0001408356-16-000175.txt : 20161123 0001408356-16-000175.hdr.sgml : 20161123 20161123163628 ACCESSION NUMBER: 0001408356-16-000175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARCITY CORP CENTRAL INDEX KEY: 0001408356 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 020781046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-638-1028 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weissman Seth R CENTRAL INDEX KEY: 0001560233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 162017034 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-21 1 0001408356 SOLARCITY CORP SCTY 0001560233 Weissman Seth R 3055 CLEARVIEW WAY SAN MATEO CA 94402 0 1 0 0 EVP, General Counsel Common Stock 2016-11-21 2016-11-21 4 D 0 61767 D 0 D Option to Purchase Common Stock 1.82 2016-11-21 2016-11-21 4 D 0 7785 0 D Common Stock 7785 0 D Option to Purchase Common Stock 10.74 2016-11-21 2016-11-21 4 D 0 20000 0 D Common Stock 20000 0 D Option to Purchase Common Stock 45.25 2016-11-21 2016-11-21 4 D 0 100000 0 D Common Stock 100000 0 D Option to Purchase Common Stock 48.61 2016-11-21 2016-11-21 4 D 0 110000 0 D Common Stock 110000 0 D Restricted Stock Unit Award .0001 2016-11-21 2016-11-21 4 D 0 22500 0 D Common Stock 22500 0 D Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. Represents par value of SolarCity Corporation common stock. Each RSU represented the contingent right to receive one share of common stock of the Issuer. This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2016, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on August 1, 2016, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Tesla Motors, Inc. ("Tesla"). /s/ Seth R. Weissman 2016-11-23