EX-FILING FEES 4 exh_107.htm CALCULATION OF FILING FEE TABLES

EXHIBIT 107

Calculation of Filing Fee Tables

 

Form S-8

 

(Form Type)

 

Retail Opportunity Investments Corp.

 

Retail Opportunity Investments Partnership, LP

 

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities

 

  Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee
  Retail Opportunity Investments Corp.            
Fees to Be Paid Equity Common Stock, par value $0.0001 per share(2) Other 8,733,698 14.71(3) $128,472,698(3) $110.20 per $1,000,000 14,158
  Total Offering Amounts   $128,472,698   14,158
  Total Fee Offsets       2,768
  Net Fee Due       11,390

 

 

 

 

Table 2: Fee Offset Claims and Sources

 

  Registrant or Filer Name Form or Filing Type File Number

Initial

 

Filing Date

 

Filing Date Fee Offset Claimed Security Type Associated with Fee Offset Claimed Security Title Associated with Fee Offset Claimed Unsold Securities Associated with Fee Offset Claimed Unsold Aggregate Offering Amount Associated with Fee Offset Claimed Fee Paid with Fee Offset Source
Rule 457(p)
Fee Offset Claims Retail Opportunity Investments Corp. S-8 333-229053 12/28/2018   2,768(4) Equity Common Stock, par value $0.0001 per share 1,452,300 $22,844,679  
Fee Offset Sources Retail Opportunity Investments Corp. S-8 333-229053   12/28/2018           $10,071

 

 

  (1) Pursuant to Rule 416 under the Securities Act of 1933 (the “Securities Act”), this Registration Statement shall include any additional shares of common stock, par value $0.0001 per share (the “Common Stock”), by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of the Registrant’s outstanding shares of Common Stock.
  (2) Represents 5,002,143 shares of Common Stock available for issuance under future awards to be granted pursuant to the Retail Opportunity Investments Corp. Second Amended and Restated 2009 Equity Incentive Plan and 3,731,555 shares of Common Stock previously issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan or reserved for issuance under outstanding awards previously granted pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan.
  (3) Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) and Rule 457(h) under the Securities Act, based on the average of the high and low prices of our Common Stock as reported by the NASDAQ Global Select Market on December 22, 2022.
  (4) Pursuant to Rule 457(p) under the Securities Act, registration fees of $2,768 that have already been paid and remain unused with respect to securities that were previously registered pursuant to the Registration Statement on Form S-8 (Registration No. 333-229053) (the “Prior Registration Statement”) and were not sold thereunder may be applied to the filing fees payable pursuant to this registration statement. The Company has terminated the offering that included the unsold securities under the Prior Registration Statement.