0001406995-16-000008.txt : 20160506 0001406995-16-000008.hdr.sgml : 20160506 20160506121801 ACCESSION NUMBER: 0001406995-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 EFFECTIVENESS DATE: 20160506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cutter & CO Brokerage, Inc. CENTRAL INDEX KEY: 0001406995 IRS NUMBER: 431477566 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12698 FILM NUMBER: 161626769 BUSINESS ADDRESS: STREET 1: 15415 CLAYTON ROAD CITY: BALLWIN STATE: MO ZIP: 63011 BUSINESS PHONE: 636-537-8770 MAIL ADDRESS: STREET 1: 15415 CLAYTON ROAD CITY: BALLWIN STATE: MO ZIP: 63011 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001406995 XXXXXXXX 03-31-2016 03-31-2016 Cutter & CO Brokerage, Inc.
15415 CLAYTON ROAD BALLWIN MO 63011
13F HOLDINGS REPORT 028-12698 N
Deborah Castiglioni CEO 6365378770 Deborah Castiglioni Ballwin MO 05-06-2016 0 220 213790 false
INFORMATION TABLE 2 cutter13f03312016.xml AFLAC INC COM 001055102 264 4175 SH SOLE 0 0 0 AT T INC COM 00206R102 1006 25674 SH SOLE 0 0 0 ACCELERATE DIAGNOSTICS COM 00430H102 372 25885 SH SOLE 0 0 0 AES TR III 6.75% PFD COM 00808N202 1285 25432 SH SOLE 0 0 0 AGRIUM INC COM 008916108 1256 14221 SH SOLE 0 0 0 ALIBABA GRP HOLDING ADR COM 01609W102 1027 13000 SH SOLE 0 0 0 ALLERGAN PLC COM G0177J108 228 849 SH SOLE 0 0 0 ALLSTATE CORP COM 020002101 343 5090 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 1841 29387 SH SOLE 0 0 0 AMEREN CORP COM 023608102 240 4784 SH SOLE 0 0 0 AMERICAN AIRLINES GROUP COM 02376R102 482 11756 SH SOLE 0 0 0 AMERICAN STATES WTR CO COM 029899101 2214 56253 SH SOLE 0 0 0 AMERICAN WATER WORKS CO COM 030420103 5378 78015 SH SOLE 0 0 0 AMERISOURCEBERGEN CORP COM 03073E105 803 9278 SH SOLE 0 0 0 ANDERSONS INC COM 034164103 627 19971 SH SOLE 0 0 0 ANNALY CAPITAL MGMT REIT COM 035710409 104 10130 SH SOLE 0 0 0 APPLE INC COM 037833100 1488 13656 SH SOLE 0 0 0 AQUA AMERICA INC COM 03836W103 4943 155337 SH SOLE 0 0 0 ARTESIAN RESOURCES COM 043113208 3863 138145 SH SOLE 0 0 0 AUTOZONE INC COM 053332102 300 376 SH SOLE 0 0 0 BAIDU INC ADR COM 056752108 429 2250 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 293 21646 SH SOLE 0 0 0 BANK OF AMERICA 7.25% COM 060505682 979 860 SH SOLE 0 0 0 BERKSHIRE HATHAWAY CL A COM 084670108 213 1 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC B COM 084670702 11579 81610 SH SOLE 0 0 0 BIODELIVERY SCIENCE INTL COM 09060J106 124 38480 SH SOLE 0 0 0 BLACKROCK CR ALLOC INCM COM 092508100 263 20998 SH SOLE 0 0 0 BLACKROCK MUNIENH FD INC COM 09253Y100 369 29804 SH SOLE 0 0 0 BLACKROCK MUNIYLD QLTY III COM 09254E103 193 12782 SH SOLE 0 0 0 BLACKROCK MUNIYIELD QUAL COM 09254F100 215 13203 SH SOLE 0 0 0 BLACKROCK CORP H/Y FUND COM 09255P107 711 71317 SH SOLE 0 0 0 BOEING CO COM 097023105 687 5412 SH SOLE 0 0 0 BORG WARNER INC COM 099724106 342 8895 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 1332 20844 SH SOLE 0 0 0 BRITISH AMERN TOB PLC COM 110448107 293 2505 SH SOLE 0 0 0 BUCKEYE