayers   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   4   Elect Margaret S. Billson   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   5   Elect Jacques Croisetiere   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   6   Elect Elmer L. Doty   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   7   Elect Carol S. Eicher   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   8   Elect Timothy D. Myers   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   9   Elect E. Stanley O’Neal   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   10   Elect Jeffrey M. Stafeil   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   12   Ratification of Auditor   MGMT   For   For   Y
Arconic Corporation   20220519   Annual   ARNC   03966V107   13   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   1   Accounts and Reports   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   2   Final Dividend   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   3   Appointment of Auditor   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   4   Authority to Set Auditor’s Fees   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   5   Elect Leif Johansson   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   6   Elect Pascal Soriot   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   7   Elect Aradhana Sarin   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   8   Elect Philip Broadley   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   9   Elect Euan Ashley   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   10   Elect Michel Demare   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   11   Elect Deborah DiSanzo   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   12   Elect Diana Layfield   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   13   Elect Sherilyn S. McCoy   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   14   Elect Tony Mok   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   15   Elect Nazneen Rahman   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   16   Elect Andreas Rummelt   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   17   Elect Marcus Wallenberg   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   18   Remuneration Report   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   19   Authorisation of Political Donations   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   20   Authority to Issue Shares w/ Preemptive Rights   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   21   Authority to Issue Shares w/o Preemptive Rights   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   22   Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   23   Authority to Repurchase Shares   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   24   Authority to Set General Meeting Notice Period at 14 Days   MGMT   For   For   Y
Astrazeneca plc   20220429   Annual   AZN   046353108   25   Extension of Savings-Related Share Option Scheme   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.1   Elect Mark J. Alles   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.2   Elect Elizabeth McKee Anderson   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.3   Elect Jean-Jacques Bienaime   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.4   Elect Willard H. Dere   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.5   Elect Elaine J. Heron   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.6   Elect Maykin Ho   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.7   Elect Robert J. Hombach   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.8   Elect V. Bryan Lawlis   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.9   Elect Richard A. Meier   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.10   Elect David E.I. Pyott   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   1.11   Elect Dennis J. Slamon   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   2   Ratification of Auditor   MGMT   For   For   Y
Biomarin Pharmaceutical Inc.   20220524   Annual   BMRN   09061G101   3   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   1   Elect Joel I. Klein   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   2   Elect Kelly A. Ayotte   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   3   Elect Bruce W. Duncan   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   4   Elect Carol B. Einiger   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   5   Elect Diane J. Hoskins   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   6   Elect Mary E. Kipp   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   7   Elect Douglas T. Linde   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   8   Elect Matthew J. Lustig   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   9   Elect Owen D. Thomas   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   10   Elect David A. Twardock   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   11   Elect William H. Walton, III   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   12   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   13   Approval of the Non-Employee Director Compensation Plan   MGMT   For   For   Y
Boston Properties, Inc.   20220519   Annual   BXP   101121101   14   Ratification of Auditor   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   1   Elect Richard D. Fairbank   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   2   Elect Ime Archibong   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   3   Elect Christine R. Detrick   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   4   Elect Ann Fritz Hackett   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   5   Elect Peter Thomas Killalea   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   6   Elect Eli Leenaars   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   7   Elect Francois Locoh-Donou   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   8   Elect Peter E. Raskind   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   9   Elect Eileen Serra   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   10   Elect Mayo A. Shattuck III   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   11   Elect Bradford H. Warner   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   12   Elect Catherine G. West   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   13   Elect Craig Anthony Williams   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Capital One Financial Corporation   20220505   Annual   COF   14040H105   15   Ratification of Auditor   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   1   Elect Wanda M. Austin   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   2   Elect John B. Frank   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   3   Elect Alice P. Gast   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   4   Elect Enrique Hernandez, Jr.   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   5   Elect Marillyn A. Hewson   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   6   Elect Jon M. Huntsman, Jr.   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   7   Elect Charles W. Moorman IV   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   8   Elect Dambisa F. Moyo   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   9   Elect Debra L. Reed-Klages   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   10   Elect Ronald D. Sugar   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   11   Elect D. James Umpleby III   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   12   Elect Michael K. Wirth   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   13   Ratification of Auditor   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   15   Approval of the 2022 Long-Term Incentive Plan   MGMT   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   16   Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement   Sharehold   Against   Against   Y
Chevron Corporation   20220525   Annual   CVX   166764100   17   Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis   Sharehold   Against   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   18   Shareholder Proposal Regarding Methane Emission Disclosures   Sharehold   For   For   Y
Chevron Corporation   20220525   Annual   CVX   166764100   19   Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments   Sharehold   Against   Against   Y
Chevron Corporation   20220525   Annual   CVX   166764100   20   Shareholder Proposal Regarding Racial Equity Audit   Sharehold   Against   Against   Y
Chevron Corporation   20220525   Annual   CVX   166764100   21   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
Chubb Limited   20211103   Special   CB   H1467J104   1   Authority to Repurchase Shares in Excess of 10% of Issued Share Capital   MGMT   For   For   Y
Chubb Limited   20211103   Special   CB   H1467J104   2   Cancellation of Shares and Reduction in Share Capital   MGMT   For   For   Y
Chubb Limited   20211103   Special   CB   H1467J104   3   Additional or Amended Proposals   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   1   Accounts and Reports   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   2   Allocation of Profits   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   3   Dividends from Reserves   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   4   Ratification of Board Acts   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   5   Election of Statutory Auditors   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   6   Ratification of Auditor   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   7   Appointment of Special Auditor   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   8   Elect Evan G. Greenberg   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   9   Elect Michael P. Connors   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   10   Elect Michael G. Atieh   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   11   Elect Kathy Bonanno   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   12   Elect Sheila P. Burke   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   13   Elect Mary A. Cirillo   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   14   Elect Robert J. Hugin   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   15   Elect Robert W. Scully   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   16   Elect Theodore E. Shasta   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   17   Elect David H. Sidwell   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   18   Elect Olivier Steimer   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   19   Elect Luis Tellez   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   20   Elect Frances F. Townsend   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   21   Elect Evan G. Greenberg as Chair   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   22   Elect Michael P. Connors   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   23   Elect Mary A. Cirillo   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   24   Elect Frances F. Townsend   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   25   Appointment of Independent Proxy (Switzerland)   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   26   Increased in Authorised Capital   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   27   Cancellation of Shares and Reduction in Share Capital   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   28   Board Compensation   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   29   Executive Compensation   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   30   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   31   Shareholder Proposal Regarding Fossil Fuel Underwriting Policy   Sharehold   Against   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   32   Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement   Sharehold   Against   For   Y
Chubb Limited   20220519   Annual   CB   H1467J104   33   Additional or Amended Proposals   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   1   Elect David M. Cordani   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   2   Elect William J. DeLaney   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   3   Elect Eric J. Foss   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   4   Elect Dr. Elder Granger   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   5   Elect Neesha Hathi   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   6   Elect George Kurian   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   7   Elect Kathleen M. Mazzarella   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   8   Elect Mark B. McClellan   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   9   Elect Kimberly A. Ross   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   10   Elect Eric C. Wiseman   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   11   Elect Donna F. Zarcone   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   12   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   13   Ratification of Auditor   MGMT   For   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   14   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
Cigna Corporation   20220427   Annual   CI   125523100   15   Shareholder Proposal Regarding Median Gender Pay Equity Report   Sharehold   Against   Against   Y
Cigna Corporation   20220427   Annual   CI   125523100   16   Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency   Sharehold   Against   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   1   Elect Ellen M. Costello   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   2   Elect Grace E. Dailey   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   3   Elect Barbara J. Desoer   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   4   Elect John C. Dugan   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   5   Elect Jane N. Fraser   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   6   Elect Duncan P. Hennes   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   7   Elect Peter B. Henry   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   8   Elect S. Leslie Ireland   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   9   Elect Renee J. James   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   10   Elect Gary M. Reiner   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   11   Elect Diana L. Taylor   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   12   Elect James S. Turley   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   13   Ratification of Auditor   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   15   Amendment to the 2019 Stock Incentive Plan   MGMT   For   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   16   Shareholder Proposal Regarding Clawback Policy   Sharehold   Against   Against   Y
Citigroup Inc.   20220426   Annual   C   172967424   17   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against   Y
Citigroup Inc.   20220426   Annual   C   172967424   18   Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples   Sharehold   Against   Against   Y
Citigroup Inc.   20220426   Annual   C   172967424   19   Shareholder Proposal Regarding Fossil Fuel Financing Policy   Sharehold   Against   For   Y
Citigroup Inc.   20220426   Annual   C   172967424   20   Shareholder Proposal Regarding Non-discrimination Audit   Sharehold   Against   Against   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   1   Elect Bruce Van Saun   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   2   Elect Lee Alexander   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   3   Elect Christine M. Cumming   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   4   Elect Kevin Cummings   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   5   Elect William P. Hankowsky   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   6   Elect Edward J. Kelly, III   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   7   Elect Robert G. Leary   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   8   Elect Terrance J. Lillis   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   9   Elect Michele N. Siekerka   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   10   Elect Shivan S. Subramaniam   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   11   Elect Christopher J. Swift   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   12   Elect Wendy A. Watson   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   13   Elect Marita Zuraitis   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   15   Ratification of Auditor   MGMT   For   For   Y
Citizens Financial Group, Inc.   20220428   Annual   CFG   174610105   16   Elimination of Supermajority Requirement   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.1   Elect Kenneth J. Bacon   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.2   Elect Madeline S. Bell   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.3   Elect Edward D. Breen   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.4   Elect Gerald L. Hassell   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.5   Elect Jeffrey A. Honickman   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.6   Elect Maritza Gomez Montiel   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.7   Elect Asuka Nakahara   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.8   Elect David C. Novak   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   1.9   Elect Brian L. Roberts   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   2   Advisory vote on executive compensation   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   3   Ratification of Auditor   MGMT   For   For   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   4   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   5   Shareholder Proposal Regarding a Racial Equity Audit   Sharehold   Against   Against   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   6   Shareholder Proposal Regarding EEO Policy Risk Report   Sharehold   Against   Against   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   7   Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies   Sharehold   Against   Against   Y
Comcast Corporation   20220601   Annual   CMCSA   20030N101   8   Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options   Sharehold   Against   Against   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   1   Elect Fernando Aguirre   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   2   Elect C. David Brown II   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   3   Elect Alecia A. DeCoudreaux   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   4   Elect Nancy-Ann DeParle   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   5   Elect Roger N. Farah   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   6   Elect Anne M. Finucane   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   7   Elect Edward J. Ludwig   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   8   Elect Karen S. Lynch   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   9   Elect Jean-Pierre Millon   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   10   Elect Mary L. Schapiro   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   11   Elect William C. Weldon   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   12   Ratification of Auditor   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   14   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   15   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   16   Shareholder Proposal Regarding Civil Rights Audit   Sharehold   Against   Against   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   17   Shareholder Proposal Regarding Paid Sick Leave   Sharehold   Against   For   Y
CVS Health Corporation   20220511   Annual   CVS   126650100   18   Shareholder Proposal Regarding Report on External Public Health Impact   Sharehold   Against   Against   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   1   Reclassification of Share Classes   MGMT   For   For   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   2   Increase in Authorized Common Stock   MGMT   For   For   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   3   Increase in Authorized Preferred Stock   MGMT   For   Against   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   4   Repeal of Classified Board   MGMT   For   For   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   5   Additional Bundled Amendments   MGMT   For   For   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   6   AT&T Transaction   MGMT   For   For   Y
Discovery, Inc.   20220311   Special   DISCA   25470F104   7   Advisory Vote on Golden Parachutes   MGMT   For   Against   Y
Discovery, Inc.   20220408   Annual   DISCA   25470F104   1.1   Elect Paul A. Gould   MGMT   For   For   Y
Discovery, Inc.   20220408   Annual   DISCA   25470F104   1.2   Elect Kenneth W. Lowe   MGMT   For   For   Y
Discovery, Inc.   20220408   Annual   DISCA   25470F104   1.3   Elect Daniel E. Sanchez   MGMT   For   For   Y
Discovery, Inc.   20220408   Annual   DISCA   25470F104   2   Ratification of Auditor   MGMT   For   For   Y
Discovery, Inc.   20220408   Annual   DISCA   25470F104   3   Approval of the Stock Incentive Plan   MGMT   For   Against   Y
Dollar General Corporation   20220525   Annual   DG   256677105   1   Elect Warren F. Bryant   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   2   Elect Michael M. Calbert   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   3   Elect Patricia D. Fili-Krushel   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   4   Elect Timothy I. McGuire   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   5   Elect William C. Rhodes, III   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   6   Elect Debra A. Sandler   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   7   Elect Ralph E. Santana   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   8   Elect Todd J. Vasos   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   9   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   10   Ratification of Auditor   MGMT   For   For   Y
Dollar General Corporation   20220525   Annual   DG   256677105   11   Shareholder Proposal Regarding Political Contributions and Expenditures Report   Sharehold   Against   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   1   Elect Amy G. Brady   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   2   Elect Edward D. Breen   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   3   Elect Ruby R. Chandy   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   4   Elect Terrence R. Curtin   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   5   Elect Alexander M. Cutler   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   6   Elect Eleuthere I. du Pont   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   7   Elect Kristina M. Johnson   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   8   Elect Luther C. Kissam IV   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   9   Elect Frederick M. Lowery   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   10   Elect Raymond J. Milchovich   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   11   Elect Deanna M. Mulligan   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   12   Elect Steven M. Sterin   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   14   Ratification of Auditor   MGMT   For   For   Y
DuPont de Nemours, Inc.   20220526   Annual   DD   26614N102   15   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   1   Elect Janet F. Clark   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   2   Elect Charles R. Crisp   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   3   Elect Robert P. Daniels   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   4   Elect James C. Day   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   5   Elect C. Christopher Gaut   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   6   Elect Michael T. Kerr   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   7   Elect Julie J. Robertson   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   8   Elect Donald F. Textor   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   9   Elect William R. Thomas   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   10   Elect Ezra Y. Yacob   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   11   Ratification of Auditor   MGMT   For   For   Y
EOG Resources, Inc.   20220420   Annual   EOG   26875P101   12   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   1   Elect Ellen R. Alemany   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   2   Elect Vijay D’Silva   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   3   Elect Jeffrey A. Goldstein   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   4   Elect Lisa A. Hook   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   5   Elect Keith W. Hughes   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   6   Elect Kenneth T. Lamneck   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   7   Elect Gary L. Lauer   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   8   Elect Gary A. Norcross   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   9   Elect Louise M. Parent   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   10   Elect Brian T. Shea   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   11   Elect James B. Stallings, Jr.   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   12   Elect Jeffrey E. Stiefler   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   14   Approval of the 2022 Omnibus Incentive Plan   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   15   Approval of the Employee Stock Purchase Plan   MGMT   For   For   Y
Fidelity National Information Services, Inc.   20220525   Annual   FIS   31620M106   16   Ratification of Auditor   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   1   Elect Revathi Advaithi   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   2   Elect Michael D. Capellas   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   3   Elect John D. Harris II   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   4   Elect Michael E. Hurlston   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   5   Elect Jennifer Xin-Zhe Li   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   6   Elect Erin L. McSweeney   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   7   Elect Marc A. Onetto   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   8   Elect Willy C. Shih   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   9   Elect Charles K. Stevens III   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   10   Elect Lay Koon Tan   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   11   Elect William D. Watkins   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   12   Ratification of Auditor   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   14   Authority to Issue Ordinary Shares   MGMT   For   For   Y
Flex Ltd.   20210804   Annual   FLEX   Y2573F102   15   Renewal of Share Purchase Mandate   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   1   Elect Patrick D. Campbell   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   2   Elect Lawrence H. Silber   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   3   Elect James H. Browning   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   4   Elect Shari L. Burgess   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   5   Elect Hunter C. Gary   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   6   Elect Jean K. Holley   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   7   Elect Michael A. Kelly   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   8   Elect Steven D. Miller   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   9   Elect Rakesh Sachdev   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   10   Elect Andrew J. Teno   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Herc Holdings Inc.   20220512   Annual   HRI   42704L104   12   Ratification of Auditor   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   1   Elect Sharon Y. Bowen   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   2   Elect Shantella E. Cooper   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   3   Elect Duriya M. Farooqui   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   4   Elect Lord Hague of Richmond   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   5   Elect Mark F. Mulhern   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   6   Elect Thomas E. Noonan   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   7   Elect Caroline L. Silver   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   8   Elect Jeffrey C. Sprecher   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   9   Elect Judith A. Sprieser   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   10   Elect Martha A. Tirinnanzi   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   12   Approval of the 2022 Omnibus Employee Incentive Plan   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   13   Approval of the 2022 Omnibus Non-Employee Director Incentive Plan   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   14   Elimination of Supermajority Requirements   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   15   Reduce Ownership Threshold for Shareholders to Call Special Meetings   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   16   Ratification of Auditor   MGMT   For   For   Y
Intercontinental Exchange, Inc.   20220513   Annual   ICE   45866F104   17   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   1   Elect Kathryn J. Boor   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   2   Elect Edward D. Breen   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   3   Elect Barry A. Bruno   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   4   Elect Franklin K. Clyburn, Jr.   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   5   Elect Carol A. Davidson   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   6   Elect Michael L. Ducker   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   7   Elect Roger W. Ferguson, Jr.   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   8   Elect John F. Ferraro   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   9   Elect Christina A. Gold   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   10   Elect Ilene S. Gordon   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   11   Elect Matthias Heinzel   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   12   Elect Dale F. Morrison   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   13   Elect Kare Schultz   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   14   Elect Stephen Williamson   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   15   Ratification of Auditor   MGMT   For   For   Y
International Flavors & Fragrances Inc.   20220504   Annual   IFF   459506101   16   Advisory Vote on Executive Compensation   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   1   Elect Mark E. Baldwin   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   2   Elect Stuart J. B. Bradie   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   3   Elect Lynn A. Dugle   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   4   Elect Lester L. Lyles   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   5   Elect John A. Manzoni   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   6   Elect Wendy M. Masiello   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   7   Elect Jack B. Moore   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   8   Elect Ann D. Pickard   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   9   Elect Carlos Sabater   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   10   Elect Vincent R. Stewart   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
KBR, Inc.   20220518   Annual   KBR   48242W106   12   Ratification of Auditor   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   1   Elect Edward W. Barnholt   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   2   Elect Robert M. Calderoni   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   3   Elect Jeneanne Hanley   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   4   Elect Emiko Higashi   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   5   Elect Kevin J. Kennedy   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   6   Elect Gary B. Moore   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   7   Elect Marie E. Myers   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   8   Elect Kiran M. Patel   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   9   Elect Victor Peng   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   10   Elect Robert A. Rango   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   11   Elect Richard P. Wallace   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   12   Ratification of Auditor   MGMT   For   For   Y
