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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM
8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 27, 2022
 
 
RETAIL OPPORTUNITY INVESTMENTS CORP.
(Exact Name of Registrant as Specified in Its Charter)
 
 
 
Maryland
  
001-33749
  
26-0500600
(State or other jurisdiction
of incorporation)
  
(Commission
File Number)
  
(I.R.S. Employer
Identification No.)
 
 
RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP
(Exact Name of Registrant as Specified in Its Charter)
 
 
 
Delaware
  
333-189057-01
  
94-2969738
(State or other jurisdiction
of incorporation)
  
(Commission
File Number)
  
(LR.S. Employer
Identification No.)
 
11250 El Camino Real, Suite 200 San
Diego, California
    
92130
(Address of Principal Executive Offices)
    
(Zip Code)
(858)
677-0900
(Registrant’s telephone number, including area code)
N/A
(Former name, former address and former fiscal year, if changed since last report)
 
 
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
 
☐
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR 240.14d‑2(b))
 
☐
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR 240.13e‑4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter)
☐  Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
Securities registered pursuant to Section 12(b) of the Exchange Act:
 
Name of Registrant
  
Title of each class
  
Trading
Symbol
  
Name of each exchange
on which registered
Retail Opportunity Investments Corp.
  
Common Stock, par value $0.0001 per share
  
ROIC
  
NASDAQ
Retail Opportunity Investments Partnership, LP
  
None
  
None
  
None
 
 
 
Item 9.01
Financial Statements and Exhibits.
(d)    Exhibits.
 
Exhibit
No.
   
Description
  5.1    Opinion of Clifford Chance US LLP (including consent of such firm)
23.1    Consent of Clifford Chance US LLP (included in Exhibit 5.1)
 101    Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document
 104    The cover page from this Current Report on Form
8-K,
formatted in Inline XBRL (and contained in Exhibit 101)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: April 27, 2022     RETAIL OPPORTUNITY INVESTMENTS CORP.
    By:  
/s/ Michael B. Haines
    Name:   Michael B. Haines
    Title:   Chief Financial Officer
Dated: April 27, 2022     RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP
   
By: RETAIL OPPORTUNITY INVESTMENTS GP, LLC, its
general partner
    By:  
/s/ Michael B. Haines
    Name:   Michael B. Haines
    Title:   Chief Financial Officer