0001406666-23-000009.txt : 20230130
0001406666-23-000009.hdr.sgml : 20230130
20230130185619
ACCESSION NUMBER: 0001406666-23-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230130
FILED AS OF DATE: 20230130
DATE AS OF CHANGE: 20230130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russo Carl
CENTRAL INDEX KEY: 0001483757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 23569621
MAIL ADDRESS:
STREET 1: C/O CALIX NETWORKS, INC.
STREET 2: 1035 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-514-3000
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4
1
wf-form4_167512296148588.xml
FORM 4
X0306
4
2023-01-30
0
0001406666
CALIX, INC
(CALX)
0001483757
Russo Carl
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE
CA
95134
1
0
1
0
Chairman
Common Stock
2023-01-30
4
M
0
200000
8.41
A
3628381
D
Common Stock
2239188
I
See Footnote
Common Stock
284653
I
See Footnote
Common Stock
275633
I
See Footnote
Stock Option (right to buy)
8.41
2023-01-30
4
M
0
200000
0
D
2023-02-21
Common Stock
200000.0
0
D
Shares held by The Crescentico Trust, Carl Russo, Trustee.
Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
100% of the shares subject to the option were fully vested and exercisable on February 21, 2017.
/s/ Tom Gemetti as Attorney-in-Fact for Carl Russo.
2023-01-30