KLA Corporation   20211103   Annual   KLAC   482480100   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.1   Elect Sohail U. Ahmed   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.2   Elect Timothy M. Archer   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.3   Elect Eric K. Brandt   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.4   Elect Michael R. Cannon   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.5   Elect Catherine P. Lego   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.6   Elect Bethany J. Mayer   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.7   Elect Abhijit Y. Talwalkar   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.8   Elect Rick Lih-Shyng TSAI   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   1.9   Elect Leslie F. Varon   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   2   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Lam Research Corporation   20211108   Annual   LRCX   512807108   3   Ratification of Auditor   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   1   Elect Mark M. Besca   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   2   Elect K. Bruce Connell   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   3   Elect Thomas S. Gayner   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   4   Elect Greta J. Harris   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   5   Elect Morgan E. Housel   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   6   Elect Diane Leopold   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   7   Elect Anthony F. Markel   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   8   Elect Steven A. Markel   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   9   Elect Harold L. Morrison, Jr.   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   10   Elect Michael O’Reilly   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   11   Elect A. Lynne Puckett   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   12   Elect Richard R. Whitt, III   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Markel Corporation   20220511   Annual   MKL   570535104   14   Ratification of Auditor   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   1   Elect Richard H. Anderson   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   2   Elect Craig Arnold   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   3   Elect Scott C. Donnelly   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   4   Elect Andrea J. Goldsmith   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   5   Elect Randall J. Hogan, III   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   6   Elect Kevin E. Lofton   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   7   Elect Geoffrey Straub Martha   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   8   Elect Elizabeth G. Nabel   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   9   Elect Denise M. O’Leary   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   10   Elect Kendall J. Powell   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   11   Appointment of Auditor and Authority to Set Fees   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   12   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   13   Frequency of Advisory Vote on Executive Compensation   MGMT   1 Year   1 Year   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   14   2021 Long Term Incentive Plan   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   15   Authority to Issue Shares w/ Preemptive Rights   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   16   Authority to Issue Shares w/o Preemptive Rights   MGMT   For   For   Y
Medtronic Plc   20211209   Annual   MDT   G5960L103   17   Authority to Repurchase Shares   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.1   Elect Peggy Alford   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.2   Elect Marc L. Andreessen   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.3   Elect Andrew W. Houston   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.4   Elect Nancy Killefer   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.5   Elect Robert M. Kimmitt   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.6   Elect Sheryl K. Sandberg   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.7   Elect Tracey T. Travis   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.8   Elect Tony Xu   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   1.9   Elect Mark Zuckerberg   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   2   Ratification of Auditor   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   3   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   4   Shareholder Proposal Regarding Recapitalization   Sharehold   Against   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   5   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   6   Shareholder Proposal Regarding Concealment Clauses   Sharehold   Against   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   7   Shareholder Proposal Regarding Report on Business Practices and Financial Returns   Sharehold   Against   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   8   Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies   Sharehold   Against   Against   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   9   Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project   Sharehold   Against   Against   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   10   Shareholder Proposal Regarding Human Rights Impact Assessment   Sharehold   Against   Against   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   11   Shareholder Proposal Regarding Report on Online Child Exploitation   Sharehold   Against   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   12   Shareholder Proposal Regarding Non-discrimination Audit   Sharehold   Against   Against   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   13   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   14   Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee   Sharehold   Against   Against   Y
Meta Platforms, Inc.   20220525   Annual   FB   30303M102   15   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   1   Elect Matthew W. Chapman   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   2   Elect Esther L. Johnson   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   3   Elect Karlton D. Johnson   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   4   Elect Wade F. Meyercord   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   5   Elect Ganesh Moorthy   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   6   Elect Karen M. Rapp   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   7   Elect Steve Sanghi   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   8   Increase in Authorized Common Stock   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   9   Amendment to the 2004 Equity Incentive Plan   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   10   Ratification of Auditor   MGMT   For   For   Y
Microchip Technology Incorporated   20210824   Annual   MCHP   595017104   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   1   Elect Reid G. Hoffman   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   2   Elect Hugh F. Johnston   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   3   Elect Teri L. List   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   4   Elect Satya Nadella   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   5   Elect Sandra E. Peterson   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   6   Elect Penny S. Pritzker   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   7   Elect Carlos A. Rodriguez   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   8   Elect Charles W. Scharf   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   9   Elect John W. Stanton   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   10   Elect John W. Thompson   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   11   Elect Emma N. Walmsley   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   12   Elect Padmasree Warrior   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   14   Approval of the Employee Stock Purchase Plan   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   15   Ratification of Auditor   MGMT   For   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   16   Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report   Sharehold   Against   Against   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   17   Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies   Sharehold   Against   For   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   18   Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities   Sharehold   Against   Against   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   19   Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge   Sharehold   Against   Against   Y
Microsoft Corporation   20211130   Annual   MSFT   594918104   20   Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies   Sharehold   Against   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   1   Elect Lewis W.K. Booth   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   2   Elect Charles E. Bunch   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   3   Elect Ertharin Cousin   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   4   Elect Lois D. Juliber   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   5   Elect Jorge S. Mesquita   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   6   Elect Jane Hamilton Nielsen   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   7   Elect Christiana Smith Shi   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   8   Elect Patrick T. Siewert   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   9   Elect Michael A. Todman   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   10   Elect Dirk Van de Put   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   12   Ratification of Auditor   MGMT   For   For   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   13   Shareholder Proposal Regarding Racial Equity Audit   Sharehold   Against   Against   Y
Mondelez International, Inc.   20220518   Annual   MDLZ   609207105   14   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   1   Elect Thomas D. Bell Jr.   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   2   Elect Mitchell E. Daniels, Jr.   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   3   Elect Marcela E. Donadio   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   4   Elect John C. Huffard, Jr.   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   5   Elect Christopher T. Jones   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   6   Elect Thomas Colm Kelleher   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   7   Elect Steven F. Leer   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   8   Elect Michael D. Lockhart   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   9   Elect Amy E. Miles   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   10   Elect Claude Mongeau   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   11   Elect Jennifer F. Scanlon   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   12   Elect Alan H. Shaw   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   13   Elect James A. Squires   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   14   Elect John R. Thompson   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   15   Ratification of Auditor   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   16   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Norfolk Southern Corporation   20220512   Annual   NSC   655844108   17   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   1   Elect Jerry W. Burris   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   2   Elect Susan M. Cameron   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   3   Elect Michael L. Ducker   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   4   Elect Randall J. Hogan, III   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   5   Elect Danita Ostling   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   6   Elect Nicola T. Palmer   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   7   Elect Herbert K. Parker   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   8   Elect Greg Scheu   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   9   Elect Beth A. Wozniak   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   10   Elect Jacqueline Wright   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   11   Advisory Vote on Executive Compensation   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   12   Ratification of Auditor   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   13   Authority to Issue Shares w/ Preemptive Rights   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   14   Authority to Issue Shares w/o Preemptive Rights   MGMT   For   For   Y
nVent Electric plc   20220513   Annual   NVT   G6700G107   15   Authorize the Price Range at which the Company can Re-allot Treasury Shares   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   1   Elect Segun Agbaje   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   2   Elect Shona L. Brown   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   3   Elect Cesar Conde   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   4   Elect Ian M. Cook   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   5   Elect Edith W. Cooper   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   6   Elect Dina Dublon   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   7   Elect Michelle D. Gass   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   8   Elect Ramon L. Laguarta   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   9   Elect Dave Lewis   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   10   Elect David C. Page   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   11   Elect Robert C. Pohlad   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   12   Elect Daniel L. Vasella   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   13   Elect Darren Walker   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   14   Elect Alberto Weisser   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   15   Ratification of Auditor   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   16   Advisory Vote on Executive Compensation   MGMT   For   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   17   Shareholder Proposal Regarding Independent Chair   Sharehold   Against   Against   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   18   Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence   Sharehold   Against   For   Y
PepsiCo, Inc.   20220504   Annual   PEP   713448108   19   Shareholder Proposal Regarding Report on External Public Health Impact   Sharehold   Against   Against   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   1   Elect Brant (Bonin) Bough   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   2   Elect Andre Calantzopoulos   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   3   Elect Michel Combes   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   4   Elect Juan Jose Daboub   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   5   Elect Werner Geissler   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   6   Elect Lisa A. Hook   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   7   Elect Jun Makihara   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   8   Elect Kalpana Morparia   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   9   Elect Lucio A. Noto   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   10   Elect Jacek Olczak   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   11   Elect Frederik Paulsen   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   12   Elect Robert B. Polet   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   13   Elect Dessislava Temperley   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   14   Elect Shlomo Yanai   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   15   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   16   Approval of the 2022 Performance Incentive Plan   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   17   Ratification of Auditor   MGMT   For   For   Y
Philip Morris International Inc.   20220504   Annual   PM   718172109   18   Shareholder Proposal Regarding Phasing Out Health-Hazardous and Addictive Products   Sharehold   Against   Against   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   1   Elect Thomas J. Baltimore, Jr.   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   2   Elect Gilbert F. Casellas   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   3   Elect Robert M. Falzon   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   4   Elect Martina Hund-Mejean   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   5   Elect Wendy E. Jones   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   6   Elect Karl J. Krapek   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   7   Elect Peter R. Lighte   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   8   Elect Charles F. Lowrey   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   9   Elect George Paz   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   10   Elect Sandra Pianalto   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   11   Elect Christine A. Poon   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   12   Elect Douglas A. Scovanner   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   13   Elect Michael A. Todman   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   14   Ratification of Auditor   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   15   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Prudential Financial, Inc.   20220510   Annual   PRU   744320102   16   Shareholder Proposal Regarding Right to Act by Written Consent   Sharehold   Against   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   1   Elect Tracy A. Atkinson   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   2   Elect Bernard A. Harris, Jr.   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   3   Elect Gregory J. Hayes   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   4   Elect George R. Oliver   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   5   Elect Robert K. Ortberg   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   6   Elect Margaret L. O’Sullivan   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   7   Elect Dinesh C. Paliwal   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   8   Elect Ellen M. Pawlikowski   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   9   Elect Denise L. Ramos   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   10   Elect Fredric G. Reynolds   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   11   Elect Brian C. Rogers   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   12   Elect James A. Winnefeld, Jr.   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   13   Elect Robert O. Work   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   15   Ratification of Auditor   MGMT   For   For   Y
Raytheon Technologies Corporation   20220425   Annual   RTX   75513E101   16   Elimination of Supermajority Requirement   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   1   Accounts and Reports; Non Tax-Deductible Expenses   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   2   Consolidated Accounts and Reports   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   3   Allocation of Profits/Dividends (Ordinary Dividend and Distrbution in Kind of EUROAPI Shares)   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   4   Elect Paul Hudson   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   5   Elect Christophe Babule   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   6   Elect Patrick Kron   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   7   Elect Gilles Schnepp   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   8   Elect Carole Ferrand   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   9   Elect Emile Voest   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   10   Elect Antoine Yver   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   11   2021 Remuneration Report   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   12   2021 Remuneration of Serge Weinberg, Chair   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   13   2021 Remuneration of Paul Hudson, CEO   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   14   2022 Remuneration Policy (Board of Directors)   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   15   2022 Remuneration Policy (Chair)   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   16   2022 Remuneration Policy (CEO)   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   17   Authority to Repurchase and Reissue Shares   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   18   Amendments to Article 25 Regarding Dividends   MGMT   For   For   Y
Sanofi   20220503   Annual   SAN   80105N105   19   Authorisation of Legal Formalities   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   1   Elect Patrick de Saint-Aignan   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   2   Elect Marie A. Chandoha   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   3   Elect Donnalee Demaio   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   4   Elect Amelia C. Fawcett   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   5   Elect William C. Freda   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   6   Elect Sara Mathew   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   7   Elect William L. Meaney   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   8   Elect Ronald. P. O’Hanley   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   9   Elect Sean O’Sullivan   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   10   Elect Julio A. Portalatin   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   11   Elect John B. Rhea   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   12   Elect Richard P. Sergel   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   13   Elect Gregory L. Summe   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   15   Ratification of Auditor   MGMT   For   For   Y
State Street Corporation   20220518   Annual   STT   857477103   16   Shareholder Proposal Regarding Report on Asset Management Policies   Sharehold   Against   Against   Y
The Boeing Company   20220429   Annual   BA   097023105   1   Elect Robert A. Bradway   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   2   Elect David L. Calhoun   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   3   Elect Lynne M. Doughtie   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   4   Elect Lynn J. Good   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   5   Elect Stayce D. Harris   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   6   Elect Akhil Johri   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   7   Elect David L. Joyce   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   8   Elect Lawrence W. Kellner   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   9   Elect Steven M. Mollenkopf   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   10   Elect John M. Richardson   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   11   Elect Ronald A. Williams   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   12   Advisory Vote on Executive Compensation   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   13   Approval of the Global Stock Purchase Plan   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   14   Ratification of Auditor   MGMT   For   For   Y
The Boeing Company   20220429   Annual   BA   097023105   15   Shareholder Proposal Regarding Lobbying Report   Sharehold   Against   For   Y
The Boeing Company   20220429   Annual   BA   097023105   16   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against   Y
The Boeing Company   20220429   Annual   BA   097023105   17   Shareholder Proposal Regarding Right to Call Special Meetings   Sharehold   Against   For   Y
The Boeing Company   20220429   Annual   BA   097023105   18   Shareholder Proposal Regarding Climate Action 100 Net Zero Indicator   Sharehold   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   1   Elect Jose B. Alvarez   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   2   Elect Alan M. Bennett   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   3   Elect Rosemary T. Berkery   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   4   Elect David T. Ching   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   5   Elect C. Kim Goodwin   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   6   Elect Ernie Herrman   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   7   Elect Michael F. Hines   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   8   Elect Amy B. Lane   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   9   Elect Carol Meyrowitz   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   10   Elect Jackwyn L. Nemerov   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   11   Elect John F. O’Brien   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   12   Ratification of Auditor   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   13   Approval of the 2022 Stock Incentive Plan   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   14   Advisory Vote on Executive Compensation   MGMT   For   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   15   Shareholder Proposal Regarding Report on Supply Chain Due Diligence   Sharehold   Against   Against   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   16   Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification   Sharehold   Against   For   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   17   Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care   Sharehold   Against   Against   Y
The TJX Companies, Inc.   20220607   Annual   TJX   872540109   18   Shareholder Proposal Regarding Paid Sick Leave   Sharehold   Against   Against   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.1   Elect James J. Barber, Jr.   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.2   Elect Scott D. Ferguson   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.3   Elect Jeri B. Finard   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.4   Elect John J. Harris   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.5   Elect David A. Toy   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.6   Elect Management Nominee Robert M. Dutkowsky   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.7   Elect Management Nominee Marla Gottschalk   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.8   Elect Management Nominee Quentin Roach   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.9   Elect Management Nominee Pietro Satriano   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.10   Elect Management Nominee Ann E. Ziegler   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   2   Advisory Vote on Executive Compensation   MGMT   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   3   Ratification of Auditor   MGMT   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   4   Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050   Sharehold   N/A   TNA   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.1   Elect Cheryl A. Bachelder   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.2   Elect Court D. Carruthers   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.3   Elect Robert M. Dutkowsky   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.4   Elect Marla C. Gottschalk   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.5   Elect Sunil Gupta   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.6   Elect Carl A. Pforzheimer   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.7   Elect Quentin Roach   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.8   Elect Pietro Satriano (Withdrawn)   MGMT   Withhold   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.9   Elect David M. Tehle   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   1.10   Elect Ann E. Ziegler   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   2   Advisory Vote on Executive Compensation   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   3   Ratification of Auditor   MGMT   For   For   Y
US Foods Holding Corp.   20220518   Proxy Contest   USFD   912008109   4   Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050   Sharehold   N/A   Against   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   1   Elect Fred M. Diaz   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   2   Elect H. Paulett Eberhart   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   3   Elect Joseph W. Gorder   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   4   Elect Kimberly S. Greene   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   5   Elect Deborah P. Majoras   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   6   Elect Eric D. Mullins   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   7   Elect Donald L. Nickles   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   8   Elect Philip J. Pfeiffer   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   9   Elect Robert A. Profusek   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   10   Elect Randall J. Weisenburger   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   11   Elect Rayford Wilkins Jr.   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   12   Ratification of Auditor   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   13   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Valero Energy Corporation   20220428   Annual   VLO   91913Y100   14   Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement   Sharehold   Against   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   1   Elect Shellye L. Archambeau   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   2   Elect Roxanne S. Austin   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   3   Elect Mark T. Bertolini   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   4   Elect Melanie L. Healey   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   5   Elect Laxman Narasimhan   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   6   Elect Clarence Otis, Jr.   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   7   Elect Daniel H. Schulman   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   8   Elect Rodney E. Slater   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   9   Elect Carol B. Tome   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   10   Elect Hans E. Vestberg   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   11   Elect Gregory G. Weaver   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   12   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   13   Ratification of Auditor   MGMT   For   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   14   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   15   Shareholder Proposal Regarding Amendment to Clawback Policy   Sharehold   Against   Against   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   16   Shareholder Proposal Regarding Severance Approval Policy   Sharehold   Against   For   Y
Verizon Communications Inc.   20220512   Annual   VZ   92343V104   17   Shareholder Proposal Regarding Report on Corporate Operations with China   Sharehold   Against   Against   Y
Vontier Corporation   20220525   Annual   VNT   928881101   1   Elect Robert L. Eatroff   MGMT   For   For   Y
Vontier Corporation   20220525   Annual   VNT   928881101   2   Elect Martin Gafinowitz   MGMT   For   For   Y
Vontier Corporation   20220525   Annual   VNT   928881101   3   Elect Andrew D. Miller   MGMT   For   For   Y
Vontier Corporation   20220525   Annual   VNT   928881101   4   Ratification of Auditor   MGMT   For   For   Y
Vontier Corporation   20220525   Annual   VNT   928881101   5   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Vontier Corporation   20220525   Annual   VNT   928881101   6   Repeal of Classified Board   MGMT   For   For   Y
Vontier Corporation   20220525   Annual   VNT   928881101   7   Elimination of Supermajority Requirement   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   1   Elect Steven D. Black   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   2   Elect Mark A. Chancy   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   3   Elect Celeste A. Clark   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   4   Elect Theodore F. Craver, Jr.   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   5   Elect Richard K. Davis   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   6   Elect Wayne M. Hewett   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   7   Elect CeCelia Morken   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   8   Elect Maria R. Morris   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   9   Elect Felicia F. Norwood   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   10   Elect Richard B. Payne, Jr.   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   11   Elect Juan A. Pujadas   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   12   Elect Ronald L. Sargent   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   13   Elect Charles W. Scharf   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   14   Elect Suzanne M. Vautrinot   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   15   Advisory Vote on Executive Compensation   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   16   Approval of the 2022 Long-Term Incentive Plan   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   17   Ratification of Auditor   MGMT   For   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   18   Shareholder Proposal Regarding Clawback Policy   Sharehold   Against   Against   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   19   Shareholder Proposal Regarding Incentive Compensation Report   Sharehold   Against   Against   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   20   Shareholder Proposal Regarding Board Diversity Report   Sharehold   Against   Against   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   21   Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples   Sharehold   Against   Against   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   22   Shareholder Proposal Regarding Fossil Fuel Financing Policy   Sharehold   Against   Against   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   23   Shareholder Proposal regarding racial equity audit   Sharehold   Against   For   Y
Wells Fargo & Company   20220426   Annual   WFC   949746101   24   Shareholder Proposal Regarding Charitable Contributions Disclosure   Sharehold   Against   Against   Y
WELLS FARGO FUNDS TRUST   20210816   Special   WFAPX   94975P405   1   Approval of New Investment Management Agreement   MGMT   For   For   Y
WELLS FARGO FUNDS TRUST   20210816   Special   WFAPX   94975P405   2   Approval of New Investment Sub-Advisory Agreement   MGMT   For   For   Y
 

