0001181431-14-016437.txt : 20140417
0001181431-14-016437.hdr.sgml : 20140417
20140417164237
ACCESSION NUMBER: 0001181431-14-016437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140415
FILED AS OF DATE: 20140417
DATE AS OF CHANGE: 20140417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Synacor, Inc.
CENTRAL INDEX KEY: 0001408278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 161542712
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 LARIVIERE DRIVE
STREET 2: SUITE 300
CITY: BUFFALO
STATE: NY
ZIP: 14202
BUSINESS PHONE: 716-853-1362
MAIL ADDRESS:
STREET 1: 40 LARIVIERE DRIVE
STREET 2: SUITE 300
CITY: BUFFALO
STATE: NY
ZIP: 14202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chamoun George
CENTRAL INDEX KEY: 0001419488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33843
FILM NUMBER: 14770492
MAIL ADDRESS:
STREET 1: C/O SYNACOR, INC.
STREET 2: 40 LA RIVIERE DRIVE, SUITE 300
CITY: BUFFALO
STATE: NY
ZIP: 14202
4
1
rrd407588.xml
EXERCISE OF OPTIONS AND SALE OF STOCK
X0306
4
2014-04-15
0
0001408278
Synacor, Inc.
SYNC
0001419488
Chamoun George
C/O SYNACOR, INC.
40 LA RIVIERE DR., SUITE 300
BUFFALO
NY
14202
0
1
0
0
Executive Vice President
Common Stock
2014-04-15
4
S
0
5000
2.5431
D
297501
D
Common Stock
2014-04-17
4
M
0
10000
0.2
A
307501
D
Employee stock option (right to purchase)
0.2
2014-04-17
4
M
0
10000
0
D
2014-11-17
Common Stock
10000
8004.5
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full informaiton regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option became exercisable on May 18, 2005, the six-month anniversary of the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested upon completion of 12 months of continuous service after October 1, 2004 and the remainder vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment through such dates.
/s/ William J. Stuart, attorney in fact
2014-04-17