EX-1.01 2 d737799dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

FABRINET

CONFLICT MINERALS REPORT

YEAR ENDED DECEMBER 31, 2018

I.    Introduction

We provide advanced optical packaging and precision optical, electro-mechanical and electronic manufacturing services to original equipment manufacturers (OEMs) of complex products, such as optical communication components, modules and sub-systems, industrial lasers and sensors. We offer a broad range of advanced optical and electro-mechanical capabilities across the entire manufacturing process, including process design and engineering, supply chain management, manufacturing, advanced packaging, integration, final assembly and test. Certain products that we manufacture for our customers contain materials or components that use tin, tantalum, tungsten and/or gold (“3TG”). Due to the depth of the supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. The efforts we undertook to identify the country(ies) of origin of those minerals reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of these ores is limited at this time, and this situation is not unique to us. We have taken steps we believe reasonable under the circumstances to identify the applicable smelters and refiners of such 3TG metals in our supply chain; however, we believe the smelters and refiners of the 3TG contained in the products we manufacture for our customers are best situated to identify the sources and countries of origin of the 3TG.

We do not directly manufacture products but “contract to manufacture” branded and generic products containing 3TG on behalf of our customers. Our due diligence efforts were undertaken on the exclusive and/or privately-branded products sourced directly by and manufactured for us in 2018.

II.    Reasonable Country of Origin Inquiry (RCOI)

Direct suppliers were asked to provide answers to the Responsible Business Alliance (formerly known as the Electronic Industry Citizenship Coalition) (“RBA”) / Global e-Sustainability Initiative (GeSI) Conflict Minerals Common Reporting Template reflecting Fabrinet’s position in the supply chain (the “CMRT”). The CMRT includes questions regarding a direct supplier’s conflict-free policy, its due diligence process, and information about its supply chain such as the names and locations of smelters and refiners and the origin of 3TG used by those facilities. The CMRT is regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide, developed by several of the world’s leading consumer electronics companies.

Utilizing a third-party service provider to assist with our RCOI, our service provider reviewed the responses received to the questionnaires for completeness and consistency of answers. Suppliers were required to provide corrections and clarifications where needed. Our service provider also performed smelter/refiner validation based on the names of the provided smelter/refiner. Based on the RCOI, we do not have sufficient information from our direct suppliers to determine the sources of the necessary 3TG contained in the products we manufacture for our customers.

We believe our RCOI process was reasonably designed and performed in good faith, but there are inherent limitations in the information provided to us by third parties, including the possibility of information being inaccurate, incomplete or falsified despite our efforts to validate and confirm the information.


III.    Due Diligence Program

We designed our overall conflict minerals procedures based on, and in conformity with the five-step framework of set forth in the Second Edition of the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. We implemented appropriate elements of the five-step framework as were reasonably applied to our circumstances and position in the supply chain as a “downstream” company with little to no direct influence on smelters/refiners. The five-step framework consists of:

(1) Establish strong company management systems:

 

   

We adopted and published our Conflict Minerals Sourcing Policy, a copy of which is publicly available on our website at https://fabrinet.com/wp-content/uploads/2015/11/FN-Conflict-Minerals-Sourcing-Policy-01.01.19.pdf

 

   

We created a conflict minerals task force led by our supply chain management organization to implement our Conflict Minerals Sourcing Policy.

 

   

We communicated our Conflict Minerals Sourcing Policy to our direct suppliers.

 

   

We have conducted awareness sessions concerning the commitments and requirements expected of our suppliers.

(2) Identify and assess risks in the supply chain:

 

   

We identified direct suppliers that supply product or material that may contain conflict minerals.

 

   

We engaged a third-party service provider to perform the RCOI as follows:

 

  -

conducted supplier surveys using the CMRT

 

  -

reviewed responses to the CMRT for completeness and consistency of answers. Suppliers were required to provide corrections and clarifications where needed.

 

  -

compared smelters and refiners identified by suppliers to the Responsible Minerals Initiative’s (“RMI”) list of validated conflict free facilities for initial risk screening.

(3) Design and implement a strategy to respond to identified risks:

 

   

We reported to senior management on direct suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts (where applicable).

 

   

Using a third-party service, we compared smelters and refiners identified by suppliers to the RMI lists of validated conflict free and verified facilities and the U.S. Department of Commerce “Reporting Requirements Under Section 1502(d)(3)(C) of the Dodd-Frank Act World-Wide Conflict Mineral Processing Facilities” and conducted our own supplemental research on smelters and refiners.