 

 

 

==================== ADVISORSHARES FOCUSED EQUITY ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   1a   Reelect Gil Shwed as Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   1b   Reelect Jerry Ungerman as Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   1c   Reelect Rupal Hollenbeck as Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   1d   Reelect Tal Shavit as Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   1e   Reelect Eyal Waldman as Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   1f   Reelect Shai Weiss as Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   2a   Reelect Yoav Chelouche as External Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   2b   Reelect Guy Gecht as External Director   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   3   Amend Article Re: Board Related   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   4   Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   5   Approve Employment Terms of Gil Shwed, CEO   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Check Point Software Technologies Ltd.   CHKP   M22465104   08/10/2021   A   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager   Management   Yes   None   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1a   Elect Director Leslie A. Brun   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1b   Elect Director Pamela L. Carter   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1c   Elect Director Richard J. Daly   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1d   Elect Director Robert N. Duelks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1e   Elect Director Melvin L. Flowers   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1f   Elect Director Timothy C. Gokey   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1g   Elect Director Brett A. Keller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1h   Elect Director Maura A. Markus   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1i   Elect Director Annette L. Nazareth   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1j   Elect Director Thomas J. Perna   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   1k   Elect Director Amit K. Zavery   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Broadridge Financial Solutions, Inc.   BR   11133T103   11/18/2021   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105   12/16/2021   1a   Elect Director Siew Kai Choy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105   12/16/2021   1b   Elect Director Lee Shavel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105   12/16/2021   1c   Elect Director Joseph R. Zimmel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105   12/16/2021   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105   12/16/2021   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   FactSet Research Systems Inc.   FDS   303075105   12/16/2021   4   Adopt Proxy Access Right   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1a   Elect Director Braden R. Kelly   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1b   Elect Director Fabiola R. Arredondo   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1c   Elect Director James D. Kirsner   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1d   Elect Director William J. Lansing   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1e   Elect Director Eva Manolis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1f   Elect Director Marc F. McMorris   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1g   Elect Director Joanna Rees   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   1h   Elect Director David A. Rey   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fair Isaac Corporation   FICO   303250104   03/01/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.1   Elect Director Thomas M. Culligan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.2   Elect Director Adolfo Henriques   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.3   Elect Director Mark H. Hildebrandt   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.4   Elect Director Eric A. Mendelson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.5   Elect Director Laurans A. Mendelson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.6   Elect Director Victor H. Mendelson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.7   Elect Director Julie Neitzel   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.8   Elect Director Alan Schriesheim   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   1.9   Elect Director Frank J. Schwitter   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   HEICO Corporation   HEI   422806109   03/18/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1a   Elect Director Jean-Pierre Garnier   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1b   Elect Director David L. Gitlin   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1c   Elect Director John J. Greisch   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1d   Elect Director Charles M. Holley, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1e   Elect Director Michael M. McNamara   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1f   Elect Director Michael A. Todman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1g   Elect Director Virginia M. Wilson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   1h   Elect Director Beth A. Wozniak   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Carrier Global Corporation   CARR   14448C104   04/14/2022   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1a   Elect Director Kerrii B. Anderson   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1b   Elect Director Arthur F. Anton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1c   Elect Director Jeff M. Fettig   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1d   Elect Director Richard J. Kramer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1e   Elect Director John G. Morikis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1f   Elect Director Christine A. Poon   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1g   Elect Director Aaron M. Powell   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1h   Elect Director Marta R. Stewart   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1i   Elect Director Michael H. Thaman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1j   Elect Director Matthew Thornton, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   1k   Elect Director Steven H. Wunning   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Sherwin-Williams Company   SHW   824348106   04/20/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1a   Elect Director Jorge A. Bermudez   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1b   Elect Director Therese Esperdy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1c   Elect Director Robert Fauber   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1d   Elect Director Vincent A. Forlenza   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1e   Elect Director Kathryn M. Hill   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1f   Elect Director Lloyd W. Howell, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1g   Elect Director Raymond W. McDaniel, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1h   Elect Director Leslie F. Seidman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1i   Elect Director Zig Serafin   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   1j   Elect Director Bruce Van Saun   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Moody’s Corporation   MCO   615369105   04/26/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100   04/26/2022   1.1   Elect Director Scott R. Behrens   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100   04/26/2022   1.2   Elect Director Lorinda A. Burgess   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100   04/26/2022   1.3   Elect Director Edward J. Wehmer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100   04/26/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100   04/26/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stepan Company   SCL   858586100   04/26/2022   4   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Reynolds Consumer Products Inc.   REYN   76171L106   04/27/2022   1a   Elect Director Gregory Cole   Management   Yes   For   Withhold
AdvisorShares Focused Equity ETF   Reynolds Consumer Products Inc.   REYN   76171L106   04/27/2022   1b   Elect Director Ann Ziegler   Management   Yes   For   Withhold
AdvisorShares Focused Equity ETF   Reynolds Consumer Products Inc.   REYN   76171L106   04/27/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Reynolds Consumer Products Inc.   REYN   76171L106   04/27/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1a   Elect Director Bradlen S. Cashaw   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1b   Elect Director James R. Craigie   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1c   Elect Director Matthew T. Farrell   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1d   Elect Director Bradley C. Irwin   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1e   Elect Director Penry W. Price   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1f   Elect Director Susan G. Saideman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1g   Elect Director Ravichandra K. Saligram   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1h   Elect Director Robert K. Shearer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1i   Elect Director Janet S. Vergis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1j   Elect Director Arthur B. Winkleblack   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   1k   Elect Director Laurie J. Yoler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Church & Dwight Co., Inc.   CHD   171340102   04/28/2022   5   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.1   Elect Director Robert J. Alpern   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.2   Elect Director Sally E. Blount   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.3   Elect Director Robert B. Ford   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.4   Elect Director Paola Gonzalez   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.5   Elect Director Michelle A. Kumbier   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.6   Elect Director Darren W. McDew   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.7   Elect Director Nancy McKinstry   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.8   Elect Director William A. Osborn   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.9   Elect Director Michael F. Roman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.10   Elect Director Daniel J. Starks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.11   Elect Director John G. Stratton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   1.12   Elect Director Glenn F. Tilton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   5   Require Independent Board Chair   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   6   Adopt Policy on 10b5-1 Plans   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   7   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Abbott Laboratories   ABT   002824100   04/29/2022   8   Report on Public Health Costs of Antimicrobial Resistance   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1a   Elect Director Daniel P. Amos   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1b   Elect Director W. Paul Bowers   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1c   Elect Director Arthur R. Collins   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1d   Elect Director Toshihiko Fukuzawa   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1e   Elect Director Thomas J. Kenny   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1f   Elect Director Georgette D. Kiser   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1g   Elect Director Karole F. Lloyd   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1h   Elect Director Nobuchika Mori   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1i   Elect Director Joseph L. Moskowitz   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1j   Elect Director Barbara K. Rimer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   1k   Elect Director Katherine T. Rohrer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Aflac Incorporated   AFL   001055102   05/02/2022   3   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1a   Elect Director Mary K. Brainerd   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1b   Elect Director Giovanni Caforio   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1c   Elect Director Srikant M. Datar   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1d   Elect Director Allan C. Golston   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1e   Elect Director Kevin A. Lobo   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1f   Elect Director Sherilyn S. McCoy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1g   Elect Director Andrew K. Silvernail   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1h   Elect Director Lisa M. Skeete Tatum   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1i   Elect Director Ronda E. Stryker   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   1j   Elect Director Rajeev Suri   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Stryker Corporation   SYK   863667101   05/04/2022   4   Amend Proxy Access Right   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105   05/05/2022   1.1   Elect Director Bryan H. Fairbanks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105   05/05/2022   1.2   Elect Director Michael F. Golden   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105   05/05/2022   1.3   Elect Director Kristine L. Juster   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105   05/05/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105   05/05/2022   3   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Trex Company, Inc.   TREX   89531P105   05/05/2022   4   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1a   Elect Director Rainer M. Blair   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1b   Elect Director Linda Filler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1c   Elect Director Teri List   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1d   Elect Director Walter G. Lohr, Jr.   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1e   Elect Director Jessica L. Mega   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1f   Elect Director Mitchell P. Rales   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1g   Elect Director Steven M. Rales   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1h   Elect Director Pardis C. Sabeti   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1i   Elect Director A. Shane Sanders   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1j   Elect Director John T. Schwieters   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1k   Elect Director Alan G. Spoon   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1l   Elect Director Raymond C. Stevens   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   1m   Elect Director Elias A. Zerhouni   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Danaher Corporation   DHR   235851102   05/10/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1a   Elect Director Sharon Y. Bowen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1b   Elect Director Shantella E. Cooper   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1c   Elect Director Duriya M. Farooqui   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1d   Elect Director The Right Hon. the Lord Hague of Richmond   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1e   Elect Director Mark F. Mulhern   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1f   Elect Director Thomas E. Noonan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1g   Elect Director Caroline L. Silver   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1h   Elect Director Jeffrey C. Sprecher   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1i   Elect Director Judith A. Sprieser   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   1j   Elect Director Martha A. Tirinnanzi   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   3   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   4   Approve Non-Employee Director Stock Option Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   5   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   6   Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20%   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   7   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022   8   Reduce Ownership Threshold for Shareholders to Call Special Meeting to 10%   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.1   Elect Director Pamela M. Arway   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.2   Elect Director James W. Brown   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.3   Elect Director Michele G. Buck   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.4   Elect Director Victor L. Crawford   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.5   Elect Director Robert M. Dutkowsky   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.6   Elect Director Mary Kay Haben   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.7   Elect Director James C. Katzman   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.8   Elect Director M. Diane Koken   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.9   Elect Director Robert M. Malcolm   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.10   Elect Director Anthony J. Palmer   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.11   Elect Director Juan R. Perez   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   1.12   Elect Director Wendy L. Schoppert   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   The Hershey Company   HSY   427866108   05/17/2022   4   Report on Eradication of Child Labor in Cocoa Production   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.1   Elect Director Frank J. Bisignano   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.2   Elect Director Alison Davis   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.3   Elect Director Henrique de Castro   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.4   Elect Director Harry F. DiSimone   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.5   Elect Director Dylan G. Haggart   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.6   Elect Director Wafaa Mamilli   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.7   Elect Director Heidi G. Miller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.8   Elect Director Doyle R. Simons   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   1.9   Elect Director Kevin M. Warren   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Fiserv, Inc.   FISV   337738108   05/18/2022   4   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Share Holder   Yes   Against   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1a   Elect Director K. Gunnar Bjorklund   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1b   Elect Director Michael J. Bush   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1c   Elect Director Sharon D. Garrett   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1d   Elect Director Michael J. Hartshorn   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1e   Elect Director Stephen D. Milligan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1f   Elect Director Patricia H. Mueller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1g   Elect Director George P. Orban   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1h   Elect Director Larree M. Renda   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1i   Elect Director Barbara Rentler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   1j   Elect Director Doniel N. Sutton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Ross Stores, Inc.   ROST   778296103   05/18/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1a   Elect Director Marc N. Casper   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1b   Elect Director Nelson J. Chai   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1c   Elect Director Ruby R. Chandy   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1d   Elect Director C. Martin Harris   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1e   Elect Director Tyler Jacks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1f   Elect Director R. Alexandra Keith   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1g   Elect Director Jim P. Manzi   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1h   Elect Director James C. Mullen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1i   Elect Director Lars R. Sorensen   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1j   Elect Director Debora L. Spar   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1k   Elect Director Scott M. Sperling   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   1l   Elect Director Dion J. Weisler   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Thermo Fisher Scientific Inc.   TMO   883556102   05/18/2022   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1a   Elect Director Jeffrey H. Black   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1b   Elect Director Kathy Hopinkah Hannan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1c   Elect Director Shailesh G. Jejurikar   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1d   Elect Director Christopher J. Kearney   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1e   Elect Director Judith F. Marks   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1f   Elect Director Harold W. McGraw, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1g   Elect Director Margaret M. V. Preston   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1h   Elect Director Shelley Stewart, Jr.   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   1i   Elect Director John H. Walker   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Otis Worldwide Corporation   OTIS   68902V107   05/19/2022   4   Amend Governing Documents Regarding Requirements to Call for a Special Meeting   Share Holder   Yes   Against   Against
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   1a   Elect Director Paul M. Bisaro   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   1b   Elect Director Frank A. D’Amelio   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   1c   Elect Director Michael B. McCallister   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   3   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   4   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   5   Eliminate Supermajority Vote Requirements   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Zoetis Inc.   ZTS   98978V103   05/19/2022   6   Declassify the Board of Directors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.1   Elect Director Theodore H. Ashford, III   Management   Yes   For   Against
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.2   Elect Director A. Russell Chandler, III   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.3   Elect Director William G. Miller   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.4   Elect Director William G. Miller, II   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.5   Elect Director Richard H. Roberts   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.6   Elect Director Leigh Walton   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   1.7   Elect Director Deborah L. Whitmire   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Miller Industries, Inc.   MLR   600551204   05/27/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109   05/31/2022   1.1   Elect Director Kimberly A. Fields   Management   Yes   For   Withhold
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109   05/31/2022   1.2   Elect Director Brad A. Lich   Management   Yes   For   Withhold
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109   05/31/2022   1.3   Elect Director R. Philip Silver   Management   Yes   For   Withhold
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109   05/31/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Silgan Holdings, Inc.   SLGN   827048109   05/31/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1a   Elect Director Robert A. Bedingfield   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1b   Elect Director Carol A. Goode   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1c   Elect Director Garth N. Graham   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1d   Elect Director John J. Hamre   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1e   Elect Director Yvette M. Kanouff   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1f   Elect Director Nazzic S. Keene   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1g   Elect Director Timothy J. Mayopoulos   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1h   Elect Director Katharina G. McFarland   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1i   Elect Director Milford W. McGuirt   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1j   Elect Director Donna S. Morea   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   1k   Elect Director Steven R. Shane   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Focused Equity ETF   Science Applications International Corporation   SAIC   808625107   06/08/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
 

 

 

 

==================== ADVISORSHARES GERBER KAWASAKI ETF ====================

 

