0001104659-20-117290.txt : 20201022
0001104659-20-117290.hdr.sgml : 20201022
20201022202953
ACCESSION NUMBER: 0001104659-20-117290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201020
FILED AS OF DATE: 20201022
DATE AS OF CHANGE: 20201022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUMMINS LISA M
CENTRAL INDEX KEY: 0001407456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38608
FILM NUMBER: 201255834
MAIL ADDRESS:
STREET 1: 3011 TRIAD DRIVE
CITY: LIVERMORE
STATE: CA
ZIP: 94551
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Wireless Technologies, Inc.
CENTRAL INDEX KEY: 0001682149
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 301135279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 408-627-4716
MAIL ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
FORMER COMPANY:
FORMER CONFORMED NAME: Summit Semiconductor Inc.
DATE OF NAME CHANGE: 20180501
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR
DATE OF NAME CHANGE: 20180416
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR INC.
DATE OF NAME CHANGE: 20180413
4
1
tm2034098-4_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-10-20
0
0001682149
Summit Wireless Technologies, Inc.
WISA
0001407456
CUMMINS LISA M
C/O SUMMIT WIRELESS TECHNOLOGIES, INC.
6840 VIA DEL ORO STE. 280
SAN JOSE
CA
95119
1
0
0
0
Common Stock
2020-10-20
4
A
0
10000
0
A
14000
D
Issuable upon settlement of restricted stock units of the issuer ("RSUs"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer, subject to the vesting terms of such RSUs.
The grant of such RSUs was approved by the issuer's board of directors on July 27, 2020, subject to stockholder approval of the issuer's 2020 Stock Incentive Plan (the "2020 Plan") under which such RSUs were granted. The 2020 Plan was approved by the issuer's stockholders on October 20, 2020.
10,000 RSUs were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2020 Plan. The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. Pursuant to the rules promulgated under Section 13 of the Securities Exchange Act of 1934, as amended, the Reporting Person is not deemed to be the beneficial owner of any of the RSUs until 60 days prior to the applicable vesting dates.
/s/ Lisa M. Cummins
2020-10-22