 

   

We developed a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts.

(4) Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain:

 

   

We do not perform or direct audits of 3TG smelters or refiners. We rely on audits conducted by third parties through our membership in the RBA, supplier self-disclosures of certification status, and our policy and procurement practices that encourage suppliers to purchase materials from audited smelters and refiners.


(5) Report on supply chain due diligence:

 

   

We communicated our Conflict Minerals Report on our company website at http://fabrinet.com/services/supply-chain.

IV.    Product Determination

We received inconclusive data from our direct suppliers, and our material source information is still developing. Therefore, we are unable to make a definitive determination about the sources of 3TG in the products we manufacture for our customers. At the same time, we received no information from our direct suppliers indicating that the 3TG in our Covered Products (as defined below) directly or indirectly financed or benefitted armed groups in the Democratic Republic of the Congo and the adjoining countries of Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia. Some suppliers disclosed to us that scrap/recycled sources of 3TG were identified in their supply chains and did not require due diligence.

V.    Product Description

Our customer base includes companies in complex industries that require advanced precision manufacturing capabilities, such as optical communications, industrial lasers and sensors. The products that we manufacture for our OEM customers include: selective switching products; tunable transponders and transceivers; active optical cables; solid state, diode-pumped, gas and fiber lasers; and sensors (collectively, the “Covered Products”).

We identified the following smelters and refiners that have achieved Conflict Free designation by the RMI or an audit program with which RMI has mutual recognition, are actively in the process of obtaining the designations, or for which we independently obtained country of origin information. We were unable to definitively link the identified smelters and refiners to only those products and materials in our supply chain; therefore, the following list likely contains more processing facilities than are actually in our supply chain or Covered Products.

 

Mineral

  

Verified Smelters

Gold

   8853 S.p.A.

Gold

   Abington Reldan Metals, LLC

Gold

   Advanced Chemical Company

Gold

   African Gold Refinery

Gold

   Aida Chemical Industries Co., Ltd.

Gold

   Al Etihad Gold LLC

Gold

   Allgemeine Gold-und Silberscheideanstalt A.G.

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)

Gold

   AngloGold Ashanti Córrego do Sítio Mineração

Gold

   Argor-Heraeus S.A.

Gold

   Asahi Pretec Corp.

Gold

   Asahi Refining Canada Ltd.

Gold

   Asahi Refining USA Inc.

Gold

   Asaka Riken Co., Ltd.

Gold

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.


Mineral

  

Verified Smelters

Gold

   AU Traders and Refiners

Gold

   Aurubis AG

Gold

   Bangalore Refinery

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Gold

   Boliden AB

Gold

   C. Hafner GmbH + Co. KG

Gold

   Caridad

Gold

   CCR Refinery - Glencore Canada Corporation

Gold

   Cendres + Métaux S.A.

Gold

   Chimet S.p.A.

Gold

   Chugai Mining

Gold

   Daejin Indus Co., Ltd.

Gold

   Daye Non-Ferrous Metals Mining Ltd.

Gold

   Degussa Sonne / Mond Goldhandel GmbH

Gold

   DODUCO Contacts and Refining GmbH

Gold

   Dowa

Gold

   DS PRETECH Co., Ltd.

Gold

   DSC (Do Sung Corporation)

Gold

   Eco-System Recycling Co., Ltd.

Gold

   Emirates Gold DMCC

Gold

   Fidelity Printers and Refiners Ltd.

Gold

   GCC Gujrat Gold Centre Pvt. Ltd.

Gold

   Geib Refining Corporation

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.

Gold

   Great Wall Precious Metals Co., Ltd. of CBPM

Gold

   Guangdong Jinding Gold Limited

Gold

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.

Gold

   Hangzhou Fuchunjiang Smelting Co., Ltd.

Gold

   HeeSung

Gold

   Heimerle + Meule GmbH

Gold

   Heraeus Metals Hong Kong Ltd.

Gold

   Heraeus Precious Metals GmbH & Co. KG

Gold

   Hunan Chenzhou Mining Co., Ltd.

Gold

   Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

Gold

   Hwasung CJ Co., Ltd.

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

Gold

   Ishifuku Metal Industry Co., Ltd.

