0000950103-21-020506.txt : 20211229 0000950103-21-020506.hdr.sgml : 20211229 20211229172231 ACCESSION NUMBER: 0000950103-21-020506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Roger CENTRAL INDEX KEY: 0001407339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 211529802 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 dp164321_4-johnson.xml FORM 4 X0306 4 2021-12-27 0 0001517006 Gatos Silver, Inc. GATO 0001407339 Johnson Roger C/O GATOS SILVER, INC. 8400 E. CRESCENT PARKWAY, SUITE 600 GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Financial Officer Employee Stock Option (Right to Buy) 10.47 2021-12-27 4 A 0 70500 0 A 2031-12-27 Common Stock 70500 70500 D These options were granted on December 27, 2021 and vest in three equal annual installments on each of December 27, 2022, December 27, 2023 and December 27, 2024. /s/ Adam Dubas, as Attorney-in Fact, for Roger Johnson 2021-12-29