PARTNERS COM 118230101 268 3950 SH SOLE 0 0 0 CSX CORP COM 126408103 1063 41300 SH SOLE 0 0 0 CST BRANDS INC COM 12646R105 1287 33613 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 392 3778 SH SOLE 0 0 0 CA INC COM 12673P105 359 11645 SH SOLE 0 0 0 CAL MAINE FOODS INC COM 128030202 524 10097 SH SOLE 0 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 3020 113031 SH SOLE 0 0 0 CALPINE CORP COM 131347304 1764 116315 SH SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 1736 82984 SH SOLE 0 0 0 CENTERSTATE BANKS INC COM 15201P109 508 34100 SH SOLE 0 0 0 CENTRAIS ELC BRZ COM ADR COM 15234Q207 154 86345 SH SOLE 0 0 0 CENTRAL FEDERAL CORP NEW COM 15346Q202 74 55000 SH SOLE 0 0 0 CENTURY ALUMINUM COMPANY COM 156431108 265 37615 SH SOLE 0 0 0 CHESAPEAKE UTILS CORP COM 165303108 1621 25736 SH SOLE 0 0 0 CHEVRON CORPORATION COM 166764100 287 3013 SH SOLE 0 0 0 CHICAGO BRIDGE IRON NY COM 167250109 266 7260 SH SOLE 0 0 0 CHINA FINANCE ONLINE CO COM 169379104 51 10000 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 424 14903 SH SOLE 0 0 0 CLEAN ENERGY FUELS CORP COM 184499101 50 16950 SH SOLE 0 0 0 COCA COLA COMPANY COM 191216100 246 5307 SH SOLE 0 0 0 COHEN STEERS GLOBAL COM 19248M103 575 65544 SH SOLE 0 0 0 COMPASS MINERALS INTL COM 20451N101 2741 38687 SH SOLE 0 0 0 CONNECTICUT WATER SVC COM 207797101 5252 116454 SH SOLE 0 0 0 CORE-MARK HOLDING CO INC COM 218681104 204 2500 SH SOLE 0 0 0 CORNING INC COM 219350105 307 14700 SH SOLE 0 0 0 COWEN GROUP INC NEW CL A COM 223622101 99 25900 SH SOLE 0 0 0 CROWN CRAFTS INC COM 228309100 530 57300 SH SOLE 0 0 0 CTRIP.COM INTL LTD ADR COM 22943F100 443 10000 SH SOLE 0 0 0 CUBIC CORPORATION COMMON COM 229669106 1932 48336 SH SOLE 0 0 0 DCP MIDSTREAM PARTNERS COM 23311P100 487 17883 SH SOLE 0 0 0 DNP SELECT INCOME FUND INC COM 23325P104 210 21000 SH SOLE 0 0 0 DARDEN RESTAURANTS COM 237194105 453 6830 SH SOLE 0 0 0 DELTA AIR LINES INC NEW COM 247361702 613 12590 SH SOLE 0 0 0 DELTA NATURAL GAS CO INC COM 247748106 2210 95477 SH SOLE 0 0 0 DIAGEO PLC SPONS ADR NEW COM 25243Q205 2944 27296 SH SOLE 0 0 0 DISCOVER FINANCIAL COM 254709108 357 7007 SH SOLE 0 0 0 DOMTAR CORP NEW COM 257559203 364 8990 SH SOLE 0 0 0 ETFS PHYSICAL PRECS ETF COM 26922W109 305 5150 SH SOLE 0 0 0 EXCO RESOURCES INC COM 269279402 13 12702 SH SOLE 0 0 0 EASTERLY GOVERNMENT COM 27616P103 501 27068 SH SOLE 0 0 0 EATON VANCE TAX-MANAGED COM 27828Y108 194 13226 SH SOLE 0 0 0 EDISON INTL COM 281020107 385 5360 SH SOLE 0 0 0 ELEPHANT TALK COMM INC COM 286202205 39 177655 SH SOLE 0 0 0 ENABLE MIDSTREAM PTNRS COM 292480100 1164 135998 SH SOLE 0 0 0 ENBRIDGE ENERGY MNGT LLC COM 29250X103 2420 134827 SH SOLE 0 0 0 ENTERPRISE PRODUCTS COM 293792107 3181 129214 SH SOLE 0 0 0 ENZO BIOCHEM INC COM 294100102 60 13203 SH SOLE 0 0 0 ERIN ENERGY CORP COM 295625107 71 37530 SH SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 951 13845 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 641 7667 SH SOLE 0 0 0 FMC CORP