0000930413-19-001606.txt : 20190508 0000930413-19-001606.hdr.sgml : 20190508 20190508191510 ACCESSION NUMBER: 0000930413-19-001606 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BDC CAPITAL INC. CENTRAL INDEX KEY: 0001430885 STATE OF INCORPORATION: A8 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38899 FILM NUMBER: 19808324 BUSINESS ADDRESS: STREET 1: SUITE 300, 5 PLACE VILLE MARIE CITY: MONTREAL STATE: A8 ZIP: H3B 5E7 BUSINESS PHONE: 514-283-0869 MAIL ADDRESS: STREET 1: SUITE 300, 5 PLACE VILLE MARIE CITY: MONTREAL STATE: A8 ZIP: H3B 5E7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Milestone Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001408443 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A8 BUSINESS ADDRESS: STREET 1: 1111 DR. FREDERIK-PHILIPS BLVD STREET 2: SUITE 420 CITY: MONTREAL STATE: A8 ZIP: H4M 2X6 BUSINESS PHONE: (514) 336-0444 MAIL ADDRESS: STREET 1: 1111 DR. FREDERIK-PHILIPS BLVD STREET 2: SUITE 420 CITY: MONTREAL STATE: A8 ZIP: H4M 2X6 3 1 ownership.xml X0206 3 2019-05-08 0 0001408443 Milestone Pharmaceuticals Inc. MIST 0001430885 BDC CAPITAL INC. SUITE 400, 5 PLACE VILLE MARIE MONTREAL A8 H3B 5E7 QUEBEC, CANADA 0 0 1 0 Preferred Shares Common Shares 1094004 D Preferred Shares Common Shares 1094004 I See Note 2 The Preferred Shares will convert automatically into the number of Common Shares set forth above, without the payment of any additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date. Consists of 1,094,004 shares held by BDC Capital, Inc., or BDC Capital, and 1,094,004 shares held by GO Capital, s.e.c., a fund for which BDC Capital is the general partner and investment manager. BDC Capital has the power to vote and the power to direct the disposition of all such shares held by itself and Go Capital, s.e.c. BDC Capital's investment in our company is managed by Amplitude Ventures Capital Management Inc., or Amplitude, of which Dion Madsen and Jean-Francois Pariseau serve as partners. Go Capital, s.e.c. is managed by Dominique Belanger, Managing Partner, Co-Investments at BDC Capital. BDC Capital retains the right to approve of certain investment, voting or divestiture decisions proposed by Amplitude, such decisions being approved, depending on their quantum and potential impact, by either senior management at BDC Capital or by BDC Capital's investment committee. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GO Capital, s.e.c., in which the Reporting Person has no pecuniary interest. /s/ Dion Madsen 2019-05-08