0001408356-16-000152.txt : 20161007 0001408356-16-000152.hdr.sgml : 20161007 20161007191454 ACCESSION NUMBER: 0001408356-16-000152 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160928 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARCITY CORP CENTRAL INDEX KEY: 0001408356 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 020781046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-638-1028 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Small James Radford CENTRAL INDEX KEY: 0001687033 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 161928928 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2016-09-28 0 0001408356 SOLARCITY CORP SCTY 0001687033 Small James Radford 3055 CLEARVIEW WAY SAN MATEO CA 94402 0 1 0 0 Chief Financial Officer Common Stock 3061 D Option to Purchase Common Stock 57.70 2016-06-22 2025-06-22 Common Stock 36000 D Option to Purchase Common Stock 57.70 2016-06-22 2025-06-22 Common Stock 6000 D Option to Purchase Common Stock 57.70 2016-06-22 2025-06-22 Common Stock 18000 D Restricted Stock Unit Award .0001 Common Stock 15000 D Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement, provided that the reporting person continues to be a service provider to the Issuer as of each vest date. Represents par value of SolarCity Corporation common stock. Represents a restricted stock unit award granted in May 2015, in which 1/3 of the remaining shares subject to the award shall vest in May 2017, May 2018 and May 2019, subject to the continued service of the reporting person with the issuer. /s/ Seth Weissman as attorney-in-fact for J. Radford Small 2016-10-07 EX-24 2 poa.htm SMALL POWER OF ATTORNEY
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE



The undersigned, as an officer of SolarCity Corporation (the Company), hereby

constitutes and appoints Lyndon R. Rive and Seth R. Weissman, and each of them,

the undersigned's true and lawful attorney-in-fact and agent to complete and

execute such Form ID, Forms 144, Forms 3, 4 and 5, Schedules 13 and such other

forms as such attorney shall in his discretion determine to be required or

advisable pursuant to Rule 144 promulgated under the Securities Act of 1933

(as amended), Section 16 of the Securities Exchange Act of 1934 (as amended)

and the rules and regulations promulgated thereunder, and such other laws and

regulations as may require the undersigned to report his/her beneficial

ownership of securities of the Company, or any successor laws and regulations,

as a consequence of the undersigned's ownership, acquisition or disposition of

securities of the Company, and to do all acts necessary in order to file such

forms with the Securities and Exchange Commission, any securities exchange

or national association, the Company and such other person or agency as the

attorney shall deem appropriate.  The undersigned hereby ratifies and confirms

all that said attorneys-in-fact and agents shall do or cause to be done by

virtue hereof.



This Limited Power of Attorney shall remain in full force and effect until the

undersigned is no longer required to file Form ID, Forms 144, Forms 3, 4 and 5,

and Schedules 13 with respect to the undersigned's holdings of and transactions

in securities issued by the Company unless earlier revoked by the undersigned in

a writing delivered to the foregoing attorneys-in-fact.



This Limited Power of Attorney is executed at San Mateo, California, as of the

date set forth below.





/s/ J. Radford Small

JAMES RADFORD SMALL

Dated: October 5, 2016



WITNESS:

/s/ Matt Tolland

Signature



Matt Tolland

Type or Print Name



Dated: October 5, 2016