0000899243-21-042412.txt : 20211102
0000899243-21-042412.hdr.sgml : 20211102
20211102172324
ACCESSION NUMBER: 0000899243-21-042412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211102
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergheim Bjarne
CENTRAL INDEX KEY: 0001875434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 211372598
MAIL ADDRESS:
STREET 1: C/O SONENDO, INC.
STREET 2: 2601 MERIT CIRCLE, SUITE 102
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-02
0
0001407973
Sonendo, Inc.
SONX
0001875434
Bergheim Bjarne
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
1
1
0
0
President and CEO
Common Stock
2021-11-02
4
C
0
78983
A
250957
D
Common Stock
2021-11-02
4
A
0
97166
0.00
A
348123
D
Series A-1 Preferred Stock
2021-11-02
4
C
0
78983
D
Common Stock
78983
0
D
Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on November 2, 2021.
By: /s/ Jacqueline Collins, Attorney-in-Fact for Bjarne Bergheim
2021-11-02