Gold

   Istanbul Gold Refinery

Gold

   Italpreziosi

Gold

   Japan Mint

Gold

   Jiangxi Copper Co., Ltd.


Mineral

  

Verified Smelters

Gold

   JSC Ekaterinburg Non-Ferrous Metal Processing Plant

Gold

   JSC Uralelectromed

Gold

   JX Nippon Mining & Metals Co., Ltd.

Gold

   Kaloti Precious Metals

Gold

   Kazakhmys Smelting LLC

Gold

   Kazzinc

Gold

   Kennecott Utah Copper LLC

Gold

   KGHM Polska Miedz Spolka Akcyjna

Gold

   Kojima Chemicals Co., Ltd.

Gold

   Korea Zinc Co., Ltd.

Gold

   Kyrgyzaltyn JSC

Gold

   Kyshtym Copper-Electrolytic Plant ZAO

Gold

   L’azurde Company For Jewelry

Gold

   Lingbao Gold Co., Ltd.

Gold

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.

Gold

   L’Orfebre S.A.

Gold

   LS-NIKKO Copper Inc.

Gold

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

Gold

   Marsam Metals

Gold

   Materion

Gold

   Matsuda Sangyo Co., Ltd.

Gold

   Metalor Technologies (Hong Kong) Ltd.

Gold

   Metalor Technologies (Singapore) Pte., Ltd.

Gold

   Metalor Technologies (Suzhou) Ltd.

Gold

   Metalor Technologies S.A.

Gold

   Metalor USA Refining Corporation

Gold

   Metalúrgica Met-Mex Peñoles S.A. De C.V.

Gold

   Mitsubishi Materials Corporation

Gold

   Mitsui Mining and Smelting Co., Ltd.

Gold

   MMTC-PAMP India Pvt., Ltd.

Gold

   Modeltech Sdn Bhd

Gold

   Morris and Watson

Gold

   Morris and Watson Gold Coast

Gold

   Moscow Special Alloys Processing Plant

Gold

   Nadir Metal Rafineri San. Ve Tic. A.Ş.

Gold

   Navoi Mining and Metallurgical Combinat

Gold

   NH Recytech Company

Gold

   Nihon Material Co., Ltd.

Gold

   Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

Gold

   Ohura Precious Metal Industry Co., Ltd.

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)


Mineral

  

Verified Smelters

Gold

   OJSC Novosibirsk Refinery

Gold

   PAMP S.A.

Gold

   Pease & Curren

Gold

   Penglai Penggang Gold Industry Co., Ltd.

Gold

   Planta Recuperadora de Metales SpA

Gold

   Prioksky Plant of Non-Ferrous Metals

Gold

   PT Aneka Tambang (Persero) Tbk

Gold

   PX Précinox S.A.

Gold

   QG Refining, LLC

Gold

   Rand Refinery (Pty) Ltd.

Gold

   Refinery of Seemine Gold Co., Ltd.

Gold

   Remondis Argentia B.V.

Gold

   Republic Metals Corporation

Gold

   Royal Canadian Mint

Gold

   SAAMP

Gold

   Sabin Metal Corp.

Gold

   Safimet S.p.A

Gold

   SAFINA A.S.

Gold

   Sai Refinery

Gold

   Samduck Precious Metals

Gold

   SAMWON Metals Corp.

Gold

   SAXONIA Edelmetalle GmbH

Gold

   SEMPSA Joyería Platería S.A.

Gold

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

Gold

   Shangdong Humon Smelting Co., Ltd.

Gold

   Sichuan Tianze Precious Metals Co., Ltd.

Gold

   Singway Technology Co., Ltd.

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals

Gold

   Solar Applied Materials Technology Corp.

Gold

   State Research Institute Center for Physical Sciences and Technology

Gold

   Sudan Gold Refinery

Gold

   Sumitomo Metal Mining Co., Ltd.

Gold

   SungEel HiTech

Gold

   T.C.A S.p.A

Gold

   Tanaka Kikinzoku Kogyo K.K.

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.

Gold

   Tokuriki Honten Co., Ltd.

Gold

   Tongling Nonferrous Metals Group Co., Ltd.

Gold

   Tony Goetz NV

Gold

   TOO Tau-Ken-Altyn


Mineral

  

Verified Smelters

Gold

   Torecom

Gold

   Umicore Brasil Ltda.

