X0407 4 2023-06-16 false 0001407973 Sonendo, Inc. SONX 0001207793 BERGHEIM OLAV C/O FJORD VENTURES LLC 26051 MERIT CIRCLE, SUITE 102 LAGUNA HILLS CA 92653 true false true false false Common Stock 2023-06-16 4 A false 25316.00 0.00 A 150408.00 D Common Stock 1090752.00 I Held by Fjordinvest LLC Common Stock 393474.00 I Held by Fjordinvest (Cayman) Ltd. Common Stock 66464.00 I Held by Fjord Ventures LLC Common Stock 131302.00 I Held by Micro LLC Common Stock 691628.00 I Held by Fjord Capital Partners I, L.P. Common Stock 286673.00 I Held by Fjordinvest (Cayman) II Ltd. Common Stock 24906.00 I Held by IRA Stock Option (Right to Buy) 1.08 2023-06-16 4 A false 32520.00 0.00 A 2033-06-15 Common Stock 32520.00 32520.00 D Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim. The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. /s/ Olav Bergheim 2023-06-20