NEW COM 302491303 2010 49789 SH SOLE 0 0 0 FACEBOOK INC CLASS A COM 30303M102 2541 22270 SH SOLE 0 0 0 FIRST MAJESTIC SILVER COM 32076V103 87 13422 SH SOLE 0 0 0 FIRST SOLAR INC COM 336433107 286 4175 SH SOLE 0 0 0 FIRST TR MRNSTR DIV ETF COM 336917109 231 9000 SH SOLE 0 0 0 FIRST TR ENERGY INCM FD COM 33738G104 1898 81401 SH SOLE 0 0 0 FIRST TR DORSEY ETF COM 33738R605 1080 49976 SH SOLE 0 0 0 FISERV INC COM 337738108 431 4200 SH SOLE 0 0 0 FORD MOTOR COMPANY COM 345370860 237 17550 SH SOLE 0 0 0 GNC HOLDINGS INC COM 36191G107 234 7365 SH SOLE 0 0 0 GABELLI DIVIDEND COM 36242H104 265 14362 SH SOLE 0 0 0 GALECTIN THERAPEUTICS COM 363225202 45 31500 SH SOLE 0 0 0 GENERAL ELECTRIC COMPANY COM 369604103 648 20388 SH SOLE 0 0 0 GENL MILLS INC COM 370334104 444 7015 SH SOLE 0 0 0 GENESEE WYOMING INC COM 371559105 1101 17560 SH SOLE 0 0 0 GENESIS ENERGY LP COM 371927104 324 10180 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 2088 22727 SH SOLE 0 0 0 GLAXOSMITHKLINE PLC-ADR COM 37733W105 890 21959 SH SOLE 0 0 0 HALYARD HEALTH INC COM 40650V100 2234 77770 SH SOLE 0 0 0 HAVERTY FURNITURE COMPANY INC COM 419596101 334 15800 SH SOLE 0 0 0 HAWKINS INC COM 420261109 249 6895 SH SOLE 0 0 0 HOLOGIC INC COM 436440101 411 11905 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 388 2910 SH SOLE 0 0 0 HUNTINGTON BANCSHARES IN COM 446150104 338 35442 SH SOLE 0 0 0 IMS HEALTH HOLDINGS INC COM 44970B109 252 9480 SH SOLE 0 0 0 ILL TOOL WORKS INC COM 452308109 312 3041 SH SOLE 0 0 0 INTEL CORP COM 458140100 596 18433 SH SOLE 0 0 0 INTELLICHECK MOBILISA COM 45817G201 33 20812 SH SOLE 0 0 0 INTL BUSINESS MACH CORP COM 459200101 732 4832 SH SOLE 0 0 0 INTREPID POTASH INC COM 46121Y102 39 35338 SH SOLE 0 0 0 INVENTURE FOODS INC COM 461212102 428 75800 SH SOLE 0 0 0 INTREXON CORP COM 46122T102 218 6425 SH SOLE 0 0 0 INVESCO TR INVT GRD MUNS COM 46131M106 177 12635 SH SOLE 0 0 0 ISHARES S P M/C 400 ETF COM 464287606 476 2928 SH SOLE 0 0 0 ISHARES U.S. CONSMR ETF COM 464287580 276 1890 SH SOLE 0 0 0 ISHARES U.S. TECH ETF COM 464287721 336 3101 SH SOLE 0 0 0 ISHS U.S. HEALTHCARE ETF COM 464287762 308 2191 SH SOLE 0 0 0 ISHARES S P S/C 600 ETF COM 464287887 299 2408 SH SOLE 0 0 0 ITC HOLDINGS CORP COM 465685105 257 5910 SH SOLE 0 0 0 JPMORGAN CHASE CO COM 46625H100 448 7562 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 2601 24037 SH SOLE 0 0 0 KANSAS CITY SOUTHERN COM 485170302 2428 28410 SH SOLE 0 0 0 KENNEDY-WILSON HOLDINGS COM 489398107 6270 286304 SH SOLE 0 0 0 KEYCORP NEW COM 493267108 137 12406 SH SOLE 0 0 0 KIMBERLY-CLARK CORP COM 494368103 323 2400 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 1416 79296 SH SOLE 0 0 0 KINDER MORGAN WTS COM 49456B119 1 22868 SH SOLE 0 0 0 KROGER COMPANY COMMON COM 501044101 1189 31098 SH SOLE 0 0 0 LCNB CORP COM 50181P100 301 18718 SH SOLE 0 0 0 LRAD CORP COM 50213V109 19 11500 SH SOLE 0 0 0 LACLEDE GROUP INC COM 505597104 2587 38183 SH SOLE 0 0 0 LAM RESEARCH CORPORATION COM 512807108 