Company Name Meeting Date Primary Ticker Symbol Security ID Proposal Long Text Proposed By For/Against Recommended Vote Recommended Vote Vote
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Approval of the Annual Report, the consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2021. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Advisory vote on executive compensation. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Appropriation of retained earnings and declaration of dividend. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Release of the Board of Directors and Executive Officers from liability for activities during fiscal year 2021. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Patrick Aebischer to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Wendy Becker to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Edouard Bugnion to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Riet Cadonau to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Bracken Darrell to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Guy Gecht to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Neil Hunt to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Marjorie Lao to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Neela Montgomery to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Michael Polk to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Deborah Thomas to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Election of the Chairperson of the Board. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Edouard Bugnion to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Riet Cadonau to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Neil Hunt to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Michael Polk to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Election of Ms. Neela Montgomery to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Approval of Compensation for the Board of Directors for the 2021 to 2022 Board Year. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Approval of Compensation for the Group Management Team for fiscal year 2023. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of KPMG AG as Logitech’s auditors and ratification of the appointment of KPMG LLP as Logitech’s independent registered public accounting firm for fiscal year 2022. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Etude Regina Wenger & Sarah Keiser-Wüger as Independent Representative. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Approval of the Annual Report, the consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2021. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Advisory vote on executive compensation. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Appropriation of retained earnings and declaration of dividend. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Release of the Board of Directors and Executive Officers from liability for activities during fiscal year 2021. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Patrick Aebischer to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Wendy Becker to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Edouard Bugnion to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Riet Cadonau to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Bracken Darrell to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Guy Gecht to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Neil Hunt to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Marjorie Lao to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Neela Montgomery to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Michael Polk to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Ms. Deborah Thomas to the Board of Directors. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Election of the Chairperson of the Board. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Edouard Bugnion to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Riet Cadonau to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Dr. Neil Hunt to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Mr. Michael Polk to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Election of Ms. Neela Montgomery to the Compensation Committee. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Approval of Compensation for the Board of Directors for the 2021 to 2022 Board Year. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Approval of Compensation for the Group Management Team for fiscal year 2023. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of KPMG AG as Logitech’s auditors and ratification of the appointment of KPMG LLP as Logitech’s independent registered public accounting firm for fiscal year 2022. Management F F F
LOGITECH INTERNATIONAL S.A. 08-Sep-2021 LOGI H50430232 Re-election of Etude Regina Wenger & Sarah Keiser-Wüger as Independent Representative. Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: Strauss Zelnick Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: Michael Dornemann Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: J. Moses Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: Michael Sheresky Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: LaVerne Srinivasan Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: Susan Tolson Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: Paul Viera Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Election of Director: Roland Hernandez Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Approval of the amendment to the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 14-Sep-2021 TTWO 874054109 Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. Management F F F
NIKE, Inc. 06-Oct-2021 NKE 654106103 Election of Class B Director: Alan B. Graf, Jr. Management F F F
NIKE, Inc. 06-Oct-2021 NKE 654106103 Election of Class B Director: Peter B. Henry Management F F F
NIKE, Inc. 06-Oct-2021 NKE 654106103 Election of Class B Director: Michelle A. Peluso Management F F F
NIKE, Inc. 06-Oct-2021 NKE 654106103 To approve executive compensation by an advisory vote. Management F F F
NIKE, Inc. 06-Oct-2021 NKE 654106103 To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. Management F F F
NIKE, Inc. 06-Oct-2021 NKE 654106103 To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. Shareholder N N F
NIKE, Inc. 06-Oct-2021 NKE 654106103 To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. Shareholder N N F
NIKE, Inc. 06-Oct-2021 NKE 654106103 To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. Shareholder F N N
NIKE, Inc. 06-Oct-2021 NKE 654106103 To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. Shareholder N N F
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Election of Class II Director: James Murdoch Management N F N
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Election of Class II Director: Kimbal Musk Management N F N
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Tesla proposal for adoption of amendments to certificate of incorporation to reduce director terms to two years. Management F F F
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Tesla proposal for adoption of amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. Management   / F
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Tesla proposal to ratify the appointment of independent registered public accounting firm. Management F F F
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Stockholder proposal regarding reduction of director terms to one year. Shareholder F N N
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Stockholder proposal regarding additional reporting on diversity and inclusion efforts. Shareholder F N N
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Stockholder proposal regarding reporting on employee arbitration. Shareholder F N N
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Stockholder proposal regarding assigning responsibility for strategic oversight of human capital management to an independent board-level committee. Shareholder F N N
TESLA, INC. 07-Oct-2021 TSLA 88160R101 Stockholder proposal regarding additional reporting on human rights. Shareholder F N N
BLOCK, INC. 03-Nov-2021 SQ 852234103 Approve the issuance of shares of Class A common stock of Square, Inc. (“Square”) (including shares underlying CHESS Depositary Interests) to shareholders of Afterpay Limited (“Afterpay”) pursuant to a Scheme of Arrangement between Afterpay and its shareholders and a Deed Poll to be executed by Square and Lanai (AU) 2 Pty Ltd (“Square Sub”), as contemplated by the Scheme Implementation Deed, dated as of August 2, 2021, and as it may be further amended or supplemented, by and among Square, Square Sub, and Afterpay (the “Transaction Proposal”). Management F F F
BLOCK, INC. 03-Nov-2021 SQ 852234103 Approve one or more adjournments of the special meeting of stockholders of Square, if necessary or appropriate and consented to by Afterpay, including to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting of stockholders to approve the Transaction Proposal. Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Reid G. Hoffman Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Hugh F. Johnston Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Teri L. List Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Satya Nadella Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Sandra E. Peterson Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Penny S. Pritzker Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Carlos A. Rodriguez Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Charles W. Scharf Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: John W. Stanton Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: John W. Thompson Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Emma N. Walmsley Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Election of Director: Padmasree Warrior Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Advisory vote to approve named executive officer compensation. Management N F N
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Approve Employee Stock Purchase Plan. Management N F N
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. Management F F F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Shareholder Proposal - Report on median pay gaps across race and gender. Shareholder N N F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. Shareholder N N F
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. Shareholder F N N
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. Shareholder F N N
MICROSOFT CORPORATION 30-Nov-2021 MSFT 594918104 Shareholder Proposal - Report on how lobbying activities align with company policies. Shareholder N N F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: James Bell Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Tim Cook Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Al Gore Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Alex Gorsky Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Andrea Jung Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Art Levinson Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Monica Lozano Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Ron Sugar Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Election of Director: Sue Wagner Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2022. Management F F F
APPLE INC. 04-Mar-2022 AAPL 037833100 Advisory vote to approve executive compensation. Management N F N
APPLE INC. 04-Mar-2022 AAPL 037833100 Approval of the Apple Inc. 2022 Employee Stock Plan. Management N F N
APPLE INC. 04-Mar-2022 AAPL 037833100 A shareholder proposal entitled “Reincorporate with Deeper Purpose”. Shareholder F N N
APPLE INC. 04-Mar-2022 AAPL 037833100 A shareholder proposal entitled “Transparency Reports”. Shareholder F N N
APPLE INC. 04-Mar-2022 AAPL 037833100 A shareholder proposal entitled “Report on Forced Labor”. Shareholder N N F
APPLE INC. 04-Mar-2022 AAPL 037833100 A shareholder proposal entitled “Pay Equity”. Shareholder F N N
APPLE INC. 04-Mar-2022 AAPL 037833100 A shareholder proposal entitled “Civil Rights Audit”. Shareholder F N N
APPLE INC. 04-Mar-2022 AAPL 037833100 A shareholder proposal entitled “Report on Concealment Clauses”. Shareholder F N N
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Susan E. Arnold Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Mary T. Barra Management N F N
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Safra A. Catz Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Amy L. Chang Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Robert A. Chapek Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Francis A. deSouza Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Michael B.G. Froman Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Maria Elena Lagomasino Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Calvin R. McDonald Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Mark G. Parker Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Election of Director: Derica W. Rice Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2022. Management F F F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Consideration of an advisory vote to approve executive compensation. Management N F N
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. Shareholder N N F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company’s governing documents to lower the stock ownership threshold to call a special meeting of shareholders. Shareholder N N F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. Shareholder N N F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. Shareholder N N F
THE WALT DISNEY COMPANY 09-Mar-2022 DIS 254687106 Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. Shareholder N N F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Richard E. Allison, Jr. Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Andrew Campion Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Mary N. Dillon Management N F N
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Isabel Ge Mahe Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Mellody Hobson Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Kevin R. Johnson Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Jørgen Vig Knudstorp Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Satya Nadella Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Joshua Cooper Ramo Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Clara Shih Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Election of Director: Javier G. Teruel Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Approve amended and restated 2005 Long-Term Equity Incentive Plan. Management N F N
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. Management N F N
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. Management F F F
STARBUCKS CORPORATION 16-Mar-2022 SBUX 855244109 Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. Shareholder N N F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Amy Banse Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Rick Beckwitt Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Steven L. Gerard Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Tig Gilliam Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Sherrill W. Hudson Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Jonathan M. Jaffe Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Sidney Lapidus Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Teri P. McClure Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Stuart Miller Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Armando Olivera Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Election of Director to serve until the 2023 Annual Meeting: Jeffrey Sonnenfeld Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Approval, on an advisory basis, of the compensation of our named executive officers. Management N F N
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2022. Management F F F
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Approval of the Lennar Corporation 2016 Equity Incentive Plan, as Amended and Restated. Management N F N
LENNAR CORPORATION 12-Apr-2022 LEN 526057104 Approval of a stockholder proposal to reduce the common stock ownership threshold to call a special meeting. Shareholder N N F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 DIRECTOR Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 To approve, on an advisory basis, our executive compensation (“Say on Pay”). Management N F N
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2022. Management F F F
SVB FINANCIAL GROUP 21-Apr-2022 SIVB 78486Q101 Shareholder proposal requesting that the Board of Directors oversee a racial equity audit. Shareholder N N F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Ronald E. Blaylock Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Albert Bourla Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Susan Desmond-Hellmann Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Joseph J. Echevarria Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Scott Gottlieb Management N F N
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Helen H. Hobbs Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Susan Hockfield Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Dan R. Littman Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Shantanu Narayen Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: Suzanne Nora Johnson Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: James Quincey Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Election of Director: James C. Smith Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 Management F F F
PFIZER INC. 28-Apr-2022 PFE 717081103 2022 advisory approval of executive compensation Management N F N
PFIZER INC. 28-Apr-2022 PFE 717081103 Shareholder proposal regarding amending proxy access Shareholder N N F
PFIZER INC. 28-Apr-2022 PFE 717081103 Shareholder proposal regarding report on political expenditures congruency Shareholder N N F
PFIZER INC. 28-Apr-2022 PFE 717081103 Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers Shareholder N N F
PFIZER INC. 28-Apr-2022 PFE 717081103 Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices Shareholder F N N
PFIZER INC. 28-Apr-2022 PFE 717081103 Shareholder proposal regarding report on public health costs of protecting vaccine technology Shareholder N N F
MODERNA, INC. 28-Apr-2022 MRNA 60770K107 DIRECTOR Management F F F
MODERNA, INC. 28-Apr-2022 MRNA 60770K107 DIRECTOR Management F F F
MODERNA, INC. 28-Apr-2022 MRNA 60770K107 DIRECTOR Management F F F
MODERNA, INC. 28-Apr-2022 MRNA 60770K107 To approve, on a non-binding, advisory basis, the compensation of our named executive officers. Management N F N
MODERNA, INC. 28-Apr-2022 MRNA 60770K107 To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2022. Management F F F
MODERNA, INC. 28-Apr-2022 MRNA 60770K107 To vote on a shareholder proposal relating to the feasibility of transferring intellectual property. Shareholder N N F
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2021 Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to adopt the financial statements of the Company for the financial year 2021, as prepared in accordance with Dutch law Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to adopt a dividend in respect of the financial year 2021 Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2021 Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2021 Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to approve the number of shares for the Board of Management Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to amend the Remuneration Policy for the Board of Management Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to reappoint Ms. T.L. Kelly as a member of the Supervisory Board Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to appoint Mr. A.F.M. Everke as a member of the Supervisory Board Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to appoint Ms. A.L. Steegen as a member of the Supervisory Board Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting years 2023 and 2024 Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to amend the Articles of Association of the Company Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 12A. Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital Management   F  
ASML HOLDINGS N.V. 29-Apr-2022 ASML N07059210 Proposal to cancel ordinary shares Management   F  
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 DIRECTOR Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Ratification of Ernst & Young LLP As Auditors Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Say on Pay - An Advisory Vote on the Approval of Executive Compensation Management F F F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Shareholder Proposal - Special Shareholder Meeting Threshold Shareholder N N F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Shareholder Proposal - Independent Board Chairman Shareholder N N F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Shareholder Proposal - Rule 10b5-1 Plans Shareholder N N F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Shareholder Proposal - Lobbying Disclosure Shareholder N N F
ABBOTT LABORATORIES 29-Apr-2022 ABT 002824100 Shareholder Proposal - Antimicrobial Resistance Report Shareholder N N F
ZIM INTEGRATED SHIPPING SERVICES LTD. 02-May-2022 ZIM M9T951109 Approval of the Company’s amended and restated compensation policy. Management F F F
ZIM INTEGRATED SHIPPING SERVICES LTD. 02-May-2022 ZIM M9T951109 Do you have a personal interest in the approval of Proposal No. 1 or are you a controlling shareholder of the Company (please note: if you do not mark either Yes or No, your shares will not be voted for Proposal No.1)? Mark “for” = yes or “against” = no. Management   / N
ZIM INTEGRATED SHIPPING SERVICES LTD. 02-May-2022 ZIM M9T951109 Approval of an equity compensation grant to the Company’s directors. Management N F N
ZIM INTEGRATED SHIPPING SERVICES LTD. 02-May-2022 ZIM M9T951109 Approval of an equity compensation grant to the Company’s CEO, Eli Glickman. Management N F N
ZIM INTEGRATED SHIPPING SERVICES LTD. 02-May-2022 ZIM M9T951109 Do you have a personal interest in the approval of Proposal No. 3 or are you a controlling shareholder of the Company (please note: if you do not mark either Yes or No, your shares will not be voted for Proposal No.3)? Mark “for” = yes or “against” = no. Management   / F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Barry Diller Management N F N
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Alexis M. Herman Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: William J. Hornbuckle Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Mary Chris Jammet Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Joey Levin Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Rose McKinney-James Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Keith A. Meister Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Paul Salem Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Gregory M. Spierkel Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Jan G. Swartz Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 Election of Director: Daniel J. Taylor Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2022. Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 To approve, on an advisory basis, the compensation of our named executive officers. Management F F F
MGM RESORTS INTERNATIONAL 04-May-2022 MGM 552953101 To approve and adopt the 2022 Omnibus Incentive Plan. Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Hamid R. Moghadam Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Cristina G. Bita Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: George L. Fotiades Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Lydia H. Kennard Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Irving F. Lyons III Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Avid Modjtabai Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: David P. O’Connor Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Olivier Piani Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Jeffrey L. Skelton Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: Carl B. Webb Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Election of Director: William D. Zollars Management F F F
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Advisory Vote to Approve the Company’s Executive Compensation for 2021 Management N F N
PROLOGIS, INC. 04-May-2022 PLD 74340W103 Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the Year 2022 Management F F F
SUNPOWER CORPORATION 12-May-2022 SPWR 867652406 DIRECTOR Management F F F
SUNPOWER CORPORATION 12-May-2022 SPWR 867652406 DIRECTOR Management F F F
SUNPOWER CORPORATION 12-May-2022 SPWR 867652406 The approval, on an advisory basis, of the compensation of our named executive officers. Management N F N
SUNPOWER CORPORATION 12-May-2022 SPWR 867652406 The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Election of Director: John K. Adams, Jr. Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Election of Director: Stephen A. Ellis Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Election of Director: Brian M. Levitt Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Election of Director: Arun Sarin Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Election of Director: Charles R. Schwab Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Election of Director: Paula A. Sneed Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors. Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Ratification of the selection of Deloitte & Touche LLP as independent auditors. Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Advisory vote to approve named executive officer compensation. Management N F N
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Approval of the 2022 Stock Incentive Plan. Management N F N
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Approval of the board’s proposal to amend Bylaws to adopt proxy access. Management F F F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Stockholder Proposal requesting amendment to Bylaws to adopt proxy access. Shareholder N N F
THE CHARLES SCHWAB CORPORATION 17-May-2022 SCHW 808513105 Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. Shareholder N N F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Election of Director to serve until the next Annual Meeting: Alan Gold Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Election of Director to serve until the next Annual Meeting: Gary Kreitzer Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Election of Director to serve until the next Annual Meeting: Mary Curran Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Election of Director to serve until the next Annual Meeting: Scott Shoemaker Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Election of Director to serve until the next Annual Meeting: Paul Smithers Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Election of Director to serve until the next Annual Meeting: David Stecher Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Management F F F
INNOVATIVE INDUSTRIAL PROPERTIES, INC. 18-May-2022 IIPR 45781V101 Approval on a non-binding advisory basis of the compensation of the Company’s named executive officers. Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 Election of Director: Ming Hsieh Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 Election of Director: John Bolger Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 Election of Director: Yun Yen Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 Election of Director: Linda Marsh Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 To approve, on an advisory basis, compensation awarded to named executive officers (Say-on-Pay) Management F F F
FULGENT GENETICS INC 18-May-2022 FLGT 359664109 To approve, on an advisory basis, the frequency of holding an advisory vote of the compensation awarded to named executive officers (Say-on-Frequency) Management F 1 1
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Kathy J. Warden Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: David P. Abney Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Marianne C. Brown Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Donald E. Felsinger Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Ann M. Fudge Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: William H. Hernandez Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Madeleine A. Kleiner Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Karl J. Krapek Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Graham N. Robinson Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Gary Roughead Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Thomas M. Schoewe Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: James S. Turley Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Election of Director: Mark A. Welsh III Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. Management N F N
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2022. Management F F F
NORTHROP GRUMMAN CORPORATION 18-May-2022 NOC 666807102 Shareholder proposal to change the ownership threshold for shareholders to call a special meeting. Shareholder N N F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Marc N. Casper Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Nelson J. Chai Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Ruby R. Chandy Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: C. Martin Harris Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Tyler Jacks Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: R. Alexandra Keith Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Jim P. Manzi Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: James C. Mullen Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Lars R. Sorensen Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Debora L. Spar Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Scott M. Sperling Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Election of director: Dion J. Weisler Management F F F
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 An advisory vote to approve named executive officer compensation. Management N F N
THERMO FISHER SCIENTIFIC INC. 18-May-2022 TMO 883556102 Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2022. Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Gerard J. Arpey Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Ari Bousbib Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Jeffery H. Boyd Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Gregory D. Brenneman Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: J. Frank Brown Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Albert P. Carey Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Edward P. Decker Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Linda R. Gooden Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Wayne M. Hewett Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Manuel Kadre Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Stephanie C. Linnartz Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Craig A. Menear Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Paula Santilli Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Election of Director: Caryn Seidman-Becker Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Ratification of the Appointment of KPMG LLP Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) Management N F N
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 Management F F F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares Shareholder N N F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Shareholder Proposal Regarding Independent Board Chair Shareholder N N F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Shareholder Proposal Regarding Political Contributions Congruency Analysis Shareholder N N F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors Shareholder N N F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Shareholder Proposal Regarding Report on Deforestation Shareholder N N F
THE HOME DEPOT, INC. 19-May-2022 HD 437076102 Shareholder Proposal Regarding Racial Equity Audit Shareholder N N F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Sherry S. Barrat Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: James L. Camaren Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Kenneth B. Dunn Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Naren K. Gursahaney Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Kirk S. Hachigian Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: John W. Ketchum Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Amy B. Lane Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: David L. Porges Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: James L. Robo Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Rudy E. Schupp Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: John L. Skolds Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: John Arthur Stall Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Election of Director: Darryl L. Wilson Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2022 Management F F F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement Management N F N
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 A proposal entitled “Board Matrix” to request disclosure of a Board skills matrix Shareholder N N F
NEXTERA ENERGY, INC. 19-May-2022 NEE 65339F101 A proposal entitled “Diversity Data Reporting” to request quantitative employee diversity data Shareholder N N F
ZOETIS INC. 19-May-2022 ZTS 98978V103 Election of Director: Paul M. Bisaro Management F F F
ZOETIS INC. 19-May-2022 ZTS 98978V103 Election of Director: Frank A. D’Amelio Management F F F
ZOETIS INC. 19-May-2022 ZTS 98978V103 Election of Director: Michael B. McCallister Management F F F
ZOETIS INC. 19-May-2022 ZTS 98978V103 Advisory vote to approve our executive compensation. Management N F N
ZOETIS INC. 19-May-2022 ZTS 98978V103 Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. Management N F N
ZOETIS INC. 19-May-2022 ZTS 98978V103 Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. Management F F F
ZOETIS INC. 19-May-2022 ZTS 98978V103 Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. Management F F F
ZOETIS INC. 19-May-2022 ZTS 98978V103 Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 19-May-2022 TTWO 874054109 Approval of the issuance of shares of Take-Two common stock in connection with the combination contemplated by the Agreement and Plan of Merger, dated January 9, 2022, among Take-Two, Zebra MS I, Inc., Zebra MS II, Inc. and Zynga, as the same may be amended from time to time. Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 19-May-2022 TTWO 874054109 Approval and adoption of an amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of Company capital stock from 205,000,000 to 305,000,000, of which 300,000,000 shares will be common stock and 5,000,000 shares will be preferred stock. Management F F F
TAKE-TWO INTERACTIVE SOFTWARE, INC. 19-May-2022 TTWO 874054109 Approval of the adjournment of the Company’s special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Company’s special meeting to approve proposals 1 and 2. Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: P. Robert Bartolo Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Jay A. Brown Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Cindy Christy Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Ari Q. Fitzgerald Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Andrea J. Goldsmith Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Tammy K. Jones Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Anthony J. Melone Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: W. Benjamin Moreland Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Kevin A. Stephens Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 Election of Director: Matthew Thornton, III Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2022. Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 The proposal to approve the Company’s 2022 Long-Term Incentive Plan. Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 The amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of common stock. Management F F F
CROWN CASTLE INTERNATIONAL CORP. 19-May-2022 CCI 22822V101 The non-binding, advisory vote to approve the compensation of the Company’s named executive officers. Management N F N
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: Clarence L. Granger Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: James P. Scholhamer Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: David T. ibnAle Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: Emily M. Liggett Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: Thomas T. Edman Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: Barbara V. Scherer Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: Ernest E. Maddock Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Election of Director: Jacqueline A. Seto Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2022. Management   F  
ULTRA CLEAN HOLDINGS, INC. 19-May-2022 UCTT 90385V107 Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.’s named executive officers for fiscal 2021 as disclosed in our proxy statement for the 2022 Annual Meeting of Stockholders. Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 DIRECTOR Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 To hold an advisory vote on approving the compensation for our Named Executive Officers. Management   F  
TRIMBLE INC. 25-May-2022 TRMB 896239100 To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 30, 2022. Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 Election of Director: Jeffrey Dailey Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 Election of Director: Constantine P. Iordanou Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 Election of Director: Wendy Lane Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 Election of Director: Lee M. Shavel Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 Election of Director: Kimberly S. Stevenson Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 To approve the Board Declassification Amendment Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 To approve executive compensation on an advisory, non-binding basis. Management   F  
VERISK ANALYTICS, INC. 25-May-2022 VRSK 92345Y106 To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2022 fiscal year. Management   F  
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Jeffrey P. Bezos Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Andrew R. Jassy Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Keith B. Alexander Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Edith W. Cooper Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Jamie S. Gorelick Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Daniel P. Huttenlocher Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Judith A. McGrath Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Indra K. Nooyi Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Jonathan J. Rubinstein Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Patricia Q. Stonesifer Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 Election of Director: Wendell P. Weeks Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management N F N
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK Management F F F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT Shareholder N N F
AMAZON.COM, INC. 25-May-2022 AMZN 023135106 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder N N F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Oliver G. Brewer III Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Erik J Anderson Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Samuel H. Armacost Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Scott H. Baxter Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Thomas G. Dundon Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Laura J. Flanagan Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Russell L. Fleischer Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Bavan M. Holloway Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: John F. Lundgren Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Scott M. Marimow Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Adebayo O. Ogunlesi Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Varsha R. Rao Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Linda B. Segre Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 Election of Director: Anthony S. Thornley Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 Management F F F
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 To approve, on an advisory basis, the compensation of the Company’s named executive officers Management N F N
CALLAWAY GOLF COMPANY 25-May-2022 ELY 131193104 To approve the Callaway Golf Company 2022 Incentive Plan Management F F F
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 DIRECTOR Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.’s named executive officers as disclosed in Meta Platforms, Inc.’s proxy statement. Management   F  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding dual class capital structure. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding an independent chair. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding concealment clauses. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding report on external costs of misinformation. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding report on community standards enforcement. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding report and advisory vote on the metaverse. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding human rights impact assessment. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding child sexual exploitation online. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding civil rights and non-discrimination audit. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding report on lobbying. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding assessment of audit & risk oversight committee. Shareholder   N  
META PLATFORMS, INC. 25-May-2022 FB 30303M102 A shareholder proposal regarding report on charitable donations. Shareholder   N  
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 DIRECTOR Management   F  
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 DIRECTOR Management   F  
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 Advisory Vote on the Compensation of our Named Executive Officers. Management   F  
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 Advisory Vote on the Frequency of Future Stockholder Advisory Votes on the Compensation of our Named Executive Officers. Management   1  
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 Ratification of Independent Registered Public Accounting Firm. Management   F  
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 DIRECTOR Management F F F
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 DIRECTOR Management F F F
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 Advisory Vote on the Compensation of our Named Executive Officers. Management N F N
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 Advisory Vote on the Frequency of Future Stockholder Advisory Votes on the Compensation of our Named Executive Officers. Management F 1 1
ROBLOX CORPORATION 26-May-2022 RBLX 771049103 Ratification of Independent Registered Public Accounting Firm. Management F F F
MAXLINEAR, INC. 26-May-2022 MXL 57776J100 Election of Class I Director to serve until the 2025 annual meeting: Daniel A. Artusi Management   F  
MAXLINEAR, INC. 26-May-2022 MXL 57776J100 Election of Class I Director to serve until the 2025 annual meeting: Tsu-Jae King Liu, Ph.D. Management   F  
MAXLINEAR, INC. 26-May-2022 MXL 57776J100 To approve, on an advisory basis, the compensation of our named executive officers for the year ended December 31, 2021, as set forth in the proxy statement. Management   F  
MAXLINEAR, INC. 26-May-2022 MXL 57776J100 To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Frances Arnold, Ph.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Francis A. deSouza Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Caroline D. Dorsa Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Robert S. Epstein, M.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Scott Gottlieb, M.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Gary S. Guthart, Ph.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Philip W. Schiller Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Susan E. Siegel Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: John W. Thompson Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. Shareholder   N  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Frances Arnold, Ph.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Francis A. deSouza Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Caroline D. Dorsa Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Robert S. Epstein, M.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Scott Gottlieb, M.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Gary S. Guthart, Ph.D. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Philip W. Schiller Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: Susan E. Siegel Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 Election of Director: John W. Thompson Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. Management   F  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. Shareholder   N  
ILLUMINA, INC. 26-May-2022 ILMN 452327109 To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. Management   F  
ARISTA NETWORKS, INC. 31-May-2022 ANET 040413106 DIRECTOR Management   F  
ARISTA NETWORKS, INC. 31-May-2022 ANET 040413106 DIRECTOR Management   F  
ARISTA NETWORKS, INC. 31-May-2022 ANET 040413106 Approval, on an advisory basis, of the compensation of the named executive officers. Management   F  
ARISTA NETWORKS, INC. 31-May-2022 ANET 040413106 Approval, on an advisory basis, of the frequency of future advisory votes on named executive officer compensation. Management   1  
ARISTA NETWORKS, INC. 31-May-2022 ANET 040413106 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. Management   F  
COINBASE GLOBAL, INC. 01-Jun-2022 COIN 19260Q107 DIRECTOR Management F F F
COINBASE GLOBAL, INC. 01-Jun-2022 COIN 19260Q107 DIRECTOR Management F F F
COINBASE GLOBAL, INC. 01-Jun-2022 COIN 19260Q107 DIRECTOR Management F F F
COINBASE GLOBAL, INC. 01-Jun-2022 COIN 19260Q107 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. Management F F F
COINBASE GLOBAL, INC. 01-Jun-2022 COIN 19260Q107 Advisory vote on the compensation of our named executive officers. Management N F N
COINBASE GLOBAL, INC. 01-Jun-2022 COIN 19260Q107 Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. Management N 3 1
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Management Proposal: Declassification of the Board of Directors. Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Management Proposal: Elimination of Supermajority Voting Provisions. Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Ratification of Appointment of Independent Registered Public Accounting Firm. Management F F F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Advisory Approval of Executive Officer Compensation. Management N F N
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Stockholder Proposal entitled, “Proposal 7 - Simple Majority Vote,” if properly presented at the meeting. Shareholder N N F
NETFLIX, INC. 02-Jun-2022 NFLX 64110L106 Stockholder Proposal entitled, “Proposal 8 - Lobbying Activity Report,” if properly presented at the meeting. Management N N F
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 DIRECTOR Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 DIRECTOR Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 DIRECTOR Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. Management   1  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 DIRECTOR Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 DIRECTOR Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 DIRECTOR Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. Management   F  
UNITY SOFTWARE INC 02-Jun-2022 U 91332U101 To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. Management   1  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Robert K. Burgess Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Tench Coxe Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: John O. Dabiri Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Persis S. Drell Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Jen-Hsun Huang Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Dawn Hudson Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Harvey C. Jones Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Michael G. McCaffery Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Stephen C. Neal Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Mark L. Perry Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: A. Brooke Seawell Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Aarti Shah Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Mark A. Stevens Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Advisory approval of our executive compensation. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Robert K. Burgess Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Tench Coxe Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: John O. Dabiri Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Persis S. Drell Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Jen-Hsun Huang Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Dawn Hudson Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Harvey C. Jones Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Michael G. McCaffery Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Stephen C. Neal Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Mark L. Perry Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: A. Brooke Seawell Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Aarti Shah Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Election of Director: Mark A. Stevens Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Advisory approval of our executive compensation. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. Management   F  
NVIDIA CORPORATION 02-Jun-2022 NVDA 67066G104 Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Laurence A. Chapman Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Alexis Black Bjorlin Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: VeraLinn Jamieson Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Kevin J. Kennedy Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: William G. LaPerch Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Jean F.H.P. Mandeville Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Afshin Mohebbi Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Mark R. Patterson Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Mary Hogan Preusse Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: Dennis E. Singleton Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 Election of Director: A. William Stein Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). Management   F  
DIGITAL REALTY TRUST, INC. 03-Jun-2022 DLR 253868103 A stockholder proposal regarding reporting on concealment clauses. Shareholder   N  
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: Tobias Lütke Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: Robert Ashe Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: Gail Goodman Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: Colleen Johnston Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: Jeremy Levine Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: John Phillips Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Election of Director: Fidji Simo Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Approval of Arrangement Special resolution, the full text of which is attached as Schedule A to the management information circular dated April 11, 2022, to approve, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated April 11, 2022, a proposed plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act to effect, among other things, certain updates to the Company’s governance structure, including an amendment to Shopify Inc.’s restated articles of incorporation to provide for the creation of a new class of share, designated as the Founder share, and the issuance of such Founder share to Shopify Inc.’s Founder and Chief Executive Officer, Mr. Tobias Lütke. Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Approval of Share Split Special resolution, the full text of which is attached as Schedule B to the management information circular dated April 11, 2022, to approve an amendment to Shopify Inc.’s restated articles of incorporation to effect a ten-for-one split of its Class A subordinate voting shares and Class B multiple voting shares. Management F F F
SHOPIFY INC. 07-Jun-2022 SHOP 82509L107 Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the management information circular dated April 11, 2022. Management N F N
AMBARELLA, INC. 07-Jun-2022 AMBA G037AX101 Election of Director: Anne De Greef-Safft Management   F  
AMBARELLA, INC. 07-Jun-2022 AMBA G037AX101 Election of Director: Chenming C. Hu, Ph.D. Management   F  
AMBARELLA, INC. 07-Jun-2022 AMBA G037AX101 Election of Director: Feng-Ming (Fermi) Wang, Ph.D. Management   F  
AMBARELLA, INC. 07-Jun-2022 AMBA G037AX101 Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Ambarella, Inc. for the fiscal year ending January 31, 2023. Management   F  
AMBARELLA, INC. 07-Jun-2022 AMBA G037AX101 Advisory vote to approve the compensation of Ambarella, Inc.’s named executive officers. Management   F  
MP MATERIALS CORP. 14-Jun-2022 MP 553368101 Election of Director: Connie K. Duckworth Management F F F
MP MATERIALS CORP. 14-Jun-2022 MP 553368101 Election of Director: Maryanne R. Lavan Management F F F
MP MATERIALS CORP. 14-Jun-2022 MP 553368101 Election of Director: General (Retired) Richard B. Myers Management F F F
MP MATERIALS CORP. 14-Jun-2022 MP 553368101 The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management F F F
MP MATERIALS CORP. 14-Jun-2022 MP 553368101 Advisory vote to approve compensation paid to the Company’s named executive officers. Management F F F
MP MATERIALS CORP. 14-Jun-2022 MP 553368101 Advisory vote on the frequency of future advisory votes on compensation of the Company’s named executive officers. Management F 1 1
BLOCK, INC. 14-Jun-2022 SQ 852234103 DIRECTOR Management   F  
BLOCK, INC. 14-Jun-2022 SQ 852234103 DIRECTOR Management   F  
BLOCK, INC. 14-Jun-2022 SQ 852234103 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management   F  
BLOCK, INC. 14-Jun-2022 SQ 852234103 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management   1  
BLOCK, INC. 14-Jun-2022 SQ 852234103 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. Management   F  
BLOCK, INC. 14-Jun-2022 SQ 852234103 STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. Shareholder   N  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Paul Travers Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Grant Russell Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Edward Kay Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Timothy Harned Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Emily Nagle Green Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Raj Rajgopal Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 Election of Director to serve until the 2023 Annual Meeting: Azita Arvani Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 To ratify the appointment of Freed Maxick, CPAs, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Management   F  
VUZIX CORPORATION 15-Jun-2022 VUZI 92921W300 To approve, by non-binding vote, the compensation disclosed in the Proxy Statement of the Company’s executive officers, who are named in the Proxy Statement Summary Compensation Table. Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Ken Xie Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Michael Xie Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Kenneth A. Goldman Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Ming Hsieh Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Jean Hu Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: William Neukom Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Judith Sim Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2022. Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Approve the adoption of an Amended and Restated Certificate of Incorporation in order to implement a five-for-one forward stock split and to make certain other changes as reflected in the Amended and Restated Certificate and described in the Proxy Statement. Management   F  
FORTINET, INC. 17-Jun-2022 FTNT 34959E109 Stockholder proposal to remove supermajority voting requirements. Shareholder   /  
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Election of Director: Betsy Atkins Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Election of Director: Dirk Hoke Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022. Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay Proposal”). Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Election of Director: Betsy Atkins Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Election of Director: Dirk Hoke Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022. Management F F F
SOLAREDGE TECHNOLOGIES, INC. 20-Jun-2022 SEDG 83417M104 Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay Proposal”). Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Business Combination Proposal Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Change in Authorized Shares Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Dual Class Structure Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Classified Board Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Removal of Directors Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Quorum for Shareholder Meetings Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Authorization of Directors’ Conflicts of Interest Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Selection of the Courts of England and Wales as Exclusive Forum Management F F F
GORES GUGGENHEIM INC 22-Jun-2022 GGPI 38286Q107 Adjournment Proposal Management F F F
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Sara Andrews Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: W. Tudor Brown Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Brad W. Buss Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Edward H. Frank Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Richard S. Hill Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Marachel L. Knight Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Matthew J. Murphy Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Michael G. Strachan Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Robert E. Switz Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 Election of Director: Ford Tamer Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 An advisory (non-binding) vote to approve compensation of our named executive officers. Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 To amend the Marvell Technology, Inc. 2000 Employee Stock Purchase Plan to remove the term of the plan and to remove the annual evergreen feature of the plan. Management   F  
MARVELL TECHNOLOGY, INC. 23-Jun-2022 MRVL 573874104 To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Christopher Causey Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Richard Giltner Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Katherine Klein Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Ray Kurzweil Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Linda Maxwell Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Nilda Mesa Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Judy Olian Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Martine Rothblatt Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Election of Director: Louis Sullivan Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Advisory resolution to approve executive compensation. Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. Management   F  
UNITED THERAPEUTICS CORPORATION 27-Jun-2022 UTHR 91307C102 Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. Management   F  
PETCO HEALTH AND WELLNESS COMPANY, INC. 28-Jun-2022 WOOF 71601V105 DIRECTOR Management F F F
PETCO HEALTH AND WELLNESS COMPANY, INC. 28-Jun-2022 WOOF 71601V105 DIRECTOR Management F F F
PETCO HEALTH AND WELLNESS COMPANY, INC. 28-Jun-2022 WOOF 71601V105 DIRECTOR Management F F F
PETCO HEALTH AND WELLNESS COMPANY, INC. 28-Jun-2022 WOOF 71601V105 DIRECTOR Management F F F
PETCO HEALTH AND WELLNESS COMPANY, INC. 28-Jun-2022 WOOF 71601V105 To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. Management F F F
PETCO HEALTH AND WELLNESS COMPANY, INC. 28-Jun-2022 WOOF 71601V105 To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 28, 2023. Management F F F
CROWDSTRIKE HOLDINGS, INC. 29-Jun-2022 CRWD 22788C105 DIRECTOR Management   F  
CROWDSTRIKE HOLDINGS, INC. 29-Jun-2022 CRWD 22788C105 DIRECTOR Management   F  
CROWDSTRIKE HOLDINGS, INC. 29-Jun-2022 CRWD 22788C105 DIRECTOR Management   F  
CROWDSTRIKE HOLDINGS, INC. 29-Jun-2022 CRWD 22788C105 To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2023. Management   F  

