0001408356-15-000102.txt : 20151217
0001408356-15-000102.hdr.sgml : 20151217
20151217185313
ACCESSION NUMBER: 0001408356-15-000102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151216
FILED AS OF DATE: 20151217
DATE AS OF CHANGE: 20151217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARCITY CORP
CENTRAL INDEX KEY: 0001408356
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 020781046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
BUSINESS PHONE: 650-638-1028
MAIL ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pfund Nancy E
CENTRAL INDEX KEY: 0001560234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35758
FILM NUMBER: 151294914
MAIL ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-12-16
0001408356
SOLARCITY CORP
SCTY
0001560234
Pfund Nancy E
C/O SOLARCITY CORPORATION
3055 CLEARVIEW WAY
SAN MATEO
CA
94402
1
0
0
0
Common Stock
2015-12-16
2015-12-16
4
S
0
32651
55.0791
D
136557
I
By Trust
Common Stock
2015-12-17
2015-12-17
4
S
0
17349
56.5122
D
119208
I
By Trust
Common Stock
38000
I
By Trust
Common Stock
928977
I
See Footnote
Common Stock
449279
I
See Footnote
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.22, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.09 to $56.94, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
These shares are owned directly by Bay Area Equity Fund I, L.P.
The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Seth R. Weissman, Atty-in-Fact for Nancy Pfund
2015-12-17