0001408356-16-000171.txt : 20161123
0001408356-16-000171.hdr.sgml : 20161123
20161123162531
ACCESSION NUMBER: 0001408356-16-000171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161121
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARCITY CORP
CENTRAL INDEX KEY: 0001408356
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 020781046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
BUSINESS PHONE: 650-638-1028
MAIL ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pfund Nancy E
CENTRAL INDEX KEY: 0001560234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35758
FILM NUMBER: 162016933
MAIL ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-21
1
0001408356
SOLARCITY CORP
SCTY
0001560234
Pfund Nancy E
C/O SOLARCITY CORPORATION
3055 CLEARVIEW WAY
SAN MATEO
CA
94402
1
0
0
0
Common Stock
2016-11-21
2016-11-21
4
D
0
119208
D
0
I
By Trust
Common Stock
0
I
By Trust
Common Stock
2016-11-21
2016-11-21
4
D
0
928977
D
0
I
See Footnote
Common Stock
2016-11-21
2016-11-21
4
D
0
449279
D
0
I
See Footnote
Option to Purchase Common Stock
62.51
2016-11-21
2016-11-21
4
D
0
30000
0
D
Common Stock
30000
0
D
Option to Purchase Common Stock
62.51
2016-11-21
2016-11-21
4
D
0
3500
0
D
Common Stock
3500
0
D
Option to Purchase Common Stock
62.51
2016-11-21
2016-11-21
4
D
0
3000
0
D
Common Stock
3000
0
D
Option to Purchase Common Stock
62.51
2016-11-21
2016-11-21
4
D
0
3000
0
D
Common Stock
3000
0
D
Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
These shares are owned directly by Bay Area Equity Fund I, L.P.
Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2016, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on August 1, 2016, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Tesla Motors, Inc. ("Tesla").
/s/ Seth R. Weissman, Atty-in-Fact for Nancy Pfund
2016-11-23