 

 

 

 

==================== ADVISORSHARES HOTEL ETF ====================

 

Fund Name  Company Name  Ticker  Primary CUSIP  Meeting Date  Proposal Number  Proposal Text  Proponent  Voted  Management Recommendation  Vote Instruction
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  07/28/2021  1  Issue Shares in Connection with Merger  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  07/28/2021  2  Advisory Vote on Golden Parachutes  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  07/28/2021  3  Adjourn Meeting  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  10/29/2021  1  Issue Shares in Connection with Merger  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  10/29/2021  2  Adjourn Meeting  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1a  Elect Director Susan L. Decker  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1b  Elect Director Robert A. Katz  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1c  Elect Director Kirsten A. Lynch  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1d  Elect Director Nadia Rawlinson  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1e  Elect Director John T. Redmond  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1f  Elect Director Michele Romanow  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1g  Elect Director Hilary A. Schneider  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1h  Elect Director D. Bruce Sewell  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1i  Elect Director John F. Sorte  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  1j  Elect Director Peter A. Vaughn  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Vail Resorts, Inc.  MTN  91879Q109  12/08/2021  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  1  Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  2  Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  3  Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  4  Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  5  Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  6  Re-elect Jeffrey J. Gearhart as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  7  Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  8  Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  9  Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  10  Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  11  Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  12  Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  13  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  Against
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  14  Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies)  Management  Yes  For  Against
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  15  Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  16  Authorize Board to Fix Remuneration of Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  17  Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2021 (in accordance with legal requirements applicable to UK companies).  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  18  Approve Issuance of Equity  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  19  Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights  Management  Yes  For  For
AdvisorShares Hotel ETF  Carnival Corporation  CCL  143658300  04/08/2022  20  Authorize Share Repurchase Program  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1a  Elect Director James R. Abrahamson  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1b  Elect Director Diana F. Cantor  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1c  Elect Director Monica H. Douglas  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1d  Elect Director Elizabeth I. Holland  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1e  Elect Director Craig Macnab  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1f  Elect Director Edward B. Pitoniak  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  1g  Elect Director Michael D. Rumbolz  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  2  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  VICI Properties Inc.  VICI  925652109  04/27/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.1  Elect Director Mark D. Wang  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.2  Elect Director Leonard A. Potter  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.3  Elect Director Brenda J. Bacon  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.4  Elect Director David W. Johnson  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.5  Elect Director Mark H. Lazarus  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.6  Elect Director Pamela H. Patsley  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.7  Elect Director David Sambur  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.8  Elect Director Alex van Hoek  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  1.9  Elect Director Paul W. Whetsell  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  2  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Grand Vacations Inc.  HGV  43283X105  05/04/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.1  Elect Director John R. Bailey  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.2  Elect Director William R. Boyd  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.3  Elect Director William S. Boyd  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.4  Elect Director Marianne Boyd Johnson  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.5  Elect Director Keith E. Smith  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.6  Elect Director Christine J. Spadafor  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.7  Elect Director A. Randall Thoman  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.8  Elect Director Peter M. Thomas  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  1.9  Elect Director Paul W. Whetsell  Management  Yes  For  For
AdvisorShares Hotel ETF  Boyd Gaming Corporation  BYD  103304101  05/05/2022  2  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  1  Accept Financial Statements and Statutory Reports  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  2  Approve Remuneration Report  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  3  Approve Final Dividend  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4a  Re-elect Graham Allan as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4b  Re-elect Daniela Barone Soares as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4c  Re-elect Keith Barr as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4d  Re-elect Patrick Cescau as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4e  Re-elect Arthur de Haast as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4f  Re-elect Ian Dyson as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4g  Re-elect Paul Edgecliffe-Johnson as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4h  Re-elect Duriya Farooqui as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4i  Re-elect Jo Harlow as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4j  Re-elect Elie Maalouf as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4k  Re-elect Jill McDonald as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  4l  Re-elect Sharon Rothstein as Director  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  5  Reappoint Pricewaterhouse Coopers LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  6  Authorise the Audit Committee to Fix Remuneration of Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  7  Authorise UK Political Donations and Expenditure  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  8  Authorise Issue of Equity  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  9  Authorise Issue of Equity without Pre-emptive Rights  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  10  Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  11  Authorise Market Purchase of Ordinary Shares  Management  Yes  For  For
AdvisorShares Hotel ETF  InterContinental Hotels Group Plc  IHG  G4804L163  05/06/2022  12  Authorise the Company to Call General Meeting with Two Weeks’ Notice  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1a  Elect Director Anthony G. Capuano  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1b  Elect Director Isabella D. Goren  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1c  Elect Director Deborah M. Harrison  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1d  Elect Director Frederick A. Henderson  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1e  Elect Director Eric Hippeau  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1f  Elect Director Debra L. Lee  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1g  Elect Director Aylwin B. Lewis  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1h  Elect Director David S. Marriott  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1i  Elect Director Margaret M. McCarthy  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1j  Elect Director George Munoz  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1k  Elect Director Horacio D. Rozanski  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  1l  Elect Director Susan C. Schwab  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  2  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  4  Approve Qualified Employee Stock Purchase Plan  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  5  Report On Costs of Low Wages and Inequality and Impact on Diversified Shareholders  Share Holder  Yes  Against  Against
AdvisorShares Hotel ETF  Marriott International, Inc.  MAR  571903202  05/06/2022  6  Require Independent Board Chair  Share Holder  Yes  Against  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.1  Elect Director Stephen P. Holmes  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.2  Elect Director Geoffrey A. Ballotti  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.3  Elect Director Myra J. Biblowit  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.4  Elect Director James E. Buckman  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.5  Elect Director Bruce B. Churchill  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.6  Elect Director Mukul V. Deoras  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.7  Elect Director Ronald L. Nelson  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  1.8  Elect Director Pauline D.E. Richards  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Wyndham Hotels & Resorts, Inc.  WH  98311A105  05/11/2022  3  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1a  Elect Director Bruce D. Wardinski  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1b  Elect Director Hal Stanley Jones  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1c  Elect Director Mahmood Khimji  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1d  Elect Director Elizabeth Lieberman  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1e  Elect Director Maria Miller  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1f  Elect Director Leticia Navarro  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  1g  Elect Director Karl Peterson  Management  Yes  For  Against
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  2  Adopt Financial Statements and Statutory Reports  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  3  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  4  Ratify Deloitte Accountants B.V. as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  5  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  6  Approve Discharge of Directors  Management  Yes  For  For
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  7  Authorization of the Board to Acquire Shares and Depositary Receipts for Shares in the Capital of the Company  Management  Yes  For  Against
AdvisorShares Hotel ETF  Playa Hotels & Resorts N.V.  PLYA  N70544106  05/12/2022  8  Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott Vacations Worldwide Corporation  VAC  57164Y107  05/13/2022  1.1  Elect Director Raymond L. Gellein, Jr.  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott Vacations Worldwide Corporation  VAC  57164Y107  05/13/2022  1.2  Elect Director Dianna F. Morgan  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott Vacations Worldwide Corporation  VAC  57164Y107  05/13/2022  1.3  Elect Director Jonice Gray Tucker  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott Vacations Worldwide Corporation  VAC  57164Y107  05/13/2022  2  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Marriott Vacations Worldwide Corporation  VAC  57164Y107  05/13/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.1  Elect Director Alan B. Levan  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.2  Elect Director John E. Abdo  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.3  Elect Director James R. Allmand, III  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.4  Elect Director Norman H. Becker  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.5  Elect Director Lawrence A. Cirillo  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.6  Elect Director Darwin Dornbush  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.7  Elect Director Jarett S. Levan  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.8  Elect Director Joel Levy  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.9  Elect Director Mark A. Nerenhausen  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.10  Elect Director William Nicholson  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.11  Elect Director Arnold Sevell  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.12  Elect Director Orlando Sharpe  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  1.13  Elect Director Seth M. Wise  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Bluegreen Vacations Holding Corporation  BVH  096308101  05/18/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Hyatt Hotels Corporation  H  448579102  05/18/2022  1.1  Elect Director Paul D. Ballew  Management  Yes  For  For
AdvisorShares Hotel ETF  Hyatt Hotels Corporation  H  448579102  05/18/2022  1.2  Elect Director Mark S. Hoplamazian  Management  Yes  For  For
AdvisorShares Hotel ETF  Hyatt Hotels Corporation  H  448579102  05/18/2022  1.3  Elect Director Cary D. McMillan  Management  Yes  For  For
AdvisorShares Hotel ETF  Hyatt Hotels Corporation  H  448579102  05/18/2022  1.4  Elect Director Michael A. Rocca  Management  Yes  For  For
AdvisorShares Hotel ETF  Hyatt Hotels Corporation  H  448579102  05/18/2022  2  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Hyatt Hotels Corporation  H  448579102  05/18/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  Against
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.1  Elect Director Louise F. Brady  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.2  Elect Director Michael D. Brown  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.3  Elect Director James E. Buckman  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.4  Elect Director George Herrera  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.5  Elect Director Stephen P. Holmes  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.6  Elect Director Lucinda C. Martinez  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.7  Elect Director Denny Marie Post  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.8  Elect Director Ronald L. Rickles  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  1.9  Elect Director Michael H. Wargotz  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Travel + Leisure Co.  TNL  894164102  05/18/2022  3  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1a  Elect Director Kenneth R. Adams  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1b  Elect Director Carl G. Braunlich  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1c  Elect Director Lewis A. Fanger  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1d  Elect Director Eric J. Green  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1e  Elect Director Lynn M. Handler  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1f  Elect Director Michael A. Hartmeier  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1g  Elect Director Daniel R. Lee  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1h  Elect Director Kathleen M. Marshall  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  1i  Elect Director Michael P. Shaunnessy  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  2  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Full House Resorts, Inc.  FLL  359678109  05/19/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Target Hospitality Corp.  TH  87615L107  05/19/2022  1.1  Elect Director Jeffrey Sagansky  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Target Hospitality Corp.  TH  87615L107  05/19/2022  1.2  Elect Director Martin L. Jimmerson  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Target Hospitality Corp.  TH  87615L107  05/19/2022  1.3  Elect Director Pamela H. Patenaude  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Target Hospitality Corp.  TH  87615L107  05/19/2022  2  Declassify the Board of Directors  Management  Yes  For  For
AdvisorShares Hotel ETF  Target Hospitality Corp.  TH  87615L107  05/19/2022  3  Amend Omnibus Stock Plan  Management  Yes  For  For
AdvisorShares Hotel ETF  Target Hospitality Corp.  TH  87615L107  05/19/2022  4  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1a  Elect Director Christopher J. Nassetta  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1b  Elect Director Jonathan D. Gray  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1c  Elect Director Charlene T. Begley  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1d  Elect Director Chris Carr  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1e  Elect Director Melanie L. Healey  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1f  Elect Director Raymond E. Mabus, Jr.  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1g  Elect Director Judith A. McHale  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1h  Elect Director Elizabeth A. Smith  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  1i  Elect Director Douglas M. Steenland  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  2  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Hilton Worldwide Holdings Inc.  HLT  43300A203  05/20/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.1  Elect Director Brian B. Bainum  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.2  Elect Director Stewart W. Bainum, Jr.  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.3  Elect Director William L. Jews  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.4  Elect Director Monte J.M. Koch  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.5  Elect Director Liza K. Landsman  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.6  Elect Director Patrick S. Pacious  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.7  Elect Director Ervin R. Shames  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.8  Elect Director Gordon A. Smith  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.9  Elect Director Maureen D. Sullivan  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.10  Elect Director John P. Tague  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  1.11  Elect Director Donna F. Vieira  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Choice Hotels International, Inc.  CHH  169905106  05/25/2022  3  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Monarch Casino & Resort, Inc.  MCRI  609027107  05/25/2022  1a  Elect Director John Farahi  Management  Yes  For  Against
AdvisorShares Hotel ETF  Monarch Casino & Resort, Inc.  MCRI  609027107  05/25/2022  1b  Elect Director Craig F. Sullivan  Management  Yes  For  For
AdvisorShares Hotel ETF  Monarch Casino & Resort, Inc.  MCRI  609027107  05/25/2022  1c  Elect Director Paul Andrews  Management  Yes  For  For
AdvisorShares Hotel ETF  Monarch Casino & Resort, Inc.  MCRI  609027107  05/25/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  1.1  Elect Director Blake L. Sartini  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  1.2  Elect Director Andy H. Chien  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  1.3  Elect Director Ann D. Dozier  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  1.4  Elect Director Mark A. Lipparelli  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  1.5  Elect Director Anthony A. Marnell, III  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  1.6  Elect Director Terrence L. Wright  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Golden Entertainment, Inc.  GDEN  381013101  05/26/2022  3  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Airbnb, Inc.  ABNB  009066101  06/01/2022  1.1  Elect Director Amrita Ahuja  Management  Yes  For  For
AdvisorShares Hotel ETF  Airbnb, Inc.  ABNB  009066101  06/01/2022  1.2  Elect Director Joseph Gebbia  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Airbnb, Inc.  ABNB  009066101  06/01/2022  1.3  Elect Director Jeffrey Jordan  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Airbnb, Inc.  ABNB  009066101  06/01/2022  2  Ratify PricewaterhouseCoopers LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Airbnb, Inc.  ABNB  009066101  06/01/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1a  Elect Director John F. Brock  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1b  Elect Director Richard D. Fain  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1c  Elect Director Stephen R. Howe, Jr.  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1d  Elect Director William L. Kimsey  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1e  Elect Director Michael O. Leavitt  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1f  Elect Director Jason T. Liberty  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1g  Elect Director Amy McPherson  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1h  Elect Director Maritza G. Montiel  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1i  Elect Director Ann S. Moore  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1j  Elect Director Eyal M. Ofer  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1k  Elect Director William K. Reilly  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1l  Elect Director Vagn O. Sorensen  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1m  Elect Director Donald Thompson  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  1n  Elect Director Arne Alexander Wilhelmsen  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  Against
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  3  Ratify PricewaterhouseCoopers LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Royal Caribbean Cruises Ltd.  RCL  V7780T103  06/02/2022  4  Amend Omnibus Stock Plan  Management  Yes  For  For
AdvisorShares Hotel ETF  Penn National Gaming, Inc.  PENN  707569109  06/07/2022  1.1  Elect Director Barbara Shattuck Kohn  Management  Yes  For  For
AdvisorShares Hotel ETF  Penn National Gaming, Inc.  PENN  707569109  06/07/2022  1.2  Elect Director Ronald J. Naples  Management  Yes  For  For
AdvisorShares Hotel ETF  Penn National Gaming, Inc.  PENN  707569109  06/07/2022  1.3  Elect Director Saul V. Reibstein  Management  Yes  For  For
AdvisorShares Hotel ETF  Penn National Gaming, Inc.  PENN  707569109  06/07/2022  2  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Penn National Gaming, Inc.  PENN  707569109  06/07/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  Against
AdvisorShares Hotel ETF  Penn National Gaming, Inc.  PENN  707569109  06/07/2022  4  Approve Omnibus Stock Plan  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.1  Elect Director Timothy Armstrong  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.2  Elect Director Glenn D. Fogel  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.3  Elect Director Mirian M. Graddick-Weir  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.4  Elect Director Wei Hopeman  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.5  Elect Director Robert J. Mylod, Jr.  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.6  Elect Director Charles H. Noski  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.7  Elect Director Nicholas J. Read  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.8  Elect Director Thomas E. Rothman  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.9  Elect Director Sumit Singh  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.10  Elect Director Lynn Vojvodich Radakovich  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  1.11  Elect Director Vanessa A. Wittman  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  Against
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  3  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  4  Reduce Ownership Threshold for Shareholders to Call Special Meeting  Share Holder  Yes  Against  For
AdvisorShares Hotel ETF  Booking Holdings Inc.  BKNG  09857L108  06/09/2022  5  Report on Climate Change Performance Metrics Into Executive Compensation Program  Share Holder  Yes  Against  Against
AdvisorShares Hotel ETF  Century Casinos, Inc.  CNTY  156492100  06/09/2022  1.1  Elect Director Dinah Corbaci  Management  Yes  For  Against
AdvisorShares Hotel ETF  Century Casinos, Inc.  CNTY  156492100  06/09/2022  1.2  Elect Director Eduard Berger  Management  Yes  For  Against
AdvisorShares Hotel ETF  Century Casinos, Inc.  CNTY  156492100  06/09/2022  2  Ratify Grant Thornton LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Century Casinos, Inc.  CNTY  156492100  06/09/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  1.1  Elect Director Frank J. Fertitta, III  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  1.2  Elect Director Lorenzo J. Fertitta  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  1.3  Elect Director Robert A. Cashell, Jr.  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  1.4  Elect Director Robert E. Lewis  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  1.5  Elect Director James E. Nave  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Red Rock Resorts, Inc.  RRR  75700L108  06/09/2022  3  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1a  Elect Director Samuel Altman  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1b  Elect Director Beverly Anderson  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1c  Elect Director Susan Athey  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1d  Elect Director Chelsea Clinton  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1e  Elect Director Barry Diller  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1f  Elect Director Craig Jacobson  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1g  Elect Director Peter Kern  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1h  Elect Director Dara Khosrowshahi  Management  Yes  For  Withhold
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1i  Elect Director Patricia Menendez Cambo  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1j  Elect Director Alex von Furstenberg  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  1k  Elect Director Julie Whalen  Management  Yes  For  For
AdvisorShares Hotel ETF  Expedia Group, Inc.  EXPE  30212P303  06/16/2022  2  Ratify Ernst & Young LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1a  Elect Director Peter M. Carlino  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1b  Elect Director JoAnne A. Epps  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1c  Elect Director Carol (Lili) Lynton  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1d  Elect Director Joseph W. Marshall, III  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1e  Elect Director James B. Perry  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1f  Elect Director Barry F. Schwartz  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1g  Elect Director Earl C. Shanks  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  1h  Elect Director E. Scott Urdang  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  2  Ratify Deloitte & Touche LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Gaming and Leisure Properties, Inc.  GLPI  36467J108  06/16/2022  3  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  For
AdvisorShares Hotel ETF  Norwegian Cruise Line Holdings Ltd.  NCLH  G66721104  06/16/2022  1a  Elect Director Frank J. Del Rio  Management  Yes  For  For
AdvisorShares Hotel ETF  Norwegian Cruise Line Holdings Ltd.  NCLH  G66721104  06/16/2022  1b  Elect Director Harry C. Curtis  Management  Yes  For  For
AdvisorShares Hotel ETF  Norwegian Cruise Line Holdings Ltd.  NCLH  G66721104  06/16/2022  2  Advisory Vote to Ratify Named Executive Officers’ Compensation  Management  Yes  For  Against
AdvisorShares Hotel ETF  Norwegian Cruise Line Holdings Ltd.  NCLH  G66721104  06/16/2022  3  Amend Omnibus Stock Plan  Management  Yes  For  For
AdvisorShares Hotel ETF  Norwegian Cruise Line Holdings Ltd.  NCLH  G66721104  06/16/2022  4  Ratify PricewaterhouseCoopers LLP as Auditors  Management  Yes  For  For
AdvisorShares Hotel ETF  Norwegian Cruise Line Holdings Ltd.  NCLH  G66721104  06/16/2022  5  Adopt Share Retention Policy For Senior Executives  Share Holder  Yes  Against  For
 

 

 

 

