0001181431-14-016437.txt : 20140417 0001181431-14-016437.hdr.sgml : 20140417 20140417164237 ACCESSION NUMBER: 0001181431-14-016437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140415 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synacor, Inc. CENTRAL INDEX KEY: 0001408278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 161542712 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 LARIVIERE DRIVE STREET 2: SUITE 300 CITY: BUFFALO STATE: NY ZIP: 14202 BUSINESS PHONE: 716-853-1362 MAIL ADDRESS: STREET 1: 40 LARIVIERE DRIVE STREET 2: SUITE 300 CITY: BUFFALO STATE: NY ZIP: 14202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chamoun George CENTRAL INDEX KEY: 0001419488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33843 FILM NUMBER: 14770492 MAIL ADDRESS: STREET 1: C/O SYNACOR, INC. STREET 2: 40 LA RIVIERE DRIVE, SUITE 300 CITY: BUFFALO STATE: NY ZIP: 14202 4 1 rrd407588.xml EXERCISE OF OPTIONS AND SALE OF STOCK X0306 4 2014-04-15 0 0001408278 Synacor, Inc. SYNC 0001419488 Chamoun George C/O SYNACOR, INC. 40 LA RIVIERE DR., SUITE 300 BUFFALO NY 14202 0 1 0 0 Executive Vice President Common Stock 2014-04-15 4 S 0 5000 2.5431 D 297501 D Common Stock 2014-04-17 4 M 0 10000 0.2 A 307501 D Employee stock option (right to purchase) 0.2 2014-04-17 4 M 0 10000 0 D 2014-11-17 Common Stock 10000 8004.5 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full informaiton regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option became exercisable on May 18, 2005, the six-month anniversary of the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested upon completion of 12 months of continuous service after October 1, 2004 and the remainder vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment through such dates. /s/ William J. Stuart, attorney in fact 2014-04-17