0001171843-16-011981.txt : 20160829
0001171843-16-011981.hdr.sgml : 20160829
20160829163425
ACCESSION NUMBER: 0001171843-16-011981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Indiveri Michael J.
CENTRAL INDEX KEY: 0001415361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 161858214
MAIL ADDRESS:
STREET 1: 3 MANHATTANVILLE ROAD
CITY: PURCHASE
STATE: NY
ZIP: 10577
4
1
f4_indiveri082916.xml
OWNERSHIP DOCUMENT
X0306
4
2016-08-25
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001415361
Indiveri Michael J.
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
8905 TOWNE CENTRE DRIVE, SUITE 108
SAN DIEGO
CA
92122
1
0
0
0
Common Stock, par value $0.0001 per share
2016-08-25
4
P
0
2900
22.328
A
8400
I
See footnote
Common Stock, par value $0.0001 per share
45139
D
The price of the shares of Common Stock purchased by the reporting person ranged from $22.323 per share to $22.33 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price will be provided.
The shares were purchased by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.
/s/ Michael J. Indiveri
2016-08-29