X0306 4 2021-11-02 0 0001407973 Sonendo, Inc. SONX 0001207793 BERGHEIM OLAV C/O FJORD VENTURES LLC 26051 MERIT CIRCLE, SUITE 102 LAGUNA HILLS CA 92653 1 0 1 0 Common Stock 2021-11-02 4 C 0 1090752 A 1090752 I Held by Fjordinvest LLC Common Stock 2021-11-02 4 C 0 393473 A 393473 I Held by Fjordinvest (Cayman) Ltd. Common Stock 2021-11-02 4 C 0 52766 A 66464 I Held by Fjord Ventures LLC Common Stock 2021-11-02 4 C 0 21713 A 131302 I Held by Micro LLC Common Stock 2021-11-02 4 P 0 33500 12.00 A 164802 I Micro LLC Common Stock 2021-11-02 4 C 0 691628 A 691628 I Held by Fjord Capital Partners I, L.P. Common Stock 2021-11-02 4 C 0 286673 A 286673 I Held by Fjordinvest (Cayman) II Ltd. Common Stock 2021-11-02 4 C 0 24906 A 24906 I Held by IRA Series A-1 Preferred Stock 2021-11-02 4 C 0 592372 D Common Stock 592372 0 I Held by Fjordinvest LLC Series B Preferred Stock 2021-11-02 4 C 0 159170 D Common Stock 159170 0 I Held by Fjordinvest LLC Series C Preferred Stock 2021-11-02 4 C 0 99626 D Common Stock 99626 0 I Held by Fjordinvest LLC Series C-1 Preferred Stock 2021-11-02 4 C 0 239584 D Common Stock 239584 0 I Held by Fjordinvest LLC Series D Preferred Stock 2021-11-02 4 C 0 393473 D Common Stock 393473 0 I Held by Fjordinvest (Cayman) Ltd. Series B Preferred Stock 2021-11-02 4 C 0 52766 D Common Stock 52766 0 I Held by Fjord Ventures LLC Series B Preferred Stock 2021-11-02 4 C 0 21713 D Common Stock 21713 0 I Held by Micro LLC Series B Preferred Stock 2021-11-02 4 C 0 592002 D Common Stock 592002 0 I Held by Fjord Capital Partners I, L.P. Series C Preferred Stock 2021-11-02 4 C 0 99626 D Common Stock 99626 0 I Held by Fjord Capital Partners I, L.P. Series D Preferred Stock 2021-11-02 4 C 0 286673 D Common Stock 286673 0 I Held by Fjordinvest (Cayman) II Ltd. Series E Preferred Stock 2021-11-02 4 C 0 24906 D Common Stock 24906 0 I Held by IRA Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim. By: /s/ Jacqueline Collins, Attorney-in-Fact for Olav Bergheim 2021-11-02