370 4480 SH SOLE 0 0 0 LANDEC CORP DE COM 514766104 310 29500 SH SOLE 0 0 0 LEGGETT & PLATT INC COM 524660107 455 9400 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 828 3736 SH SOLE 0 0 0 MFA FINANCIAL INC COM 55272X102 91 13251 SH SOLE 0 0 0 MFC BANCORP LTD COM 55278T105 511 257876 SH SOLE 0 0 0 MACY'S INC COM 55616P104 410 9301 SH SOLE 0 0 0 MAGELLAN MIDSTREAM PRTNS COM 559080106 897 13033 SH SOLE 0 0 0 MARKET VECTORS HIGH ETF COM 57060U878 284 9056 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 260 2067 SH SOLE 0 0 0 MEDTRONIC PLC COM G5960L103 2729 36392 SH SOLE 0 0 0 MERCK CO INC NEW COM 58933Y105 421 7957 SH SOLE 0 0 0 MEREDITH CORP COM 589433101 373 7850 SH SOLE 0 0 0 METLIFE INC COM 59156R108 341 7757 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 692 12532 SH SOLE 0 0 0 MIDDLESEX WATER CO COM 596680108 3069 99471 SH SOLE 0 0 0 MIMEDX GROUP INC COM 602496101 176 20150 SH SOLE 0 0 0 MONMOUTH REAL ESTATE *INVESTMENT CORP COM 609720107 299 25168 SH SOLE 0 0 0 MOSAIC COMPANY COM 61945C103 1578 58449 SH SOLE 0 0 0 MURPHY USA INC COM 626755102 6587 107185 SH SOLE 0 0 0 NATIONAL OILWELL VARCO COM 637071101 382 12278 SH SOLE 0 0 0 NEWELL RUBBERMAID INC COM 651229106 420 9482 SH SOLE 0 0 0 NOKIA CORP SPONSORED ADR COM 654902204 90 15242 SH SOLE 0 0 0 NOVARTIS AG COM 66987V109 817 11276 SH SOLE 0 0 0 NOVO NORDISK A S ADR COM 670100205 5420 100013 SH SOLE 0 0 0 NOW INC COM 67011P100 370 20883 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 241 6750 SH SOLE 0 0 0 NUVEEN PREFERRED INCOME COM 67073B106 873 93239 SH SOLE 0 0 0 NUVEEN MUN OPPTY FD INC COM 670984103 215 14579 SH SOLE 0 0 0 OFG BANCORP COM 67103X102 174 24876 SH SOLE 0 0 0 OFFICE DEPOT INC COM 676220106 132 18900 SH SOLE 0 0 0 OHR PHARMACEUTICAL INC COM 67778H200 153 47575 SH SOLE 0 0 0 ONEOK PARTNERS L P COM 68268N103 2210 70368 SH SOLE 0 0 0 ORITANI FINANCIAL CORP COM 68633D103 323 19018 SH SOLE 0 0 0 PEMBINA PIPELINE CORP COM 706327103 634 23497 SH SOLE 0 0 0 PEPSICO INCORPORATED COM 713448108 2980 29079 SH SOLE 0 0 0 PERRIGO CO PLC COM G97822103 316 2470 SH SOLE 0 0 0 PFIZER INCORPORATED COM 717081103 1684 56825 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 456 4648 SH SOLE 0 0 0 PLAINS ALL AMERICAN COM 726503105 340 16220 SH SOLE 0 0 0 PLAINS GP HOLDINGS LP COM 72651A108 612 70437 SH SOLE 0 0 0 POTASH CORP OF SASK INC COM 73755L107 1166 68481 SH SOLE 0 0 0 POWERSHARES QQQ SER1 ETF COM 73935A104 455 4162 SH SOLE 0 0 0 POWERSHARES PREFERED PORT ETF COM 73936T565 1400 93847 SH SOLE 0 0 0 PROCTER GAMBLE CO COM 742718109 208 2527 SH SOLE 0 0 0 PROVECTUS COM 74373P108 32 84500 SH SOLE 0 0 0 PUB SVC ENTERPRISE COM 744573106 416 8821 SH SOLE 0 0 0 PUTNAM MNGD MUNI INCM TR COM 746823103 101 13153 SH SOLE 0 0 0 QUICKLOGIC CORP COM 74837P108 11 10000 SH SOLE 0 0 0 RGC RESOURCES INC COM 74955L103 1748 80854 SH SOLE 0 0 0 RAYONIER INC COM 754907103 607 24585 SH SOLE 0 0 0 REMARK MEDIA INC COM 75954W107 378 79989 SH SOLE 0 0 0 REYNOLDS