EX-99.(E)(9) 4 s117396_ex99-e9.htm EXHIBIT 99.(E)(9)

 

Exhibit (e)(9)

 

EIGHTH AMENDMENT TO 

ETF DISTRIBUTION AGREEMENT

 

This eighth amendment (this “Amendment”) to the ETF Distribution Agreement dated as of May 31, 2017 as Novated (the “Agreement”), is entered into on April 9, 2019 (the “Execution Date”) by and between AdvisorShares Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of April 1, 2019 (the “Effective Date”).

 

WHEREAS, Foreside and the Trust (the “Parties”) desire to amend Appendix A of the Agreement to reflect the deletion of AdvisorShares Madrona Domestic ETF and AdvisorShares Madrona International ETF, the addition of AdvisorShares Pure Cannabis ETF, and the change of name of AdvisorShares Madrona Global Bond ETF to AdvisorShares FolioBeyond Smart Core Bond ETF.

 

WHEREAS, Section 8(b) of the Agreement requires that all amendments and modifications to the Agreement be in writing and executed by all parties.

 

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:

 

1.Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.

 

2.Appendix A to the Agreement is hereby deleted in its entirety and replaced by Appendix A attached hereto.

 

3.Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.

 

4.This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.

 

IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, on the Execution Date.

 

ADVISORSHARES TRUST   FORESIDE FUND SERVICES, LLC
         
By: /s/ Dan Ahrens   By: /s/ Mark Fairbanks
Name: Dan Ahrens   Name: Mark Fairbanks
Title: Secretary & Treasurer   Title: Vice President

 

 

 

 

ETF DISTRIBUTION AGREEMENT

 

APPENDIX A

 

Effective as of April 1, 2019

 

FUNDS

 

AdvisorShares FolioBeyond Smart Core Bond ETF 

AdvisorShares Newfleet Multi-Sector Income ETF

AdvisorShares Pacific Asset Enhanced Floating Rate ETF

AdvisorShares Ranger Equity Bear ETF

AdvisorShares Sage Core Reserves ETF

AdvisorShares STAR Global Buy-Write ETF

AdvisorShares Treesdale Rising Rates ETF

AdvisorShares DoubleLine Value Equity ETF

AdvisorShares Dorsey Wright ADR ETF

AdvisorShares Cornerstone Small Cap ETF 

AdvisorShares Focused Equity ETF

AdvisorShares New Tech and Media ET

AdvisorShares Vice ETF

AdvisorShares Dorsey Wright Micro-Cap ETF

AdvisorShares Dorsey Wright Short ETF
AdvisorShares Sabretooth ETF

AdvisorShares Pure Cannabis ETF

 

A-1