(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
(Address of Principal Executive Offices) |
(Zip Code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c)) |
Name of Registrant |
Title of each class |
Trading Symbol |
Name of each exchange on which registered | |||
Retail Opportunity Investments Corp. | ||||||
Retail Opportunity Investments Partnership, LP | None | None | None |
Item 1.01 |
Entry into a Material Definitive Agreement. |
Item 9.01 |
Financial Statements and Exhibits. |
(d) | Exhibits. |
Exhibit No. |
Description | |
1.1 | Underwriting Agreement, dated as of September 14, 2023, by and among Retail Opportunity Investments Partnership, LP, Retail Opportunity Investments Corp. and J.P. Morgan Securities LLC, BofA Securities, Inc., PNC Capital Markets LLC and Wells Fargo Securities, LLC for themselves and as representatives of the other Underwriters named in Schedule A thereto. | |
4.1 | Indenture, dated as of December 9, 2013, by and between Retail Opportunity Investments Partnership, LP, Retail Opportunity Investments Corp. and Wells Fargo Bank, National Association (incorporated by reference to the Company’s current report on Form 8-K filed on December 9, 2013). | |
101 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document | |
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (and contained in Exhibit 101) |
Dated: September 20, 2023 | RETAIL OPPORTUNITY INVESTMENTS CORP. | |||||
By: | /s/ Michael B. Haines | |||||
Name: | Michael B. Haines | |||||
Title: | Chief Financial Officer | |||||
Dated: September 20, 2023 |
RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP | |||||
By: RETAIL OPPORTUNITY INVESTMENTS GP, LLC, its general partner | ||||||
By: | /s/ Michael B. Haines | |||||
Name: | Michael B. Haines | |||||
Title: | Chief Financial Officer |