0000899243-21-040325.txt : 20211014 0000899243-21-040325.hdr.sgml : 20211014 20211014213021 ACCESSION NUMBER: 0000899243-21-040325 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211014 FILED AS OF DATE: 20211014 DATE AS OF CHANGE: 20211014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bono Frank S. CENTRAL INDEX KEY: 0001407999 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40902 FILM NUMBER: 211324631 MAIL ADDRESS: STREET 1: 5677 AIRLINE ROAD CITY: ARLINGTON STATE: TN ZIP: 38002 FORMER NAME: FORMER CONFORMED NAME: Bono Frank A. DATE OF NAME CHANGE: 20070726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Paragon 28, Inc. CENTRAL INDEX KEY: 0001531978 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 273170186 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8310 SOUTH VALLEY HIGHWAY STREET 2: SUITE 3115 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 888-728-1888 MAIL ADDRESS: STREET 1: 8310 SOUTH VALLEY HIGHWAY STREET 2: SUITE 3115 CITY: ENGLEWOOD STATE: CO ZIP: 80112 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-10-14 0 0001531978 Paragon 28, Inc. FNA 0001407999 Bono Frank S. C/O PARAGON 28, INC. 14445 GRASSLANDS DRIVE ENGLEWOOD CO 80112 0 1 0 0 Chief Technology Officer Common Stock 1666104 D Common Stock 13500 I See footnote Stock Option (Right to Buy) 4.60 2027-12-31 Common Stock 125000 D Stock Option (Right to Buy) 5.40 2028-12-31 Common Stock 50000 D Stock Option (Right to Buy) 6.60 2029-12-31 Common Stock 37500 D Stock Option (Right to Buy) 6.60 2030-12-31 Common Stock 75000 D Reflects a 5-for-1 forward stock split of the Issuer's outstanding common stock effected on October 8, 2021. Shares are held by Frank S. Bono Revocable Living Trust dated September 14, 2010, of which the Reporting Person is trustee. The shares subject to the option vest are fully vested and exercisable. 50% of the shares subject to the option vest annually measured from December 31, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date. 50% of the shares subject to the option vest annually measured from December 31, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date. 50% of the shares subject to the option vest annually measured from December 31, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date. Exhibit 24.1 - Power of Attorney /s/ Jonathan Friedman, as Attorney-in-Fact for Frank Bono 2021-10-14 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT

                                  POWER OF ATTORNEY

    Know all by these presents, that the undersigned hereby constitutes and
appoints each of (i) the Chief Executive Officer of Paragon 28, Inc., a Delaware
corporation (the "Company"), who is currently Albert DaCosta, (ii) the Company's
Chief Financial Officer, who is currently Stephen M. Deitsch and (iii) the
Company's General Counsel, who is currently Jonathan Friedman, and their
respective successors, signing singly, with full power of substitution, as the
undersigned's true and lawful attorney-in-fact to:

    (1)    execute for and on behalf of the undersigned, in the undersigned's
           capacity as an officer and/or director of the Company, Forms 3, 4 and
           5 (including amendments thereto) in accordance with Section 16(a) of
           the Securities Exchange Act of 1934 and the rules and regulations
           thereunder and a Form ID, Uniform Application for Access Codes to
           File on EDGAR;

    (2)    do and perform any and all acts for and on behalf of the undersigned
           which may be necessary or desirable to complete and execute any such
           Forms 3, 4 or 5 or Form ID and timely file such forms (including
           amendments thereto) and application with the United States Securities
           and Exchange Commission and any stock exchange or similar authority;
           and

    (3)    take any other action of any type whatsoever in connection with the
           foregoing which, in the opinion of such attorney-in-fact, may be of
           benefit to, in the best interest of, or legally required by, the
           undersigned, it being understood that the documents executed by such
           attorney-in-fact on behalf of the undersigned pursuant to this Power
           of Attorney shall be in such form and shall contain such terms and
           conditions as such attorney-in-fact may approve in such attorney-in-
           fact's discretion.

    The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.

    The undersigned agrees that each such attorney-in-fact herein may rely
entirely on information furnished orally or in writing by the undersigned to
such attorney-in-fact.  The undersigned also agrees to indemnify and hold
harmless the Company and each such attorney-in-fact against any losses, claims,
damages or liabilities (or actions in these respects) that arise out of or are
based upon any untrue statements or omission of necessary facts in the
information provided by the undersigned to such attorney-in fact for purposes of
executing, acknowledging, delivering or filing Forms 3, 4 or 5 (including
amendments thereto) or Form ID and agrees to reimburse the Company and such
attorney-in-fact for any legal or other expenses reasonably incurred in
connection with investigating or defending against any such loss, claim, damage,
liability or action.

    This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 or 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier (a) revoked by the undersigned in a signed writing delivered to
the foregoing attorneys-in-fact or (b) superseded by a new power of attorney
regarding the purposes outlined in the first paragraph hereof dated as of a
later date.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 5th day of October, 2021.

                                        /s/ Frank Bono
                                        ----------------------------------------
                                        Frank Bono