Chief Compliance Officer

0001111629-14-000015.txt : 20140515 0001111629-14-000015.hdr.sgml : 20140515 20140515144252 ACCESSION NUMBER: 0001111629-14-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 14846262 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001408324 XXXXXXXX 03-31-2014 03-31-2014 FNY Managed Accounts LLC

90 PARK AVENUE 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-12541 N Donald Motschwiller Chief Compliance Officer 212-848-0646 Donald Motschwiller New York NY 05-15-2014 0 134 37711 false INFORMATION TABLE 2 Managed.xml FNY MANAGED ACCOUNTS 1Q14 ACCRETIVE HEALTH, INC. CMN COM 00438V103 24 3002 SH SOLE 3002 0 0 ALCOA INC. CMN COM 013817101 116 9000 SH SOLE 9000 0 0 AMERICAN CAPITAL, LTD. MUTUAL FUND COM 02503Y103 126 8000 SH SOLE 8000 0 0 APPLE, INC. CMN COM 037833100 564 1050 SH SOLE 1050 0 0 APPLIED MICRO CIRCUITS CORP CMN COM NEW 03822W406 15 1500 SH SOLE 1500 0 0 ARCH COAL INC CMN COM 039380100 67 14000 SH SOLE 14000 0 0 ARRHYTHMIA RESCH TECH CMN COM PAR $1.01 042698308 142 27550 SH SOLE 27550 0 0 AT&T INC CMN COM 00206R102 351 10000 SH SOLE 10000 0 0 AVAGO TECHNOLOGIES LTD CMN SHS Y0486S104 97 1500 SH SOLE 1500 0 0 BIOGEN IDEC INC. CMN COM 09062X103 153 500 SH SOLE 500 0 0 BRISTOL-MYERS SQUIBB COMPANY CMN COM 110122108 208 4000 SH SOLE 4000 0 0 BROADCOM CORP CL-A CMN CLASS A CL A 111320107 16 500 SH SOLE 500 0 0 CANADIAN SOLAR INC CMN COM 136635109 144 4500 SH SOLE 4500 0 0 CAPITALSOURCE INC. CMN COM 14055X102 5223 358000 SH SOLE 358000 0 0 CDW CORP CMN COM 12514G108 137 5000 SH SOLE 5000 0 0 CHELSEA THERAPEUTICS INTL LTD CMN COM 163428105 138 25000 SH SOLE 25000 0 0 CHRISTOPHER & BANKS CORPORATI CMN COM 171046105 3 500 SH SOLE 500 0 0 CISCO SYSTEMS INC. COM 17275R102 128 1620 SH SOLE 1620 0 0 CISCO SYSTEMS, INC. CMN COM 17275R102 566 25240 SH SOLE 25240 0 0 CITIGROUP INC. COM NEW 172967424 1 190 SH SOLE 190 0 0 COMPUWARE CORP. CMN COM 205638109 21 2000 SH SOLE 2000 0 0 CURRENCYSHARES AUSTRALIAN AUSTRALIAN DOL 23129U101 3 30 SH SOLE 30 0 0 DB X TRACKERS 2010 TARGET DATE FUND XTRAK 2010TGT DT 233052109 43 1715 SH SOLE 1715 0 0 DB X TRACKERS 2020 TARGET DAT FUND XTRAK 2010TGT DT 233052208 59 2113 SH SOLE 2113 0 0 DB-X TRACKERS 2040 TARGET DATE FUND XTRAK 2010TGT DT 233052406 0 10 SH SOLE 10 0 0 DB-X TRACKERS IN-TARGET DATE FUND E RGT 233052505 47 1626 SH SOLE 1626 0 0 DB-X TRACKERS MSCI BR HEDGED EQ FD