==================== ADVISORSHARES LET BOB A1 POWERED MOMENTUM ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1a   Elect Director Terrence A. Duffy   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1b   Elect Director Timothy S. Bitsberger   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1c   Elect Director Charles P. Carey   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1d   Elect Director Dennis H. Chookaszian   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1e   Elect Director Bryan T. Durkin   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1f   Elect Director Ana Dutra   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1g   Elect Director Martin J. Gepsman   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1h   Elect Director Larry G. Gerdes   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1i   Elect Director Daniel R. Glickman   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1j   Elect Director Daniel G. Kaye   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1k   Elect Director Phyllis M. Lockett   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1l   Elect Director Deborah J. Lucas   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1m   Elect Director Terry L. Savage   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1n   Elect Director Rahael Seifu   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1o   Elect Director William R. Shepard   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1p   Elect Director Howard J. Siegel   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   1q   Elect Director Dennis A. Suskind   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   5   Amend Non-Employee Director Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   CME Group Inc.   CME   12572Q105   05/04/2022   6   Amend Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1a   Elect Director G. Andrea Botta   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1b   Elect Director Jack A. Fusco   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1c   Elect Director Vicky A. Bailey   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1d   Elect Director Patricia K. Collawn   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1e   Elect Director David B. Kilpatrick   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1f   Elect Director Lorraine Mitchelmore   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1g   Elect Director Scott Peak   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1h   Elect Director Donald F. Robillard, Jr.   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1i   Elect Director Neal A. Shear   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   1j   Elect Director Andrew J. Teno   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Cheniere Energy, Inc.   LNG   16411R208   05/12/2022   3   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   WEX Inc.   WEX   96208T104   05/12/2022   1.1   Elect Director Daniel Callahan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   WEX Inc.   WEX   96208T104   05/12/2022   1.2   Elect Director Shikhar Ghosh   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   WEX Inc.   WEX   96208T104   05/12/2022   1.3   Elect Director James (Jim) Neary   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   WEX Inc.   WEX   96208T104   05/12/2022   1.4   Elect Director Melissa Smith   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   WEX Inc.   WEX   96208T104   05/12/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   WEX Inc.   WEX   96208T104   05/12/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1a   Elect Director Abdulaziz F. Al Khayyal   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1b   Elect Director William E. Albrecht   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1c   Elect Director M. Katherine Banks   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1d   Elect Director Alan M. Bennett   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1e   Elect Director Milton Carroll   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1f   Elect Director Earl M. Cummings   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1g   Elect Director Murry S. Gerber   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1h   Elect Director Robert A. Malone   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1i   Elect Director Jeffrey A. Miller   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1j   Elect Director Bhavesh V. (Bob) Patel   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   1k   Elect Director Tobi M. Edwards Young   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Halliburton Company   HAL   406216101   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.1   Elect Director Vincent K. McMahon   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.2   Elect Director Nick Khan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.3   Elect Director Stephanie McMahon Levesque   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.4   Elect Director Paul “Triple H” Levesque   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.5   Elect Director Steve Koonin   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.6   Elect Director Ignace Lahoud   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.7   Elect Director Erika Nardini   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.8   Elect Director Steve Pamon   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.9   Elect Director Connor Schell   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.10   Elect Director Man Jit Singh   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.11   Elect Director Jeffrey R. Speed   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   1.12   Elect Director Alan M. Wexler   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1a   Elect Director Chadwick C. Deaton   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1b   Elect Director Marcela E. Donadio   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1c   Elect Director M. Elise Hyland   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1d   Elect Director Holli C. Ladhani   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1e   Elect Director Brent J. Smolik   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1f   Elect Director Lee M. Tillman   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   1g   Elect Director J. Kent Wells   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Marathon Oil Corporation   MRO   565849106   05/25/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sprouts Farmers Market, Inc.   SFM   85208M102   05/25/2022   1.1   Elect Director Kristen E. Blum   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sprouts Farmers Market, Inc.   SFM   85208M102   05/25/2022   1.2   Elect Director Jack L. Sinclair   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sprouts Farmers Market, Inc.   SFM   85208M102   05/25/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sprouts Farmers Market, Inc.   SFM   85208M102   05/25/2022   3   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sprouts Farmers Market, Inc.   SFM   85208M102   05/25/2022   4   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.1   Elect Director Earl C. (Duke) Austin, Jr.   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.2   Elect Director Doyle N. Beneby   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.3   Elect Director Vincent D. Foster   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.4   Elect Director Bernard Fried   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.5   Elect Director Worthing F. Jackman   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.6   Elect Director Holli C. Ladhani   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.7   Elect Director David M. McClanahan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.8   Elect Director Margaret B. Shannon   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   1.9   Elect Director Martha B. Wyrsch   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Quanta Services, Inc.   PWR   74762E102   05/27/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Mirum Pharmaceuticals, Inc.   MIRM   604749101   06/02/2022   1.1   Elect Director Laura Brege   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Mirum Pharmaceuticals, Inc.   MIRM   604749101   06/02/2022   1.2   Elect Director Michael Grey   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Mirum Pharmaceuticals, Inc.   MIRM   604749101   06/02/2022   1.3   Elect Director Christopher Peetz   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Mirum Pharmaceuticals, Inc.   MIRM   604749101   06/02/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   1.1   Elect Director Kathryn Boor   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   1.2   Elect Director Michael Chambers   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   1.3   Elect Director Douglas S. Ingram   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   1.4   Elect Director Hans Wigzell   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   3   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Sarepta Therapeutics, Inc.   SRPT   803607100   06/02/2022   4   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.1   Elect Director Jerry D. Kaminski   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.2   Elect Director Andrew P. Callahan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.3   Elect Director Olu Beck   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.4   Elect Director Laurence Bodner   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.5   Elect Director Gretchen R. Crist   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.6   Elect Director Rachel P. Cullen   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.7   Elect Director Hugh G. Dineen   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.8   Elect Director Ioannis Skoufalos   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   1.9   Elect Director Craig D. Steeneck   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   2   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   3   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Hostess Brands, Inc.   TWNK   44109J106   06/08/2022   5   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1a   Elect Director Craig Barbarosh   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1b   Elect Director Kim Keck   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1c   Elect Director Cheryl Scott   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1d   Elect Director Frank Williams   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1e   Elect Director Seth Blackley   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1f   Elect Director David Farner   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   1g   Elect Director Peter Grua   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   2   Ratify Deloitte & Touche LLP as Auditor   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Evolent Health, Inc.   EVH   30050B101   06/09/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Amphastar Pharmaceuticals, Inc.   AMPH   03209R103   06/10/2022   1a   Elect Director Jack Yongfeng Zhang   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Amphastar Pharmaceuticals, Inc.   AMPH   03209R103   06/10/2022   1b   Elect Director Richard Prins   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Amphastar Pharmaceuticals, Inc.   AMPH   03209R103   06/10/2022   1c   Elect Director Diane G. Gerst   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Amphastar Pharmaceuticals, Inc.   AMPH   03209R103   06/10/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Amphastar Pharmaceuticals, Inc.   AMPH   03209R103   06/10/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Zeta Global Holdings Corp.   ZETA   98956A105   06/13/2022   1.1   Elect Director William Royan   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Zeta Global Holdings Corp.   ZETA   98956A105   06/13/2022   1.2   Elect Director Jene Elzie   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Zeta Global Holdings Corp.   ZETA   98956A105   06/13/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Pure Storage, Inc.   PSTG   74624M102   06/15/2022   1.1   Elect Director Scott Dietzen   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Pure Storage, Inc.   PSTG   74624M102   06/15/2022   1.2   Elect Director Charles Giancarlo   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Pure Storage, Inc.   PSTG   74624M102   06/15/2022   1.3   Elect Director John Murphy   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Pure Storage, Inc.   PSTG   74624M102   06/15/2022   1.4   Elect Director Greg Tomb   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Pure Storage, Inc.   PSTG   74624M102   06/15/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Pure Storage, Inc.   PSTG   74624M102   06/15/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1a   Elect Director W. Robert Berkley, Jr.   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1b   Elect Director Ronald E. Blaylock   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1c   Elect Director Mary C. Farrell   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   1d   Elect Director Mark L. Shapiro   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   2   Increase Authorized Common Stock   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   W. R. Berkley Corporation   WRB   084423102   06/15/2022   4   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Albireo Pharma, Inc.   ALBO   01345P106   06/16/2022   1.1   Elect Director David Chiswell   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Albireo Pharma, Inc.   ALBO   01345P106   06/16/2022   1.2   Elect Director Davey S. Scoon   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Albireo Pharma, Inc.   ALBO   01345P106   06/16/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   1a   Elect Director Elizabeth A. Altman   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   1b   Elect Director P. Gregory Garrison   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   1c   Elect Director Jonathan J. Judge   Management   Yes   For   Against
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   1d   Elect Director Richard J. Poulton   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   1e   Elect Director Dave B. Stevens   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   1f   Elect Director Carol J. Zierhoffer   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   2   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Allscripts Healthcare Solutions, Inc.   MDRX   01988P108   06/21/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1a   Elect Director Vikram Pandit   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1b   Elect Director Rohit Kapoor   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1c   Elect Director Anne Minto   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1d   Elect Director Som Mittal   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1e   Elect Director Clyde Ostler   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1f   Elect Director Kristy Pipes   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1g   Elect Director Nitin Sahney   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   1h   Elect Director Jaynie Studenmund   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   2   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   ExlService Holdings, Inc.   EXLS   302081104   06/21/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Shockwave Medical, Inc.   SWAV   82489T104   06/23/2022   1.1   Elect Director Doug Godshall   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Shockwave Medical, Inc.   SWAV   82489T104   06/23/2022   1.2   Elect Director F.T. “Jay” Watkins   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Shockwave Medical, Inc.   SWAV   82489T104   06/23/2022   1.3   Elect Director Frederic Moll   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   Shockwave Medical, Inc.   SWAV   82489T104   06/23/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   Shockwave Medical, Inc.   SWAV   82489T104   06/23/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.1   Elect Director Nora A. Aufreiter   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.2   Elect Director Kevin M. Brown   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.3   Elect Director Elaine L. Chao   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.4   Elect Director Anne Gates   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.5   Elect Director Karen M. Hoguet   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.6   Elect Director W. Rodney McMullen   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.7   Elect Director Clyde R. Moore   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.8   Elect Director Ronald L. Sargent   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.9   Elect Director J. Amanda Sourry Knox (Amanda Sourry)   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.10   Elect Director Mark S. Sutton   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   1.11   Elect Director Ashok Vemuri   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   3   Ratify PricewaterhouseCoopers LLC as Auditor   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   5   Report on Efforts to Reduce Plastic Use   Share Holder   Yes   Against   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   6   Report on Human Rights and Protection of Farmworkers   Share Holder   Yes   Against   Against
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   7   Report on Efforts to Eliminate HFCs in Refrigeration and Reduce GHG Emissions   Share Holder   Yes   Against   For
AdvisorShares Let Bob AI Powered Momentum ETF   The Kroger Co.   KR   501044101   06/23/2022   8   Report on Risks to Business Due to Increased Labor Market Pressure   Share Holder   Yes   Against   Against
AdvisorShares Let Bob AI Powered Momentum ETF   CrowdStrike Holdings, Inc.   CRWD   22788C105   06/29/2022   1.1   Elect Director Cary J. Davis   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   CrowdStrike Holdings, Inc.   CRWD   22788C105   06/29/2022   1.2   Elect Director George Kurtz   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   CrowdStrike Holdings, Inc.   CRWD   22788C105   06/29/2022   1.3   Elect Director Laura J. Schumacher   Management   Yes   For   Withhold
AdvisorShares Let Bob AI Powered Momentum ETF   CrowdStrike Holdings, Inc.   CRWD   22788C105   06/29/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
 

 

 

 

==================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ====================

 

REGISTRANT NAME: AdvisorShares

INVESTMENT COMPANY ACT FILE NUMBER: 811-22110

REPORTING PERIOD: 07/01/2021 - 06/30/2022

REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814

NAME OF SERIES (Fund): AdvisorShares Multi-Sector Income ETF

 

Issuer of Portfolio Security Exchange Ticker Symbol CUSIP # Shareholder Meeting Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors Whether Vote Was For or Against Management
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director John F. Finn Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Stephen P. Fisher Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Gary L. French Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Kathleen M. Gallagher Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Robert J. Grassi Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Frankie D. Hughes Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Raymond Kanner Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Thomas P. Lemke Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Lawrence R. Maffia Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Mary E. Martinez Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Marilyn McCoy Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Robert A. Oden, Jr. Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Marian U. Pardo Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Emily A. Youssouf Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Robert F. Deutsch Mgmt Yes For For
JPMorgan Trust II JCPPX ZZZZ00029550 11/23/2021 Elect Director Nina O. Shenker Mgmt Yes For For
 
* Complete for each series of the Registrant, as applicable.
 

 

 

 

==================== ADVISORSHARES PSYCHEDELICS ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   1   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2a   Elect Director Payton Nyquvest   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2b   Elect Director Michael Tan   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2c   Elect Director Larry Timlick   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2d   Elect Director Allen Morishita   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2e   Elect Director Edwin Garner   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   3   Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   4   Approve Omnibus Equity Incentive Plan   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   1   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2a   Elect Director Payton Nyquvest   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2b   Elect Director Michael Tan   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2c   Elect Director Larry Timlick   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2d   Elect Director Allen Morishita   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   2e   Elect Director Edwin Garner   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   3   Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   02/28/2022   4   Approve Omnibus Equity Incentive Plan   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   1.1   Elect Director Ian McDonald   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   1.2   Elect Director Nils Christian Bottler   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   1.3   Elect Director Jeremy Fryzuk   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   1.4   Elect Director Alan Kozikowski   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   1.5   Elect Director Emer Leahy   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   2   Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   3   Re-approve Stock Option Plan   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   Bright Minds Biosciences Inc.   DRUG   10919W108   03/24/2022   4   Re-approve Restricted Share Unit Plan   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   Seelos Therapeutics, Inc.   SEEL   81577F109   05/20/2022   1a   Elect Director Daniel J. O’Connor   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Seelos Therapeutics, Inc.   SEEL   81577F109   05/20/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Seelos Therapeutics, Inc.   SEEL   81577F109   05/20/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   1   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   2   Reelect Michael Auerbach to Supervisory Board   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   3   Reelect Jason Camm to Supervisory Board   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   4   Grant Board Authority to Issue Shares   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   5   Authorize Board to Exclude Preemptive Rights from Share Issuances   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   6   Authorize Repurchase of Shares   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   7   Amend Articles of Association to Provide a Quorum of 33-1/3 Percent of Common Shares at Any General Meeting of Shareholders and Authorization to Implement Such Amendment   Management   Yes   For   For
AdvisorShares Psychedelics ETF   ATAI Life Sciences NV   ATAI   N0731H103   05/25/2022   8   Amend Articles of Association to Include U.S. Federal Forum Selection Clause and Authorization to Implement Such Amendment   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.1   Elect Director Carol A. Vallone   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.2   Elect Director Andreas Krebs   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.3   Elect Director Brigid A. Makes   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.4   Elect Director Robert Barrow   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.5   Elect Director Miri Halperin Wernli   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   3   Eliminate Multiple Voting Shares and Re-designate Subordinate Voting Shares as Common Shares   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.1   Elect Director Carol A. Vallone   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.2   Elect Director Andreas Krebs   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.3   Elect Director Brigid A. Makes   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.4   Elect Director Robert Barrow   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   1.5   Elect Director Miri Halperin Wernli   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Mind Medicine (MindMed) Inc.   MNMD   60255C109   06/01/2022   3   Eliminate Multiple Voting Shares and Re-designate Subordinate Voting Shares as Common Shares   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   06/08/2022   1   Issue Shares in Connection with the Acquisition of Novamind Inc.   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Numinus Wellness Inc.   NUMI   67054W103   06/08/2022   1   Issue Shares in Connection with the Acquisition of Novamind Inc.   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   1   Elect Thomas Lonngren as Director   Management   Yes   For   Against
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   2   Elect Robert McQuade as Director   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   3   Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditors   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   4   Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   5   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   6   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   7   Approve Remuneration Report   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   8   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Psychedelics ETF   Compass Pathways Plc   CMPS   20451W101   06/16/2022   9   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1A   Elect Director Brian P. Burke   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1B   Elect Director Colleen Campbell   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1C   Elect Director Sasha Cucuz   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1D   Elect Director Adrienne Graves   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1E   Elect Director Robert Higgins   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1F   Elect Director Bill Leonard   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1G   Elect Director Adele C. Oliva   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1H   Elect Director Frank Tworecke   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1I   Elect Director Elias Vamvakas   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1A   Elect Director Brian P. Burke   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1B   Elect Director Colleen Campbell   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1C   Elect Director Sasha Cucuz   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1D   Elect Director Adrienne Graves   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1E   Elect Director Robert Higgins   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1F   Elect Director Bill Leonard   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1G   Elect Director Adele C. Oliva   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1H   Elect Director Frank Tworecke   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   1I   Elect Director Elias Vamvakas   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Greenbrook TMS Inc.   GTMS   393704309   06/21/2022   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.1   Elect Director Anthony Durkacz   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.2   Elect Director Zeeshan Saeed   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.3   Elect Director Donal Carroll   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.4   Elect Director Adnan Bashir   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.5   Elect Director Fernando Cugliari   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.6   Elect Director Nitin Kaushal   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.7   Elect Director Lawrence (Larry) Latowsky   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   2   Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.1   Elect Director Anthony Durkacz   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.2   Elect Director Zeeshan Saeed   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.3   Elect Director Donal Carroll   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.4   Elect Director Adnan Bashir   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.5   Elect Director Fernando Cugliari   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.6   Elect Director Nitin Kaushal   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.7   Elect Director Lawrence (Larry) Latowsky   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   2   Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.1   Elect Director Anthony Durkacz   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.2   Elect Director Zeeshan Saeed   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.3   Elect Director Donal Carroll   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.4   Elect Director Adnan Bashir   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.5   Elect Director Fernando Cugliari   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.6   Elect Director Nitin Kaushal   Management   Yes   For   For
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   1.7   Elect Director Lawrence (Larry) Latowsky   Management   Yes   For   Withhold
AdvisorShares Psychedelics ETF   FSD Pharma Inc.   HUGE   35954B206   06/23/2022   2   Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Field Trip Health Ltd.   FTRP   31656R102   06/27/2022   1   Approve Spin-Out of Field Trip Clinics Business into Field Trip Health & Wellness Ltd., a Wholly-Owned Subsidiary of the Company   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Field Trip Health Ltd.   FTRP   31656R102   06/27/2022   2   Approval of the Concurrent Financing   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Field Trip Health Ltd.   FTRP   31656R102   06/27/2022   3   Approve SpinCo Stock Option Plan   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Field Trip Health Ltd.   FTRP   31656R102   06/27/2022   1   Approve Spin-Out of Field Trip Clinics Business into Field Trip Health & Wellness Ltd., a Wholly-Owned Subsidiary of the Company   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Field Trip Health Ltd.   FTRP   31656R102   06/27/2022   2   Approval of the Concurrent Financing   Management   Yes   For   For
AdvisorShares Psychedelics ETF   Field Trip Health Ltd.   FTRP   31656R102   06/27/2022   3   Approve SpinCo Stock Option Plan   Management   Yes   For   For
 

 

 

 