Gold

   Umicore Precious Metals Thailand

Gold

   Umicore S.A. Business Unit Precious Metals Refining

Gold

   United Precious Metal Refining, Inc.

Gold

   Universal Precious Metals Refining Zambia

Gold

   Valcambi S.A.

Gold

   Western Australian Mint trading as The Perth Mint

Gold

   WIELAND Edelmetalle GmbH

Gold

   Yamamoto Precious Metal Co., Ltd.

Gold

   Yokohama Metal Co., Ltd.

Gold

   Yunnan Copper Industry Co., Ltd.

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation

Tantalum

   Asaka Riken Co., Ltd.

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.

Tantalum

   D Block Metals, LLC

Tantalum

   Exotech Inc.

Tantalum

   F&X Electro-Materials Ltd.

Tantalum

   FIR Metals & Resource Ltd.

Tantalum

   Global Advanced Metals Aizu

Tantalum

   Global Advanced Metals Boyertown

Tantalum

   Guangdong Rising Rare Metals-EO Materials Ltd.

Tantalum

   Guangdong Zhiyuan New Material Co., Ltd.

Tantalum

   H.C. Starck Co., Ltd.

Tantalum

   H.C. Starck Hermsdorf GmbH

Tantalum

   H.C. Starck Inc.

Tantalum

   H.C. Starck Ltd.

Tantalum

   H.C. Starck Smelting GmbH & Co. KG

Tantalum

   H.C. Starck Tantalum and Niobium GmbH

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

Tantalum

   Jiangxi Tuohong New Raw Material

Tantalum

   Jiujiang Janny New Material Co., Ltd.

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.

Tantalum

   Jiujiang Tanbre Co., Ltd.

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

Tantalum

   KEMET Blue Metals

Tantalum

   KEMET Blue Powder

Tantalum

   LSM Brasil S.A.

Tantalum

   Metallurgical Products India Pvt., Ltd.

Tantalum

   Mineracao Taboca S.A.


Mineral

  

Verified Smelters

Tantalum

   Mitsui Mining and Smelting Co., Ltd.

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.

Tantalum

   NPM Silmet AS

Tantalum

   Power Resources Ltd.

Tantalum

   QuantumClean

Tantalum

   Resind Industria e Comercio Ltda.

Tantalum

   RFH Tantalum Smeltry Co., Ltd.

Tantalum

   Solikamsk Magnesium Works OAO

Tantalum

   Taki Chemicals

Tantalum

   Telex Metals

Tantalum

   Ulba Metallurgical Plant JSC

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.

Tin

   Alpha

Tin

   An Vinh Joint Stock Mineral Processing Company

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.

Tin

   China Tin Group Co., Ltd.

Tin

   CV Ayi Jaya

Tin

   CV Dua Sekawan

Tin

   CV Gita Pesona

Tin

   CV Tiga Sekawan

Tin

   CV United Smelting

Tin

   CV Venus Inti Perkasa

Tin

   Dowa

Tin

   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Tin

   EM Vinto

Tin

   Estanho de Rondônia S.A.

Tin

   Fenix Metals

Tin

   Gejiu Fengming Metallurgy Chemical Plant

Tin

   Gejiu Kai Meng Industry and Trade LLC

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.

Tin

   Guangdong Hanhe Non-ferrous Metal Limited Company

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant

Tin

   HuiChang Hill Tin Industry Co., Ltd.

Tin

   Huichang Jinshunda Tin Co., Ltd.

Tin

   Jiangxi New Nanshan Technology Ltd.

Tin

   Magnu’s Minerais Metais e Ligas Ltda.

Tin

   Malaysia Smelting Corporation (MSC)

Tin

   Melt Metais e Ligas S.A.


Mineral

  

Verified Smelters

Tin

   Metallic Resources, Inc.

Tin

   Metallo Belgium N.V.

Tin

   Metallo Spain S.L.U.

Tin

   Mineracao Taboca S.A.

Tin

   Minsur

Tin

   Mitsubishi Materials Corporation

Tin

   Modeltech Sdn Bhd

Tin

   Nghe Tinh Non-Ferrous Metals Joint Stock Company

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.

Tin

   O.M. Manufacturing Philippines, Inc.

Tin

   Operaciones Metalurgical S.A.