XTRAK MSCI BRAZL 233051309 1 68 SH SOLE 68 0 0 DEERE & COMPANY CMN COM 244199105 363 4000 SH SOLE 4000 0 0 DISH NETWORK CORPORATION CMN CLASS CL A 25470M109 1244 20000 SH SOLE 20000 0 0 DOLLAR GENERAL CORPORATION COM 256677105 1 10 SH SOLE 10 0 0 EBAY INC. CMN COM 278642103 177 3200 SH SOLE 3200 0 0 FIREEYE, INC. CMN COM 31816Q101 197 3200 SH SOLE 3200 0 0 GENERAL MOTORS COMPANY CMN COM 37045V100 241 7000 SH SOLE 7000 0 0 GENTIUM S.P.A. SPONSORED ADR CMN TED 37250B104 39 700 SH SOLE 700 0 0 GILEAD SCIENCES CMN COM 375558103 137 1940 SH SOLE 1940 0 0 GLOBAL PMTS INC CMN COM 37940X102 356 5000 SH SOLE 5000 0 0 GLOBAL X GOLD EXPLORERS ETF COM NEW 37950E283 86 6254 SH SOLE 6254 0 0 GLOBAL X NIGERIA IDX ETF GLOBAL X NIGER 37950E424 9 656 SH SOLE 656 0 0 GLU MOBILE INC. CMN COM 379890106 7 1500 SH SOLE 1500 0 0 GOGO INC. CMN COM 38046C109 267 13000 SH SOLE 13000 0 0 GT ADVANCE TECHNOLOGIES INC CMN COM 36191U106 256 15000 SH SOLE 15000 0 0 HERTZ GLOBAL HOLDINGS, INC. CMN COM 42805T105 13 500 SH SOLE 500 0 0 HUANENG POWER INTL INC ADS SPONSORE SHS 443304100 31 816 SH SOLE 816 0 0 INTEL CORPORATION CMN COM 458140100 129 5000 SH SOLE 5000 0 0 INTERMUNE INC. COM 45884X103 13 100 SH SOLE 100 0 0 INTERMUNE, INC. CMN COM 45884X103 100 3000 SH SOLE 3000 0 0 ISHARES DEV SML CAP EX-NA ETF DEVSMCP EXNA ETF 464288497 1 16 SH SOLE 16 0 0 ISHARES 20+ YEAR TREASURY BOND 20+ YR TR BD ETF 464287432 218 2000 SH SOLE 2000 0 0 ISHARES MSCI EMERGING MKTS MSCI EMG MKT ETF 464287234 1 100 SH Put SOLE 100 0 0 ISHARES MSCI EMERGING MKTS ETF MSCI EMG MKT ETF 464287234 1 25 SH SOLE 25 0 0 ISHARES MSCI JAPAN MSCI JAPAN ETF 464286848 1 100 SH SOLE 100 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF NASDQ BIOTEC ETF 464287556 284 1200 SH SOLE 1200 0 0 ISHARES RUSSELL 2000 2000 ETF 464287655 12 222 SH Put SOLE 222 0 0 ISHARES US HOME CONSTRUCTION US HOME CONS ETF 464288752 121 5000 SH SOLE 5000 0 0 JDS UNIPHASE CORPORATION CMN COM PAR $1.001 46612J507 35 2500 SH SOLE 2500 0 0 JOY GLOBAL INC. CMN COM 481165108 58 1000 SH SOLE 1000 0 0 KB HOME CMN COM 48666K109 34 2000 SH SOLE 2000 0 0 KOFAX LIMITED CMN USD G5307C105 61 7000 SH SOLE 7000 0 0 LEVEL 3 COMMUNICATIONS INC CMN COM NEW 52729N308 196 5000 SH SOLE 5000 0 0 LIBERTY GLOBAL, PLC. CMN CLASS C SHS CL C G5480U120 65 1600 SH SOLE 1600 0 0 LIONS GATE ENTERTAINMENT CORP CMN COM NEW 535919203 134 5000 SH SOLE 5000 0 0 