AMERICAN INC COM 761713106 1368 27188 SH SOLE 0 0 0 ROCKWELL MEDICAL INC COM 774374102 208 27725 SH SOLE 0 0 0 ROYAL DUTCH SHL ADR CL A COM 780259206 531 10961 SH SOLE 0 0 0 SB FINANCIAL GRP INC COM 78408D105 127 12300 SH SOLE 0 0 0 S J W CORP COM 784305104 6056 166607 SH SOLE 0 0 0 SPDR S P 500 TRUST ETF COM 78462F103 500 2433 SH SOLE 0 0 0 SPDR DOW JONES INDL ETF COM 78467X109 540 3054 SH SOLE 0 0 0 S W SEED CO COM 785135104 1798 430082 SH SOLE 0 0 0 SEMPRA ENERGY COM 816851109 1525 14660 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 260 915 SH SOLE 0 0 0 SIERRA WIRELESS COM 826516106 159 10920 SH SOLE 0 0 0 SO JERSEY IND INC COM 838518108 3294 115767 SH SOLE 0 0 0 SOUTHERN COMPANY COM 842587107 255 4921 SH SOLE 0 0 0 SPECTRA ENERGY CORP COM 847560109 991 32385 SH SOLE 0 0 0 SPECTRUM BRANDS INC NEW COM 84763R101 282 2585 SH SOLE 0 0 0 STANLEY BLACK DECKER COM 854502101 264 2510 SH SOLE 0 0 0 STAPLES INC COM 855030102 119 10800 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 238 3992 SH SOLE 0 0 0 TARGET CORP COM 87612E106 565 6870 SH SOLE 0 0 0 TELEPHONE DATA SYS INC COM 879433829 1177 39101 SH SOLE 0 0 0 3D SYS CORP DEL NEW COM 88554D205 199 12860 SH SOLE 0 0 0 TORTOISE ENERGY INFRA COM 89147L100 1492 60661 SH SOLE 0 0 0 TRANSGLOBE ENERGY CORP COM 893662106 124 74412 SH SOLE 0 0 0 TRINITY PLACE HLDGS INC COM 89656D101 233 33800 SH SOLE 0 0 0 TRIPADVISOR INC COM 896945201 299 4500 SH SOLE 0 0 0 UMH PROPERTIES INC * COM 903002103 197 19900 SH SOLE 0 0 0 ULTRA CLEAN HOLDINGS COM 90385V107 154 28689 SH SOLE 0 0 0 UNION PACIFIC CORP COM 907818108 1259 15826 SH SOLE 0 0 0 UNITED STATES OIL LP ETF COM 91232N108 165 17000 SH SOLE 0 0 0 UNUM GROUP COM 91529Y106 255 8247 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 382 5953 SH SOLE 0 0 0 VALMONT INDS INC COM 920253101 5510 44491 SH SOLE 0 0 0 VANGUARD REIT ETF COM 922908553 220 2622 SH SOLE 0 0 0 VERIZON COMMUNICATIONS COM 92343V104 1095 20247 SH SOLE 0 0 0 VERMILLION INC COM 92407M206 31 21300 SH SOLE 0 0 0 VERSAR INC COM 925297103 93 38600 SH SOLE 0 0 0 VILLAGE SUPER MKT INC CLASS A NEW COM 927107409 217 8998 SH SOLE 0 0 0 VIRNETX HOLDING CORP COM 92823T108 167 36350 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 556 8117 SH SOLE 0 0 0 WALGREENS BOOTS COM 931427108 477 5665 SH SOLE 0 0 0 WELLS FARGO CO 7.5% A COM 949746804 1363 1131 SH SOLE 0 0 0 WELLTOWER INC COM 95040Q104 407 5872 SH SOLE 0 0 0 WESCO AIRCRAFT HOLDINGS COM 950814103 863 59975 SH SOLE 0 0 0 WESTERN ASST HI INC FND COM 95766K109 67 14288 SH SOLE 0 0 0 WILLI G FOOD INTL LTD SHS COM M52523103 67 17950 SH SOLE 0 0 0 WISDOMTREE INVESTMENTS COM 97717P104 259 22700 SH SOLE 0 0 0 WORKHORSE GRP INC COM 98138J206 309 33700 SH SOLE 0 0 0 WPX ENERGY INC COM 98212B103 633 90569 SH SOLE 0 0 0 XPLORE TECHNOLOGIES CORP COM 983950700 58 16600 SH SOLE 0 0 0 XEROX CORP COM 984121103 237 21250 SH SOLE 0 0 0 YAHOO INC COM 984332106 258 7000 SH SOLE 0 0 0 YUM BRANDS INC COM 988498101 1094 13369 SH SOLE 0 0 0