0001406666-24-000008.txt : 20240215 0001406666-24-000008.hdr.sgml : 20240215 20240215153224 ACCESSION NUMBER: 0001406666-24-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240214 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weening Michael CENTRAL INDEX KEY: 0001678385 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 24643534 MAIL ADDRESS: STREET 1: 1035 N. MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954-1173 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] ORGANIZATION NAME: 06 Technology IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wk-form4_1708029134.xml FORM 4 X0508 4 2024-02-14 0 0001406666 CALIX, INC (CALX) 0001678385 Weening Michael C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 1 0 0 President & CEO 0 Common Stock 2024-02-14 5 A 0 E 777 29.478 A 15462 D The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2023 through February 14, 2024. This transaction is exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 14, 2024, the last trading day of the purchase period. /s/ Tom Gemetti as Attorney-in-Fact for Michael Weening 2024-02-15