0001171843-16-011981.txt : 20160829 0001171843-16-011981.hdr.sgml : 20160829 20160829163425 ACCESSION NUMBER: 0001171843-16-011981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160825 FILED AS OF DATE: 20160829 DATE AS OF CHANGE: 20160829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP CENTRAL INDEX KEY: 0001407623 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260500600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 677-0900 MAIL ADDRESS: STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: NRDC Acquisition Corp. DATE OF NAME CHANGE: 20070724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Indiveri Michael J. CENTRAL INDEX KEY: 0001415361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33749 FILM NUMBER: 161858214 MAIL ADDRESS: STREET 1: 3 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 4 1 f4_indiveri082916.xml OWNERSHIP DOCUMENT X0306 4 2016-08-25 0 0001407623 RETAIL OPPORTUNITY INVESTMENTS CORP ROIC 0001415361 Indiveri Michael J. C/O RETAIL OPPORTUNITY INVESTMENTS CORP. 8905 TOWNE CENTRE DRIVE, SUITE 108 SAN DIEGO CA 92122 1 0 0 0 Common Stock, par value $0.0001 per share 2016-08-25 4 P 0 2900 22.328 A 8400 I See footnote Common Stock, par value $0.0001 per share 45139 D The price of the shares of Common Stock purchased by the reporting person ranged from $22.323 per share to $22.33 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price will be provided. The shares were purchased by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person. /s/ Michael J. Indiveri 2016-08-29