X0306 4 2017-04-11 0 0001282648 HALCON RESOURCES CORP HK 0001408621 Elkouri David S 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 EVP and CLO Common Stock 2017-04-11 4 A 0 81250 0.00 A 328494 D Common Stock 177 I By IRA Common Stock 88 I By IRA Employee Stock Options (Right to Buy) 7.75 2017-04-11 4 A 0 162500 0.00 A 2027-04-11 Common Stock 162500 162500 D Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017. Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018. David S. Elkouri 2017-04-13