0001104659-20-117290.txt : 20201022 0001104659-20-117290.hdr.sgml : 20201022 20201022202953 ACCESSION NUMBER: 0001104659-20-117290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201020 FILED AS OF DATE: 20201022 DATE AS OF CHANGE: 20201022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUMMINS LISA M CENTRAL INDEX KEY: 0001407456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38608 FILM NUMBER: 201255834 MAIL ADDRESS: STREET 1: 3011 TRIAD DRIVE CITY: LIVERMORE STATE: CA ZIP: 94551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Wireless Technologies, Inc. CENTRAL INDEX KEY: 0001682149 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 301135279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6840 VIA DEL ORO STE. 280 CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-627-4716 MAIL ADDRESS: STREET 1: 6840 VIA DEL ORO STE. 280 CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: Summit Semiconductor Inc. DATE OF NAME CHANGE: 20180501 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR DATE OF NAME CHANGE: 20180416 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR INC. DATE OF NAME CHANGE: 20180413 4 1 tm2034098-4_4.xml OWNERSHIP DOCUMENT X0306 4 2020-10-20 0 0001682149 Summit Wireless Technologies, Inc. WISA 0001407456 CUMMINS LISA M C/O SUMMIT WIRELESS TECHNOLOGIES, INC. 6840 VIA DEL ORO STE. 280 SAN JOSE CA 95119 1 0 0 0 Common Stock 2020-10-20 4 A 0 10000 0 A 14000 D Issuable upon settlement of restricted stock units of the issuer ("RSUs"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer, subject to the vesting terms of such RSUs. The grant of such RSUs was approved by the issuer's board of directors on July 27, 2020, subject to stockholder approval of the issuer's 2020 Stock Incentive Plan (the "2020 Plan") under which such RSUs were granted. The 2020 Plan was approved by the issuer's stockholders on October 20, 2020. 10,000 RSUs were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2020 Plan. The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. Pursuant to the rules promulgated under Section 13 of the Securities Exchange Act of 1934, as amended, the Reporting Person is not deemed to be the beneficial owner of any of the RSUs until 60 days prior to the applicable vesting dates. /s/ Lisa M. Cummins 2020-10-22