Tin

   Pongpipat Company Limited

Tin

   PT Aries Kencana Sejahtera

Tin

   PT Artha Cipta Langgeng

Tin

   PT ATD Makmur Mandiri Jaya

Tin

   PT Babel Inti Perkasa

Tin

   PT Babel Surya Alam Lestari

Tin

   PT Bangka Prima Tin

Tin

   PT Bangka Serumpun

Tin

   PT Bangka Tin Industry

Tin

   PT Belitung Industri Sejahtera

Tin

   PT Bukit Timah

Tin

   PT DS Jaya Abadi

Tin

   PT Inti Stania Prima

Tin

   PT Karimun Mining

Tin

   PT Kijang Jaya Mandiri

Tin

   PT Menara Cipta Mulia

Tin

   PT Mitra Stania Prima

Tin

   PT Panca Mega Persada

Tin

   PT Premium Tin Indonesia

Tin

   PT Prima Timah Utama

Tin

   PT Refined Bangka Tin

Tin

   PT Sariwiguna Binasentosa

Tin

   PT Stanindo Inti Perkasa

Tin

   PT Sukses Inti Makmur

Tin

   PT Sumber Jaya Indah

Tin

   PT Timah (Persero) Tbk Kundur

Tin

   PT Timah (Persero) Tbk Mentok

Tin

   PT Tinindo Inter Nusa

Tin

   PT Tirus Putra Mandiri

Tin

   PT Tommy Utama


Mineral

  

Verified Smelters

Tin

   Resind Industria e Comercio Ltda.

Tin

   Rui Da Hung

Tin

   Soft Metais Ltda.

Tin

   Super Ligas

Tin

   Thaisarco

Tin

   Tin Technology & Refining

Tin

   Tuyen Quang Non-Ferrous Metals Joint Stock Company

Tin

   White Solder Metalurgia e Mineração Ltda.

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

Tin

   Yunnan Tin Company Limited

Tungsten

   A.L.M.T. TUNGSTEN Corp.

Tungsten

   ACL Metais Eireli

Tungsten

   Asia Tungsten Products Vietnam Ltd.

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.

Tungsten

   Fujian Jinxin Tungsten Co., Ltd.

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.

Tungsten

   Ganzhou Yatai Tungsten Co., Ltd.

Tungsten

   Global Tungsten & Powders Corp.

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.

Tungsten

   H.C. Starck Smelting GmbH & Co.KG

Tungsten

   H.C. Starck Tungsten GmbH

Tungsten

   Hunan Chenzhou Mining Co., Ltd.

Tungsten

   Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.

Tungsten

   Hunan Litian Tungsten Industry Co., Ltd.

Tungsten

   Hydrometallurg, JSC

Tungsten

   Japan New Metals Co., Ltd.

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.

Tungsten

   Jiangxi Dayu Longxintai Tungsten Co., Ltd.

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.

Tungsten

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.

Tungsten

   Kennametal Fallon

Tungsten

   Kennametal Huntsville

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.


Mineral

  

Verified Smelters

Tungsten

   Moliren Ltd

Tungsten

   Niagara Refining LLC

Tungsten

   Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

Tungsten

   Philippine Chuangxin Industrial Co., Inc.

Tungsten

   South-East Nonferrous Metal Company Limited of Hengyang City

Tungsten

   Tejing (Vietnam) Tungsten Co., Ltd.

Tungsten

   Unecha Refractory metals plant

Tungsten

   Wolfram Bergbau und Hütten AG

Tungsten

   Woltech Korea Co., Ltd.

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.

Tungsten

   Xiamen Tungsten Co., Ltd.

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

Tungsten

   Xinhai Rendan Shaoguan Tungsten Co., Ltd.

VI.    Countries of Origin Identified

Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Korea (Republic of), Kyrgyzstan, Lithuania, Macedonia, Malaysia, Mexico, Netherlands, New Zealand, Peru, Philippines, Poland, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, Uganda, United States, Uzbekistan, Vietnam, Zambia, Zimbabwe. Covered Countries were identified only for RMI audited facilities.

VII.    Steps to Improve Due Diligence

We will continue to communicate our expectations and information requirements to our direct suppliers. We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these minerals will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional fact and risk assessments where potentially relevant changes in facts or circumstances are identified. New product will be reviewed for conflict minerals conformance during initial qualification. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

VIII.    Independent Private Sector Audit

Not required for calendar year 2018.