==================== ADVISORSHARES PURE CANNABIS ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   1   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   2.1   Elect Director Oren Shuster   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   2.2   Elect Director Marc Lustig   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   2.3   Elect Director Vivian Bercovici   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   2.4   Elect Director Haleli Barath   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   2.5   Elect Director Brian Schinderle   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   3   Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   IM Cannabis Corp.   IMCC   44969Q208   07/28/2021   4   Approve Stock Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   1a   Elect Director Peter Gray   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   1b   Elect Director Kenneth W. O’Keefe   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   1c   Elect Director Mark D. Smith   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   1d   Elect Director Catherine A. Sohn   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   2   Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   4   Renew the Board’s Authority to Issue Shares Under Irish Law   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   5   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   07/29/2021   6   Adjourn Meeting   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.1   Elect Director Armando Anido   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.2   Elect Director John P. Butler   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.3   Elect Director Warren D. Cooper   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.4   Elect Director William J. Federici   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.5   Elect Director Daniel L. Kisner   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.6   Elect Director Kenneth I. Moch   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.7   Elect Director Pamela Stephenson   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   3   Amend Charter to Add Federal Forum Selection Provision   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   5   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.1   Elect Director Aaron LoCascio   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.2   Elect Director Adam Schoenfeld   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.3   Elect Director Neil Closner   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.4   Elect Director Richard Taney   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.5   Elect Director Jeff Uttz   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   3   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   4   Increase Authorized Common Stock and Eliminate Class C Common Stock   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   5   Issue Shares in Connection with Merger   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   6   Amend Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   7   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.1   Elect Director John M. Moretz   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.2   Elect Director Michael Cammarata   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.3   Elect Director Ronald Denis   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.4   Elect Director Joseph Buaron   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.5   Elect Director Michael A. de Geus   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.6   Elect Director Julie Phillips   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   3   Re-approve Stock Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   4   Re-approve Equity Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.1   Elect Director John M. Moretz   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.2   Elect Director Michael Cammarata   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.3   Elect Director Ronald Denis   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.4   Elect Director Joseph Buaron   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.5   Elect Director Michael A. de Geus   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   1.6   Elect Director Julie Phillips   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   3   Re-approve Stock Option Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Neptune Wellness Solutions Inc.   NEPT   64079L105   08/26/2021   4   Re-approve Equity Incentive Plan   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   09/10/2021   1   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   09/10/2021   2   Opt Out of Section 203 of the Delaware General Corporation Law   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   09/10/2021   3   Provide Right to Act by Written Consent   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   09/10/2021   4   Amend Certificate of Incorporation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   09/10/2021   5   Eliminate Certain Provisions in Relation to Status as a Controlled Company   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   09/10/2021   6   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1A   Elect Director Judy A. Schmeling   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1B   Elect Director David Klein   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1C   Elect Director Robert L. Hanson   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1D   Elect Director David Lazzarato   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1E   Elect Director William A. Newlands   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1F   Elect Director James A. Sabia, Jr.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1G   Elect Director Theresa Yanofsky   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   3   Amend By-laws   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1A   Elect Director Judy A. Schmeling   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1B   Elect Director David Klein   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1C   Elect Director Robert L. Hanson   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1D   Elect Director David Lazzarato   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1E   Elect Director William A. Newlands   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1F   Elect Director James A. Sabia, Jr.   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   1G   Elect Director Theresa Yanofsky   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   3   Amend By-laws   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Canopy Growth Corporation   WEED   138035100   09/14/2021   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   09/23/2021   1   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Jazz Pharmaceuticals plc   JAZZ   G50871105   09/23/2021   2   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1a   Elect Director Narbe Alexandrian   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1b   Elect Director Asha Daniere   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1c   Elect Director Richard Mavrinac   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1d   Elect Director Joseph Mimran   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1e   Elect Director Chris Hagedorn   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1f   Elect Director Mark Sims   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1g   Elect Director Gary Vaynerchuk   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   3   Approve Advance Notice Requirement   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.1   Elect Director Brendan Kennedy   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.2   Elect Director John M. Herhalt   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.3   Elect Director Walter Robb   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.4   Elect Director Jodi Butts   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.5   Elect Director David Hopkinson   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.6   Elect Director Thomas Looney   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.7   Elect Director Irwin D. Simon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.8   Elect Director Renah Persofsky   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   1.9   Elect Director David Clanachan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Tilray, Inc.   TLRY   88688T100   11/22/2021   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106   12/30/2021   1   Fix Number of Directors at Three   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106   12/30/2021   2.1   Elect Director Jim Heppell   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106   12/30/2021   2.2   Elect Director Punit Dhillon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106   12/30/2021   2.3   Elect Director Sukhwinder (Bobby) Rai   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Emerald Health Therapeutics, Inc.   EMH   29102R106   12/30/2021   3   Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   InterCure Ltd.   INCR   M549GJ111   12/30/2021   1   Reelect Lennie Michelson Grinbaum as External Director   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   InterCure Ltd.   INCR   M549GJ111   12/30/2021   2   Reelect Gideon Hirschfeld as External Director   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   InterCure Ltd.   INCR   M549GJ111   12/30/2021   3   Transact Other Business (Non-Voting)   Management   Yes        
AdvisorShares Pure Cannabis ETF   InterCure Ltd.   INCR   M549GJ111   12/30/2021   A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   Management   Yes   None   Against
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   1.1   Elect Director Martin A. Sumichrast   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   1.2   Elect Director R. Scott Coffman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   1.3   Elect Director Bakari Sellers   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   1.4   Elect Director William F. Raines, III   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   1.5   Elect Director Peter Ghiloni   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   1.6   Elect Director Scott G. Stephen   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   cbdMD, Inc.   YCBD   12482W101   03/11/2022   2   Ratify Cherry Bekaert LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.1   Elect Director Alan Gold   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.2   Elect Director Gary Kreitzer   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.3   Elect Director Mary Curran   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.4   Elect Director Scott Shoemaker   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.5   Elect Director Paul Smithers   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.6   Elect Director David Stecher   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   2   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   1A   Elect Director Michael A. DeGiglio   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   1B   Elect Director John P. Henry   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   1C   Elect Director David Holewinski   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   1D   Elect Director John R. McLernon   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   1E   Elect Director Stephen C. Ruffini   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   1F   Elect Director Christopher C. Woodward   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   3   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   4   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Village Farms International, Inc.   VFF   92707Y108   05/24/2022   5   Approve Continuance of Company [CBCA to OBCA]   Management   Yes   For   Against
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.1   Elect Director Raymond Chang   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.2   Elect Director Guichao Hua   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.3   Elect Director Timothy Mahoney   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.4   Elect Director Thomas Massie   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.5   Elect Director Leonard J. Sokolow   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.6   Elect Director Krishnan Varier   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.7   Elect Director Stuart Wilcox   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   2   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   3   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   4   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   5   Ratify Marcum, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WM Technology, Inc.   MAPS   92971A109   06/21/2022   1.1   Elect Director Christopher Beals   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   WM Technology, Inc.   MAPS   92971A109   06/21/2022   1.2   Elect Director Fiona Tan   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   WM Technology, Inc.   MAPS   92971A109   06/21/2022   1.3   Elect Director Anthony Bay   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WM Technology, Inc.   MAPS   92971A109   06/21/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   WM Technology, Inc.   MAPS   92971A109   06/21/2022   3   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Pure Cannabis ETF   WM Technology, Inc.   MAPS   92971A109   06/21/2022   4   Ratify Baker Tilly US, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   1   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   2a   Elect Director John Held   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   2b   Elect Director Jacques Tortoroli   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   2c   Elect Director Jean Birch   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   2d   Elect Director Susan Vogt   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   2e   Elect Director Tim Saunders   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Charlotte’s Web Holdings, Inc.   CWEB   16106R109   06/22/2022   3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.1   Elect Director Darren Lampert   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.2   Elect Director Michael Salaman   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.3   Elect Director Eula Adams   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.4   Elect Director Stephen Aiello   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.5   Elect Director Paul Ciasullo   Management   Yes   For   Withhold
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   3   Advisory Vote on Say on Pay Frequency   Management   Yes   Two Years   One Year
AdvisorShares Pure Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   4   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Clever Leaves Holdings Inc.   CLVR   186760104   06/24/2022   1a   Elect Director Andres Fajardo   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Clever Leaves Holdings Inc.   CLVR   186760104   06/24/2022   1b   Elect Director Elisabeth DeMarse   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Clever Leaves Holdings Inc.   CLVR   186760104   06/24/2022   1c   Elect Director Gary M. Julien   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Clever Leaves Holdings Inc.   CLVR   186760104   06/24/2022   1d   Elect Director George J. Schultze   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Clever Leaves Holdings Inc.   CLVR   186760104   06/24/2022   1e   Elect Director William Muecke   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Clever Leaves Holdings Inc.   CLVR   186760104   06/24/2022   2   Ratify BDO Canada LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.1   Elect Director David Elsley   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.2   Elect Director Jennifer Chao   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.3   Elect Director Michael Willner   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.4   Elect Director Colin Stott   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.5   Elect Director Peter Pekos   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.6   Elect Director Guillermo Torre-Amione   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.7   Elect Director Chris Waddick   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   1.8   Elect Director Teri Loxam   Management   Yes   For   For
AdvisorShares Pure Cannabis ETF   Cardiol Therapeutics Inc.   CRDL   14161Y200   06/28/2022   2   Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
 

 

 

 

==================== ADVISORSHARES PURE US CANNABIS ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.1   Elect Director Armando Anido   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.2   Elect Director John P. Butler   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.3   Elect Director Warren D. Cooper   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.4   Elect Director William J. Federici   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.5   Elect Director Daniel L. Kisner   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.6   Elect Director Kenneth I. Moch   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   1.7   Elect Director Pamela Stephenson   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   3   Amend Charter to Add Federal Forum Selection Provision   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Zynerba Pharmaceuticals, Inc.   ZYNE   98986X109   08/03/2021   5   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.1   Elect Director Aaron LoCascio   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.2   Elect Director Adam Schoenfeld   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.3   Elect Director Neil Closner   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.4   Elect Director Richard Taney   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   1.5   Elect Director Jeff Uttz   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   3   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   4   Increase Authorized Common Stock and Eliminate Class C Common Stock   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   5   Issue Shares in Connection with Merger   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   6   Amend Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Pure US Cannabis ETF   Greenlane Holdings, Inc.   GNLN   395330103   08/26/2021   7   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1a   Elect Director Narbe Alexandrian   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1b   Elect Director Asha Daniere   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1c   Elect Director Richard Mavrinac   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1d   Elect Director Joseph Mimran   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1e   Elect Director Chris Hagedorn   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1f   Elect Director Mark Sims   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   1g   Elect Director Gary Vaynerchuk   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   RIV Capital Inc.   RIV   768014102   09/30/2021   3   Approve Advance Notice Requirement   Management   Yes   For   Against
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.1   Elect Director Alan Gold   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.2   Elect Director Gary Kreitzer   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.3   Elect Director Mary Curran   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.4   Elect Director Scott Shoemaker   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.5   Elect Director Paul Smithers   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   1.6   Elect Director David Stecher   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   2   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Innovative Industrial Properties, Inc.   IIPR   45781V101   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   AFC Gamma, Inc.   AFCG   00109K105   05/19/2022   1.1   Elect Director Jodi Hanson Bond   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   AFC Gamma, Inc.   AFCG   00109K105   05/19/2022   1.2   Elect Director Jonathan Kalikow   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   AFC Gamma, Inc.   AFCG   00109K105   05/19/2022   1.3   Elect Director Robert Levy   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   AFC Gamma, Inc.   AFCG   00109K105   05/19/2022   2   Ratify CohnReznick LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209   06/07/2022   1a   Elect Director Renah Persofsky   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209   06/07/2022   1b   Elect Director Melisa Denis   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209   06/07/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Hydrofarm Holdings Group, Inc.   HYFM   44888K209   06/07/2022   3   Advisory Vote on Say on Pay Frequency   Management   Yes   Two Years   One Year
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.1   Elect Director Raymond Chang   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.2   Elect Director Guichao Hua   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.3   Elect Director Timothy Mahoney   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.4   Elect Director Thomas Massie   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.5   Elect Director Leonard J. Sokolow   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.6   Elect Director Krishnan Varier   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   1.7   Elect Director Stuart Wilcox   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   2   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   3   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   4   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   Agrify Corporation   AGFY   00853E107   06/08/2022   5   Ratify Marcum, LLP as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.1   Elect Director Bradley J. Nattrass   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.2   Elect Director James H. Dennedy   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.3   Elect Director James R. Lowe   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.4   Elect Director Lewis O. Wilks   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.5   Elect Director Anita Britt   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.6   Elect Director David Hsu   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.7   Elect Director Sonia Lo   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   2   Ratify BF Borgers CPA PC as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.1   Elect Director Bradley J. Nattrass   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.2   Elect Director James H. Dennedy   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.3   Elect Director James R. Lowe   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.4   Elect Director Lewis O. Wilks   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.5   Elect Director Anita Britt   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.6   Elect Director David Hsu   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   1.7   Elect Director Sonia Lo   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   urban-gro, Inc.   UGRO   91704K202   06/15/2022   2   Ratify BF Borgers CPA PC as Auditors   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.1   Elect Director Darren Lampert   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.2   Elect Director Michael Salaman   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.3   Elect Director Eula Adams   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.4   Elect Director Stephen Aiello   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   1.5   Elect Director Paul Ciasullo   Management   Yes   For   Withhold
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   3   Advisory Vote on Say on Pay Frequency   Management   Yes   Two Years   One Year
AdvisorShares Pure US Cannabis ETF   GrowGeneration, Corp.   GRWG   39986L109   06/23/2022   4   Ratify Grant Thornton LLP as Auditors   Management   Yes   For   For
 

 

 

 

==================== ADVISORSHARES RESTAURANT ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares Restaurant ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   1.1   Elect Director Starlette Johnson   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   1.2   Elect Director Randall DeWitt   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   3   Ratify RSM US LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.1   Elect Director Eric S. Langan   Management   Yes   For   For
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.2   Elect Director Travis Reese   Management   Yes   For   For
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.3   Elect Director Luke Lirot   Management   Yes   For   For
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.4   Elect Director Yura Barabash   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.5   Elect Director Elaine J. Martin   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.6   Elect Director Arthur Allan Priaulx   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   2   Ratify Friedman LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   4   Other Business   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.1   Elect Director Margaret Shan Atkins   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.2   Elect Director James P. Fogarty   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.3   Elect Director Cynthia T. Jamison   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.4   Elect Director Eugene I. Lee, Jr.   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.5   Elect Director Nana Mensah   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.6   Elect Director William S. Simon   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.7   Elect Director Charles M. Sonsteby   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   1.8   Elect Director Timothy J. Wilmott   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   3   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   4   Amend Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Darden Restaurants, Inc.   DRI   237194105   09/22/2021   5   Adopt Share Retention Policy For Senior Executives - Withdrawn Resolutioin   Share Holder   Yes        
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.1   Elect Director Joseph M. DePinto   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.2   Elect Director Frances L. Allen   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.3   Elect Director Cynthia L. Davis   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.4   Elect Director Harriet Edelman   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.5   Elect Director William T. Giles   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.6   Elect Director James C. Katzman   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.7   Elect Director Alexandre G. Macedo   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.8   Elect Director Prashant N. Ranade   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   1.9   Elect Director Wyman T. Roberts   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Brinker International, Inc.   EAT   109641100   11/18/2021   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.1   Elect Director Thomas H. Barr   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.2   Elect Director Carl T. Berquist   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.3   Elect Director Sandra B. Cochran   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.4   Elect Director Meg G. Crofton   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.5   Elect Director Gilbert R. Davila   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.6   Elect Director William W. McCarten   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.7   Elect Director Coleman H. Peterson   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.8   Elect Director Gisel Ruiz   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.9   Elect Director Darryl L. (Chip) Wade   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   1.10   Elect Director Andrea M. Weiss   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   3   Adopt, Renew or Amend Shareholder Rights Plan (Poison Pill)   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   4   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Cracker Barrel Old Country Store, Inc.   CBRL   22410J106   11/18/2021   5   Allow Shareholder Meetings to be Held in Virtual-Only Format   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1a   Elect Director David L. Goebel   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1b   Elect Director Darin S. Harris   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1c   Elect Director Sharon P. John   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1d   Elect Director Madeleine A. Kleiner   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1e   Elect Director Michael W. Murphy   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1f   Elect Director James M. Myers   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1g   Elect Director David M. Tehle   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1h   Elect Director Vivien M. Yeung   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   5   Allow Shareholder Meetings to be Held in Virtual Format   Share Holder   Yes   None   For
AdvisorShares Restaurant ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   6   Report on Sustainable Packaging   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   Del Taco Restaurants, Inc.   TACO   245496104   03/07/2022   1   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares Restaurant ETF   Del Taco Restaurants, Inc.   TACO   245496104   03/07/2022   2   Advisory Vote on Golden Parachutes   Management   Yes   For   For
AdvisorShares Restaurant ETF   Del Taco Restaurants, Inc.   TACO   245496104   03/07/2022   3   Adjourn Meeting   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1a   Elect Director Richard E. Allison, Jr.   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1b   Elect Director Andrew Campion   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1c   Elect Director Mary N. Dillon   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1d   Elect Director Isabel Ge Mahe   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1e   Elect Director Mellody Hobson   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1f   Elect Director Kevin R. Johnson   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1g   Elect Director Jorgen Vig Knudstorp   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1h   Elect Director Satya Nadella   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1i   Elect Director Joshua Cooper Ramo   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1j   Elect Director Clara Shih   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   1k   Elect Director Javier G. Teruel   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   2   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   4   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Starbucks Corporation   SBUX   855244109   03/16/2022   5   Report on Prevention of Harassment and Discrimination in the Workplace   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.1   Elect Director David A. Brandon   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.2   Elect Director C. Andrew Ballard   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.3   Elect Director Andrew B. Balson   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.4   Elect Director Corie S. Barry   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.5   Elect Director Diana F. Cantor   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.6   Elect Director Richard L. Federico   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.7   Elect Director James A. Goldman   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.8   Elect Director Patricia E. Lopez   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   1.9   Elect Director Russell J. Weiner   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1a   Elect Director Christopher L. Coleman   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1b   Elect Director Olivia F. Kirtley   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1c   Elect Director Laurette T. Koellner   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1d   Elect Director Robert M. Lynch   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1e   Elect Director Jocelyn C. Mangan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1f   Elect Director Sonya E. Medina   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1g   Elect Director Shaquille R. O’Neal   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1h   Elect Director Anthony M. Sanfilippo   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   1i   Elect Director Jeffrey C. Smith   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Papa John’s International, Inc.   PZZA   698813102   04/26/2022   4   Report on Use of Pig Gestation Crates   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   Arcos Dorados Holdings Inc.   ARCO   G0457F107   04/29/2022   1   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares Restaurant ETF   Arcos Dorados Holdings Inc.   ARCO   G0457F107   04/29/2022   2   Ratify E&Y (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global) as Auditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Arcos Dorados Holdings Inc.   ARCO   G0457F107   04/29/2022   3.1   Elect Director Annette Franqui   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Arcos Dorados Holdings Inc.   ARCO   G0457F107   04/29/2022   3.2   Elect Director Cristina Presz Palmaka   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Arcos Dorados Holdings Inc.   ARCO   G0457F107   04/29/2022   3.3   Elect Director Carlos Hernandez-Artigas   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Arcos Dorados Holdings Inc.   ARCO   G0457F107   04/29/2022   3.4   Elect Director Marcelo Rabach   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.1   Elect Director Michael A. Crawford   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.2   Elect Director Donna E. Epps   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.3   Elect Director Gregory N. Moore   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.4   Elect Director Gerald L. Morgan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.5   Elect Director Curtis A. Warfield   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.6   Elect Director Kathleen M. Widmer   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   1.7   Elect Director James R. Zarley   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Texas Roadhouse, Inc.   TXRH   882681109   05/12/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.1   Elect Director Albert S. Baldocchi   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.2   Elect Director Matthew A. Carey   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.3   Elect Director Gregg L. Engles   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.4   Elect Director Patricia Fili-Krushel   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.5   Elect Director Mauricio Gutierrez   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.6   Elect Director Robin Hickenlooper   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.7   Elect Director Scott Maw   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.8   Elect Director Brian Niccol   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   1.9   Elect Director Mary Winston   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   4   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   5   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   6   Oversee and Report a Racial Equity Audit   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   Chipotle Mexican Grill, Inc.   CMG   169656105   05/18/2022   7   Report on Effectiveness of Diversity Equity and Inclusion Efforts and Metrics   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1a   Elect Director Bernadette S. Aulestia   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1b   Elect Director Olu Beck   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1c   Elect Director Gregg R. Dedrick   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1d   Elect Director Jose M. Gutierrez   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1e   Elect Director Brenda J. Lauderback   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1f   Elect Director John C. Miller   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1g   Elect Director Donald C. Robinson   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1h   Elect Director Laysha Ward   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   1i   Elect Director F. Mark Wolfinger   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Denny’s Corporation   DENN   24869P104   05/18/2022   4   Report on the Feasibility of Increasing Tipped Workers’ Wages   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   1.1   Elect Director Emanuel P.N. Hilario   Management   Yes   For   For
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   1.2   Elect Director Jonathan Segal   Management   Yes   For   For
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   1.1   Elect Director Susan Lintonsmith   Management   Yes   For   For
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   1.2   Elect Director Haydee Olinger   Management   Yes   For   For
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares Restaurant ETF   The ONE Group Hospitality, Inc.   STKS   88338K103   05/18/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   Against
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.1   Elect Director Nelson Peltz   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.2   Elect Director Peter W. May   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.3   Elect Director Matthew H. Peltz   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.4   Elect Director Kristin A. Dolan   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.5   Elect Director Kenneth W. Gilbert   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.6   Elect Director Richard H. Gomez   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.7   Elect Director Joseph A. Levato   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.8   Elect Director Michelle “Mich” J. Mathews-Spradlin   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.9   Elect Director Todd A. Penegor   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.10   Elect Director Peter H. Rothschild   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   1.11   Elect Director Arthur B. Winkleblack   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Wendy’s Company   WEN   95058W100   05/18/2022   4   Report on Use of Gestation Stalls in Pork Supply Chain   Share Holder   Yes   None   Against
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1A   Elect Director David Overton   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1B   Elect Director Edie A. Ames   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1C   Elect Director Alexander L. Cappello   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1D   Elect Director Khanh Collins   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1E   Elect Director Paul D. Ginsberg   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1F   Elect Director Jerome I. Kransdorf   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1G   Elect Director Janice L. Meyer   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1H   Elect Director Laurence B. Mindel   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1I   Elect Director David B. Pittaway   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   1J   Elect Director Herbert Simon   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   3   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares Restaurant ETF   The Cheesecake Factory Incorporated   CAKE   163072101   05/19/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.1   Elect Director Lloyd Dean   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.2   Elect Director Robert Eckert   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.3   Elect Director Catherine Engelbert   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.4   Elect Director Margaret Georgiadis   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.5   Elect Director Enrique Hernandez, Jr.   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.6   Elect Director Christopher Kempczinski   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.7   Elect Director Richard Lenny   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.8   Elect Director John Mulligan   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.9   Elect Director Sheila Penrose   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.10   Elect Director John Rogers, Jr.   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.11   Elect Director Paul Walsh   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.12   Elect Director Miles White   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   5   Report on Efforts to Reduce Plastic Use   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   6   Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   7   Report on Use of Gestation Stalls in Pork Supply Chain   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   8   Report on Third-Party Civil Rights Audit   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   9   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   For
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   10   Issue Transparency Report on Global Public Policy and Political Influence   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.1   Elect Director Leslie Samuelrich   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.2   Elect Director Maisie Lucia Ganzler   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.3   Management Nominee Lloyd Dean   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.4   Management Nominee Robert Eckert   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.5   Management Nominee Catherine Engelbert   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.6   Management Nominee Margaret Georgiadis   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.7   Management Nominee Enrique Hernandez, Jr.   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.8   Management Nominee Christopher Kempczinski   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.9   Management Nominee John Mulligan   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.10   Management Nominee John Rogers, Jr.   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.11   Management Nominee Paul Walsh   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.12   Management Nominee Miles White   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   Against   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   5   Report on Efforts to Reduce Plastic Use   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   6   Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   7   Report on Use of Gestation Stalls in Pork Supply Chain   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   8   Report on Third-Party Civil Rights Audit   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   9   Report on Lobbying Payments and Policy   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   10   Issue Transparency Report on Global Public Policy and Political Influence   Share Holder   Yes   For   Do Not Vote
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   1a   Elect Director Travis Boersma   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   1b   Elect Director Shelley Broader   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   1c   Elect Director Thomas Davis   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   1d   Elect Director Kathryn George   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   1e   Elect Director Stephen Gillett   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   1f   Elect Director Jonathan “Joth” Ricci   Management   Yes   For   Against
AdvisorShares Restaurant ETF   Dutch Bros, Inc.   BROS   26701L100   06/01/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   El Pollo Loco Holdings, Inc.   LOCO   268603107   06/07/2022   1.1   Elect Director Nancy Faginas-Cody   Management   Yes   For   For
AdvisorShares Restaurant ETF   El Pollo Loco Holdings, Inc.   LOCO   268603107   06/07/2022   1.2   Elect Director Douglas J. Babb   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   El Pollo Loco Holdings, Inc.   LOCO   268603107   06/07/2022   1.3   Elect Director William R. Floyd   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   El Pollo Loco Holdings, Inc.   LOCO   268603107   06/07/2022   1.4   Elect Director Dean C. Kehler   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   El Pollo Loco Holdings, Inc.   LOCO   268603107   06/07/2022   2   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   El Pollo Loco Holdings, Inc.   LOCO   268603107   06/07/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   1   Fix Number of Directors at Five   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   2.1   Elect Director Jeffery Crivello   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   2.2   Elect Director Charles E. Davidson   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   2.3   Elect Director Peter O. Haeg   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   2.4   Elect Director Rachel Maga   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   2.5   Elect Director Bryan L. Wolff   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   3   Ratify Schechter, Dokken, Kanter, Andrews & Selcer, Ltd. as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   BBQ Holdings, Inc.   BBQ   05551A109   06/14/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.1   Elect Director Alexandre Behring   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.2   Elect Director Joao M. Castro-Neves   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.3   Elect Director Maximilien de Limburg Stirum   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.4   Elect Director Paul J. Fribourg   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.5   Elect Director Neil Golden   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.6   Elect Director Ali Hedayat   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.7   Elect Director Golnar Khosrowshahi   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.8   Elect Director Marc Lemann   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.9   Elect Director Jason Melbourne   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.10   Elect Director Giovanni (John) Prato   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.11   Elect Director Daniel S. Schwartz   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   1.12   Elect Director Thecla Sweeney   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   3   Approve KPMG LLP asAuditors and Authorize Board to Fix Their Remuneration   Management   Yes   For   For
AdvisorShares Restaurant ETF   Restaurant Brands International Inc.   QSR   76131D103   06/15/2022   4   Report on Business Strategy in the Face of Labor Market Pressure   Share Holder   Yes   Against   Against
AdvisorShares Restaurant ETF   Shake Shack Inc.   SHAK   819047101   06/15/2022   1.1   Elect Director Daniel Meyer   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Shake Shack Inc.   SHAK   819047101   06/15/2022   1.2   Elect Director Anna Fieler   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Shake Shack Inc.   SHAK   819047101   06/15/2022   1.3   Elect Director Jeff Flug   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Shake Shack Inc.   SHAK   819047101   06/15/2022   2   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Shake Shack Inc.   SHAK   819047101   06/15/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.1   Elect Director Neil Blumenthal   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.2   Elect Director Julie Bornstein   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.3   Elect Director Cliff Burrows   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.4   Elect Director Nicolas Jammet   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.5   Elect Director Valerie Jarrett   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.6   Elect Director Youngme Moon   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.7   Elect Director Jonathan Neman   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.8   Elect Director Nathaniel Ru   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   1.9   Elect Director Bradley Singer   Management   Yes   For   Withhold
AdvisorShares Restaurant ETF   Sweetgreen, Inc.   SG   87043Q108   06/15/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.1   Elect Director James P. Chambers   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.2   Elect Director Hamish A. Dodds   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.3   Elect Director Michael J. Griffith   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.4   Elect Director Gail Mandel   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.5   Elect Director Atish Shah   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.6   Elect Director Kevin M. Sheehan   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   1.7   Elect Director Jennifer Storms   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Dave & Buster’s Entertainment, Inc.   PLAY   238337109   06/16/2022   4   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104   06/17/2022   1a   Elect Director Paulo A. Pena   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104   06/17/2022   1b   Elect Director Matthew Perelman   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104   06/17/2022   1c   Elect Director John D. Smith   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104   06/17/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares Restaurant ETF   Carrols Restaurant Group, Inc.   TAST   14574X104   06/17/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
 