LULULEMON ATHLETICA INC. CMN COM 550021109 53 1000 SH SOLE 1000 0 0 MANDALAY DIGITAL GROUP INC CMN COM NEW 562562207 138 35000 SH SOLE 35000 0 0 MARKET VECTORS ETF TRUST CMN OND 57060U282 68 2621 SH SOLE 2621 0 0 MARKET VECTORS ETF TRUST GOLD MINER GOLD MINER ETF 57060U100 123 5200 SH SOLE 5200 0 0 MASTERCARD INCORPORATED CMN CLASS A CL A 57636Q104 0 1 SH SOLE 1 0 0 MEDIVATION INC. CMN COM 58501N101 129 2000 SH SOLE 2000 0 0 NATIONAL BANK OF GREECE S.A. S A SPN ADR REP 1 SH 633643705 7 230 SH SOLE 230 0 0 NEONODE INC COM NEW 64051M402 34 300 SH SOLE 300 0 0 NEONODE INC CMN COM NEW 64051M402 648 113964 SH SOLE 113964 0 0 NETAPP, INC. CMN COM 64110D104 111 3000 SH SOLE 3000 0 0 NEW MEDIA INVESTMENT GROUP IN CMN COM 64704V106 11 721 SH SOLE 721 0 0 NEWCASTLE INVESTMENT CORPORAT CMN COM 65105M108 141 30000 SH SOLE 30000 0 0 NEWS CORPORATION CMN SERIES CLASS NEW CL B 65249B208 154 9200 SH SOLE 9200 0 0 NOKIA CORP SPON ADR SPONSORED ADR C SPONSORED ADR 654902204 1505 205000 SH SOLE 205000 0 0 NOVACOPPER INC. CMN COM 66988K102 155 114500 SH SOLE 114500 0 0 NOVAVAX INC COM 670002104 50 600 SH SOLE 600 0 0 NPS PHARMACEUTICALS INC CMN COM 62936P103 60 2000 SH SOLE 2000 0 0 ORIENTAL FINANCIAL GROUP INC. COM 67103X102 45 868 SH SOLE 868 0 0 PACTERA TECHNLGY INTERNATINAL LTD S SPONSORED ADR 695255109 10013 1383005 SH SOLE 1383005 0 0 PIMCO CANADA BOND INDEX EXCHANGE TR CDA BD IDX FD 72201R759 22 240 SH SOLE 240 0 0 POTASH CORP OF SASKATCHEWAN COM 73755L107 3 75 SH SOLE 75 0 0 PROSHARES TRUST II- PROSHARES ULTRA ULSHT DJ UBS CMD 74347W676 2 36 SH SOLE 36 0 0 QUALCOMM INC CMN COM 747525103 197 2500 SH SOLE 2500 0 0 RACKSPACE HOSTING INC. COM 750086100 0 100 SH SOLE 100 0 0 RALLY SOFTWARE DEVELOPMENT COR COM 751198102 1 20 SH SOLE 20 0 0 RAMBUS INC CMN COM 750917106 86 8000 SH SOLE 8000 0 0 RF MICRO DEVICES INC CMN COM 749941100 375 47600 SH SOLE 47600 0 0 RINGCENTRAL, INC. CMN CL A 76680R206 2 100 SH SOLE 100 0 0 RUBICON TECHNOLOGY INC CMN COM 78112T107 23 2000 SH SOLE 2000 0 0 S&W SEED CO CMN COM 785135104 67 9000 SH SOLE 9000 0 0 SANDISK CORP COM 80004C101 1 10 SH Put SOLE 10 0 0 SAP AG (SPON ADR) SPONSORED ADR 803054204 813 10000 SH SOLE 10000 0 0 SHORETEL, INC. CMN COM 825211105 9 1000 SH SOLE 1000 0 0 SINA CORPORATION ORD G81477104 5 80 SH SOLE 80 0 0 SINA CORPORATION CMN ORD G81477104 91 1500 SH SOLE 1500 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 