SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Haji Sheeraz D.

(Last) (First) (Middle)
11501 DOMAIN DRIVE
SUITE 200

(Street)
AUSTIN TX 78758

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Convio, Inc. [ CNVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2010
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Series Q Common Stock 05/04/2010 D(1) 116 D $0 0 D
Common Stock 05/04/2010 A(1) 116 A $0 116 D
Series R Common Stock 05/04/2010 D(2) 4,317 D $0 0 D
Common Stock 05/04/2010 A(2) 4,317 A $0 4,433 D
Series S Common Stock 05/04/2010 D(3) 135,810 D $0 0 D
Common Stock 05/04/2010 A(3) 135,810 A $0 140,243 D
Common Stock 05/04/2010 C 668(4) A $0 140,911 D
Common Stock 05/04/2010 S 35,311 D $8.37 105,600 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Preferred Stock $0 05/04/2010 C 668 (5) (6) Common Stock 668(4) $0 0 D
Incentive Stock Option (right to buy)(7) $1.2369 05/04/2010 D(8) 45,270 (7) 01/26/2016 Series P Common Stock 45,270 (8) 0 D
Incentive Stock Option (right to buy)(7) $1.2369 05/04/2010 A(8) 45,270 (7) 01/26/2016 Common Stock 45,270 (8) 45,270 D
Incentive Stock Option (right to buy)(9) $0.5301 05/04/2010 D(8) 33,952 (9) 01/30/2014 Series P Common Stock 33,952 (8) 0 D
Incentive Stock Option (right to buy)(9) $0.5301 05/04/2010 A(8) 33,952 (9) 01/30/2014 Common Stock 33,952 (8) 33,952 D
Non-Qualified Stock Option (right to buy)(10) $4.5739 05/04/2010 D(8) 31,680 (10) 03/15/2016 Series P Common Stock 31,680 (8) 0 D
Non-Qualified Stock Option (right to buy)(10) $4.5739 05/04/2010 A(8) 31,680 (10) 03/15/2016 Common Stock 31,680 (8) 31,680 D
Non-Qualified Stock Option (right to buy)(11) $8.75 05/04/2010 D(8) 7,040 (11) 02/03/2017 Series P Common Stock 7,040 (8) 0 D
Non-Qualified Stock Option (right to buy)(11) $8.75 05/04/2010 A(8) 7,040 (11) 02/03/2017 Common Stock 7,040 (8) 7,040 D
Explanation of Responses:
1. Reflects the automatic conversion of Convio, Inc.'s Series Q Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
2. Reflects the automatic conversion of Convio, Inc.'s Series R Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
3. Reflects the automatic conversion of Convio, Inc.'s Series S Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
4. Reflects the automatic conversion of Convio, Inc.'s Series B Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
5. These shares were immediately exercisable.
6. These shares had no expiration date.
7. Granted under the Issuer's GetActive 2006 Equity Incentive Plan. The option is fully vested and exercisable.
8. Reflects the automatic conversion of the underlying security, Convio, Inc.'s Series P Common Stock, into shares of Common Stock on a one-for-one basis of the derivative security, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
9. Granted under the Issuer's GetActive 2000 Stock Option Plan. The option is fully vested and exercisable.
10. The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
11. The option was granted under Convio, Inc.'s 2009 Stock Incentive Plan. 3,520 of the options are vested and exercisable, and the remaining 3,520 options will be fully vested on 2/4/2011.
/s/ Jennifer Harris 05/05/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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