 

 

 

==================== ADVISORSHARES VICE ETF ====================

 

Fund Name   Company Name   Ticker   Primary CUSIP   Meeting Date   Proposal Number   Proposal Text   Proponent   Voted   Management Recommendation   Vote Instruction
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.1   Elect Director Christy Clark   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.2   Elect Director Jennifer M. Daniels   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.3   Elect Director Nicholas I. Fink   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.4   Elect Director Jerry Fowden   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.5   Elect Director Ernesto M. Hernandez   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.6   Elect Director Susan Somersille Johnson   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.7   Elect Director James A. Locke, III   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.8   Elect Director Jose Manuel Madero Garza   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.9   Elect Director Daniel J. McCarthy   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.10   Elect Director William A. Newlands   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.11   Elect Director Richard Sands   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.12   Elect Director Robert Sands   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   1.13   Elect Director Judy A. Schmeling   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   2   Ratify KPMG LLP as Auditor   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Constellation Brands, Inc.   STZ   21036P108   07/20/2021   4   Adopt a Policy on Board Diversity   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   1.1   Elect Director Starlette Johnson   Management   Yes   For   For
AdvisorShares VICE ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   1.2   Elect Director Randall DeWitt   Management   Yes   For   For
AdvisorShares VICE ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Chuy’s Holdings, Inc.   CHUY   171604101   07/29/2021   3   Ratify RSM US LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109   08/03/2021   1.1   Elect Director Diana F. Cantor   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109   08/03/2021   1.2   Elect Director Robert C. Sledd   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109   08/03/2021   1.3   Elect Director Thomas H. Tullidge, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109   08/03/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Universal Corporation   UVV   913456109   08/03/2021   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.1   Elect Director Eric S. Langan   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.2   Elect Director Travis Reese   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.3   Elect Director Luke Lirot   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.4   Elect Director Yura Barabash   Management   Yes   For   Withhold
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.5   Elect Director Elaine J. Martin   Management   Yes   For   Withhold
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   1.6   Elect Director Arthur Allan Priaulx   Management   Yes   For   Withhold
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   2   Ratify Friedman LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   RCI Hospitality Holdings, Inc.   RICK   74934Q108   09/14/2021   4   Other Business   Management   Yes   For   Against
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.1   Elect Director Strauss Zelnick   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.2   Elect Director Michael Dornemann   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.3   Elect Director J Moses   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.4   Elect Director Michael Sheresky   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.5   Elect Director LaVerne Srinivasan   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.6   Elect Director Susan Tolson   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.7   Elect Director Paul Viera   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   1.8   Elect Director Roland Hernandez   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   3   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   09/14/2021   4   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.1   Elect Director Robert L. Scott   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.2   Elect Director Michael F. Golden   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.3   Elect Director Anita D. Britt   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.4   Elect Director Fred M. Diaz   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.5   Elect Director John B. Furman   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.6   Elect Director Barry M. Monheit   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.7   Elect Director Mark P. Smith   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   1.8   Elect Director Denis G. Suggs   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   4   Approve Qualified Employee Stock Purchase Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Smith & Wesson Brands, Inc.   SWBI   831754106   09/27/2021   5   Adopt a Comprehensive Human Rights Policy   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   1   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   2   Approve Remuneration Report   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   3   Approve Final Dividend   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   4   Elect Lavanya Chandrashekar as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   5   Elect Valerie Chapoulaud-Floquet as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   6   Elect Sir John Manzoni as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   7   Elect Ireena Vittal as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   8   Re-elect Melissa Bethell as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   9   Re-elect Javier Ferran as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   10   Re-elect Susan Kilsby as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   11   Re-elect Lady Mendelsohn as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   12   Re-elect Ivan Menezes as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   13   Re-elect Alan Stewart as Director   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   14   Reappoint PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   15   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   16   Authorise UK Political Donations and Expenditure   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   17   Authorise Issue of Equity   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   18   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   19   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   For
AdvisorShares VICE ETF   Diageo Plc   DGE   G42089113   09/30/2021   20   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   10/29/2021   1   Issue Shares in Connection with Merger   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   10/29/2021   2   Adjourn Meeting   Management   Yes   For   For
AdvisorShares VICE ETF   The Duckhorn Portfolio, Inc.   NAPA   26414D106   01/18/2022   1a   Elect Director Alex Ryan   Management   Yes   For   Against
AdvisorShares VICE ETF   The Duckhorn Portfolio, Inc.   NAPA   26414D106   01/18/2022   1b   Elect Director Daniel Costello   Management   Yes   For   Against
AdvisorShares VICE ETF   The Duckhorn Portfolio, Inc.   NAPA   26414D106   01/18/2022   1c   Elect Director Deirdre Mahlan   Management   Yes   For   For
AdvisorShares VICE ETF   The Duckhorn Portfolio, Inc.   NAPA   26414D106   01/18/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   The Duckhorn Portfolio, Inc.   NAPA   26414D106   01/18/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   The Duckhorn Portfolio, Inc.   NAPA   26414D106   01/18/2022   4   Advisory Vote on Say on Pay Frequency   Management   Yes   Three Years   One Year
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1a   Elect Director David L. Goebel   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1b   Elect Director Darin S. Harris   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1c   Elect Director Sharon P. John   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1d   Elect Director Madeleine A. Kleiner   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1e   Elect Director Michael W. Murphy   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1f   Elect Director James M. Myers   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1g   Elect Director David M. Tehle   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   1h   Elect Director Vivien M. Yeung   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   4   Amend Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   5   Allow Shareholder Meetings to be Held in Virtual Format   Share Holder   Yes   None   For
AdvisorShares VICE ETF   Jack in the Box Inc.   JACK   466367109   03/04/2022   6   Report on Sustainable Packaging   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104   03/07/2022   1   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104   03/07/2022   2   Advisory Vote on Golden Parachutes   Management   Yes   For   For
AdvisorShares VICE ETF   Del Taco Restaurants, Inc.   TACO   245496104   03/07/2022   3   Adjourn Meeting   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   A.1.a   Receive Special Board Report Re: Authorized Capital   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   A.1.b   Renew Authorization to Increase Share Capital within the Framework of Authorized Capital   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.2   Receive Directors’ Reports (Non-Voting)   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.3   Receive Auditors’ Reports (Non-Voting)   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.4   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Management   Yes        
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.5   Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.6   Approve Discharge of Directors   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.7   Approve Discharge of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.8.a   Reelect Martin J. Barrington as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.8.b   Reelect William F. Gifford, Jr. as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.8.c   Reelect Alejandro Santo Domingo Davila as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.8.d   Elect Nitin Nohria as Director   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.9   Ratify PwC as Auditors and Approve Auditors’ Remuneration   Management   Yes   For   For
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.10   Approve Remuneration Policy   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   B.11   Approve Remuneration Report   Management   Yes   For   Against
AdvisorShares VICE ETF   Anheuser-Busch InBev SA/NV   ABI   B639CJ108   04/27/2022   C.12   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.1   Elect Director Gregory H. A. Baxter   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.2   Elect Director H. C. Charles Diao   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.3   Elect Director Yavor Efremov   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.4   Elect Director Ashley Davis Frushone   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.5   Elect Director David Glazek   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.6   Elect Director Assia Grazioli-Venier   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.7   Elect Director Stephen Usher   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.8   Elect Director Lawrence S. Wexler   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   1.9   Elect Director Arnold Zimmerman   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   2   Ratify RSM US LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   3   Advisory Vote on Say on Pay Frequency   Management   Yes   One Year   One Year
AdvisorShares VICE ETF   Turning Point Brands, Inc.   TPB   90041L105   04/27/2022   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1a   Elect Director James R. Abrahamson   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1b   Elect Director Diana F. Cantor   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1c   Elect Director Monica H. Douglas   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1d   Elect Director Elizabeth I. Holland   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1e   Elect Director Craig Macnab   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1f   Elect Director Edward B. Pitoniak   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   1g   Elect Director Michael D. Rumbolz   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   VICI Properties Inc.   VICI   925652109   04/27/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   04/28/2022   1   Approve Merger Agreement   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   04/28/2022   2   Advisory Vote on Golden Parachutes   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   04/28/2022   3   Adjourn Meeting   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   1   Accept Financial Statements and Statutory Reports   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   2   Approve Remuneration Policy   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   3   Approve Remuneration Report   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   4   Reappoint KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   5   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   6   Re-elect Luc Jobin as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   7   Re-elect Jack Bowles as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   8   Re-elect Tadeu Marroco as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   9   Re-elect Sue Farr as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   10   Re-elect Karen Guerra as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   11   Re-elect Holly Keller Koeppel as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   12   Re-elect Savio Kwan as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   13   Re-elect Dimitri Panayotopoulos as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   14   Re-elect Darrell Thomas as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   15   Elect Kandy Anand as Director   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   16   Authorise UK Political Donations and Expenditure   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   17   Authorise Issue of Equity   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   18   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   19   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   For
AdvisorShares VICE ETF   British American Tobacco plc   BATS   G1510J102   04/28/2022   20   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1a   Elect Director Brant Bonin Bough   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1b   Elect Director Andre Calantzopoulos   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1c   Elect Director Michel Combes   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1d   Elect Director Juan Jose Daboub   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1e   Elect Director Werner Geissler   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1f   Elect Director Lisa A. Hook   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1g   Elect Director Jun Makihara   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1h   Elect Director Kalpana Morparia   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1i   Elect Director Lucio A. Noto   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1j   Elect Director Jacek Olczak   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1k   Elect Director Frederik Paulsen   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1l   Elect Director Robert B. Polet   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1m   Elect Director Dessislava Temperley   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   1n   Elect Director Shlomo Yanai   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   3   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   4   Ratify PricewaterhouseCoopers SA as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Philip Morris International Inc   PM   718172109   05/04/2022   5   Phase Out Production of Health-Hazardous and Addictive Products   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.1   Elect Director John R. Bailey   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.2   Elect Director William R. Boyd   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.3   Elect Director William S. Boyd   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.4   Elect Director Marianne Boyd Johnson   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.5   Elect Director Keith E. Smith   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.6   Elect Director Christine J. Spadafor   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.7   Elect Director A. Randall Thoman   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.8   Elect Director Peter M. Thomas   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   1.9   Elect Director Paul W. Whetsell   Management   Yes   For   For
AdvisorShares VICE ETF   Boyd Gaming Corporation   BYD   103304101   05/05/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Everi Holdings Inc.   EVRI   30034T103   05/18/2022   1.1   Elect Director Geoffrey P. Judge   Management   Yes   For   For
AdvisorShares VICE ETF   Everi Holdings Inc.   EVRI   30034T103   05/18/2022   1.2   Elect Director Michael D. Rumbolz   Management   Yes   For   For
AdvisorShares VICE ETF   Everi Holdings Inc.   EVRI   30034T103   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Everi Holdings Inc.   EVRI   30034T103   05/18/2022   3   Ratify BDO USA, LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209   05/18/2022   1.1   Elect Director Roger G. Eaton   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209   05/18/2022   1.2   Elect Director Charles M. Herington   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209   05/18/2022   1.3   Elect Director H. Sanford Riley   Management   Yes   For   For
AdvisorShares VICE ETF   Molson Coors Beverage Company   TAP   60871R209   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107   05/18/2022   1.1   Elect Director Meghan V. Joyce   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107   05/18/2022   1.2   Elect Director Michael Spillane   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107   05/18/2022   1.3   Elect Director Jean-Michel Valette   Management   Yes   For   For
AdvisorShares VICE ETF   The Boston Beer Company, Inc.   SAM   100557107   05/18/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1a   Elect Director Ian L.T. Clarke   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1b   Elect Director Marjorie M. Connelly   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1c   Elect Director R. Matt Davis   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1d   Elect Director William F. Gifford, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1e   Elect Director Debra J. Kelly-Ennis   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1f   Elect Director W. Leo Kiely, III   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1g   Elect Director Kathryn B. McQuade   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1h   Elect Director George Munoz   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1i   Elect Director Nabil Y. Sakkab   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1j   Elect Director Virginia E. Shanks   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1k   Elect Director Ellen R. Strahlman   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   1l   Elect Director M. Max Yzaguirre   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   2   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Altria Group, Inc.   MO   02209S103   05/19/2022   4   Report on Third-Party Civil Rights Audit   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1a   Elect Director Kenneth R. Adams   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1b   Elect Director Carl G. Braunlich   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1c   Elect Director Lewis A. Fanger   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1d   Elect Director Eric J. Green   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1e   Elect Director Lynn M. Handler   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1f   Elect Director Michael A. Hartmeier   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1g   Elect Director Daniel R. Lee   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1h   Elect Director Kathleen M. Marshall   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   1i   Elect Director Michael P. Shaunnessy   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Full House Resorts, Inc.   FLL   359678109   05/19/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   05/19/2022   1   Issue Shares in Connection with Merger   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   05/19/2022   2   Increase Authorized Common Stock   Management   Yes   For   For
AdvisorShares VICE ETF   Take-Two Interactive Software, Inc.   TTWO   874054109   05/19/2022   3   Adjourn Meeting   Management   Yes   For   For
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107   05/25/2022   1a   Elect Director John Farahi   Management   Yes   For   Against
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107   05/25/2022   1b   Elect Director Craig F. Sullivan   Management   Yes   For   For
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107   05/25/2022   1c   Elect Director Paul Andrews   Management   Yes   For   For
AdvisorShares VICE ETF   Monarch Casino & Resort, Inc.   MCRI   609027107   05/25/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.1   Elect Director Lloyd Dean   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.2   Elect Director Robert Eckert   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.3   Elect Director Catherine Engelbert   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.4   Elect Director Margaret Georgiadis   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.5   Elect Director Enrique Hernandez, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.6   Elect Director Christopher Kempczinski   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.7   Elect Director Richard Lenny   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.8   Elect Director John Mulligan   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.9   Elect Director Sheila Penrose   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.10   Elect Director John Rogers, Jr.   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.11   Elect Director Paul Walsh   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.12   Elect Director Miles White   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   5   Report on Efforts to Reduce Plastic Use   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   6   Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   7   Report on Use of Gestation Stalls in Pork Supply Chain   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   8   Report on Third-Party Civil Rights Audit   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   9   Report on Lobbying Payments and Policy   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   10   Issue Transparency Report on Global Public Policy and Political Influence   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.1   Elect Director Leslie Samuelrich   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.2   Elect Director Maisie Lucia Ganzler   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.3   Management Nominee Lloyd Dean   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.4   Management Nominee Robert Eckert   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.5   Management Nominee Catherine Engelbert   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.6   Management Nominee Margaret Georgiadis   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.7   Management Nominee Enrique Hernandez, Jr.   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.8   Management Nominee Christopher Kempczinski   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.9   Management Nominee John Mulligan   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.10   Management Nominee John Rogers, Jr.   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.11   Management Nominee Paul Walsh   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   1.12   Management Nominee Miles White   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   Against   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   5   Report on Efforts to Reduce Plastic Use   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   6   Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   7   Report on Use of Gestation Stalls in Pork Supply Chain   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   8   Report on Third-Party Civil Rights Audit   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   9   Report on Lobbying Payments and Policy   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   McDonald’s Corporation   MCD   580135101   05/26/2022   10   Issue Transparency Report on Global Public Policy and Political Influence   Share Holder   Yes   For   Do Not Vote
AdvisorShares VICE ETF   MGP Ingredients, Inc.   MGPI   55303J106   05/26/2022   1a   Elect Director Thomas A. Gerke   Management   Yes   For   For
AdvisorShares VICE ETF   MGP Ingredients, Inc.   MGPI   55303J106   05/26/2022   1b   Elect Director Donn Lux   Management   Yes   For   For
AdvisorShares VICE ETF   MGP Ingredients, Inc.   MGPI   55303J106   05/26/2022   1c   Elect Director Kevin S. Rauckman   Management   Yes   For   For
AdvisorShares VICE ETF   MGP Ingredients, Inc.   MGPI   55303J106   05/26/2022   1d   Elect Director Todd B. Siwak   Management   Yes   For   For
AdvisorShares VICE ETF   MGP Ingredients, Inc.   MGPI   55303J106   05/26/2022   2   Ratify KPMG LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   MGP Ingredients, Inc.   MGPI   55303J106   05/26/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109   06/07/2022   1.1   Elect Director Barbara Shattuck Kohn   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109   06/07/2022   1.2   Elect Director Ronald J. Naples   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109   06/07/2022   1.3   Elect Director Saul V. Reibstein   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109   06/07/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109   06/07/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Penn National Gaming, Inc.   PENN   707569109   06/07/2022   4   Approve Omnibus Stock Plan   Management   Yes   For   For
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   1.1   Elect Director Frank J. Fertitta, III   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   1.2   Elect Director Lorenzo J. Fertitta   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   1.3   Elect Director Robert A. Cashell, Jr.   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   1.4   Elect Director Robert E. Lewis   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   1.5   Elect Director James E. Nave   Management   Yes   For   Withhold
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Red Rock Resorts, Inc.   RRR   75700L108   06/09/2022   3   Ratify Ernst & Young LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.1   Elect Director Gary L. Carano   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.2   Elect Director Bonnie S. Biumi   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.3   Elect Director Jan Jones Blackhurst   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.4   Elect Director Frank J. Fahrenkopf   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.5   Elect Director Don R. Kornstein   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.6   Elect Director Courtney R. Mather   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.7   Elect Director Sandra D. Morgan   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.8   Elect Director Michael E. Pegram   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.9   Elect Director Thomas R. Reeg   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   1.10   Elect Director David P. Tomick   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Caesars Entertainment, Inc.   CZR   12769G100   06/14/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1a   Elect Director Peter M. Carlino   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1b   Elect Director JoAnne A. Epps   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1c   Elect Director Carol (Lili) Lynton   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1d   Elect Director Joseph W. Marshall, III   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1e   Elect Director James B. Perry   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1f   Elect Director Barry F. Schwartz   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1g   Elect Director Earl C. Shanks   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   1h   Elect Director E. Scott Urdang   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   2   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Gaming and Leisure Properties, Inc.   GLPI   36467J108   06/16/2022   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1a   Elect Director Reveta Bowers   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1b   Elect Director Kerry Carr   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1c   Elect Director Robert Corti   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1d   Elect Director Brian Kelly   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1e   Elect Director Robert Kotick   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1f   Elect Director Lulu Meservey   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1g   Elect Director Barry Meyer   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1h   Elect Director Robert Morgado   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1i   Elect Director Peter Nolan   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   1j   Elect Director Dawn Ostroff   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   3   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   4   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   Share Holder   Yes   Against   Against
AdvisorShares VICE ETF   Activision Blizzard, Inc.   ATVI   00507V109   06/21/2022   5   Report on Efforts Prevent Abuse, Harassment, and Discrimination   Share Holder   Yes   Against   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1a   Elect Director Bennett S. LeBow   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1b   Elect Director Howard M. Lorber   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1c   Elect Director Richard J. Lampen   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1d   Elect Director Stanley S. Arkin   Management   Yes   For   Against
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1e   Elect Director Henry C. Beinstein   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1f   Elect Director Ronald J. Bernstein   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1g   Elect Director Paul V. Carlucci   Management   Yes   For   Against
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1h   Elect Director Jean E. Sharpe   Management   Yes   For   Against
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1i   Elect Director Barry Watkins   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   1j   Elect Director Wilson L. White   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Yes   For   Against
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   3   Ratify Deloitte & Touche LLP as Auditors   Management   Yes   For   For
AdvisorShares VICE ETF   Vector Group Ltd.   VGR   92240M108   06/28/2022   4   Require Independent Board Chair   Share Holder   Yes   Against   For

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant    AdvisorShares Trust
     
By (Signature and Title)* /s/ Noah Hamman
    Noah Hamman, Chief Executive Officer
    (principal executive officer)
     
Date   August 29, 2022
     

*Print the name and title of each signing officer under his or her signature.