112 10036 SH SOLE 10036 0 0 SIRIUS XM HOLDINGS INC CMN COM 82968B103 96 30100 SH SOLE 30100 0 0 SPDR GOLD TRUST SHS 78463V107 14 50 SH SOLE 50 0 0 SPDR GOLD TRUST ETF SHS 78463V107 62 500 SH SOLE 500 0 0 SPDR S&P 500 ETF NIT 78462F103 6 400 SH Put SOLE 400 0 0 SPRINT CORPORATION R 1 85207U105 5 80 SH SOLE 80 0 0 SPRINT CORPORATION CMN R 1 85207U105 323 35100 SH SOLE 35100 0 0 STILLWATER MINING COMPANY COM 86074Q102 1 90 SH SOLE 90 0 0 STILLWATER MINING COMPANY CMN COM 86074Q102 30 2000 SH SOLE 2000 0 0 STRATASYS LTD SHS M85548101 14 30 SH SOLE 30 0 0 SUNEDISON INC COM 86732Y109 1 20 SH SOLE 20 0 0 SYMANTEC CORP COM 871503108 7 150 SH SOLE 150 0 0 SYMANTEC CORP CMN COM 871503108 50 2500 SH SOLE 2500 0 0 SYNAPTICS INC. COM 87157D109 6 100 SH SOLE 100 0 0 SYNAPTICS, INC. CMN COM 87157D109 60 1000 SH SOLE 1000 0 0 TABLEAU SOFTWARE, INC. CMN CLASS A CL A 87336U105 76 1000 SH SOLE 1000 0 0 TENET HEALTHCARE CORP CMN COM NEW 88033G407 128 3000 SH SOLE 3000 0 0 TEUCRIUM AGRICULTURAL FD ETF AGRICULTURE FD 88166A706 2 40 SH SOLE 40 0 0 TEVA PHARMACEUTICAL IND LTD ADS ADR 881624209 106 2000 SH SOLE 2000 0 0 THE MOSAIC COMPANY CMN COM 61945C103 75 1500 SH SOLE 1500 0 0 TIBCO SOFTWARE INC. COM 88632Q103 0 50 SH SOLE 50 0 0 TIVO INC CMN COM 888706108 794 60000 SH SOLE 60000 0 0 T-MOBILE US, INC. CMN COM 872590104 892 27000 SH SOLE 27000 0 0 TOWER SEMICONDUCTOR LTD CMN COM NEW M87915274 165 18000 SH SOLE 18000 0 0 TOWERS WATSON & CO CMN CLASS A CL A 891894107 228 2000 SH SOLE 2000 0 0 TWENTY-FIRST CENTURY FOX, INC CMN CL B 90130A200 3083 99074 SH SOLE 99074 0 0 UNITED STATES METAL INDEX FUNDS COM UNIT US ML 911718302 25 1150 SH SOLE 1150 0 0 UNWIRED PLANET INC CMN COM 91531F103 9 4000 SH SOLE 4000 0 0 VERIZON COMMUNICATIONS INC. COM 92343V104 95 600 SH SOLE 600 0 0 VERIZON COMMUNICATIONS INC. CMN COM 92343V104 1903 40000 SH SOLE 40000 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 298 2200 SH SOLE 2200 0 0 VODAFONE GROUP PLC ADR CMN NEW SPNSR ADR NO PAR 92857W308 552 15004 SH SOLE 15004 0 0 WELLPOINT INC. COM 94973V107 4 20 SH Put SOLE 20 0 0 WISDOM TREE EURO DEBT FUND EXCHANGE UND 97717W174 8 367 SH SOLE 367 0 0 WORLD ACCEP CORP DEL COM 981419104 32 56 SH Put SOLE 56 0 0 XPO LOGISTICS INC CMN COM 983793100 15 500 SH SOLE 500 0 0 YAHOO INC COM 984332106 11 400 SH SOLE 400 0 0 ZYNGA INC. CMN CLASS A CL A 98986T108 4 1000 SH SOLE 1000 0 0