0001406666-23-000009.txt : 20230130 0001406666-23-000009.hdr.sgml : 20230130 20230130185619 ACCESSION NUMBER: 0001406666-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russo Carl CENTRAL INDEX KEY: 0001483757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 23569621 MAIL ADDRESS: STREET 1: C/O CALIX NETWORKS, INC. STREET 2: 1035 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_167512296148588.xml FORM 4 X0306 4 2023-01-30 0 0001406666 CALIX, INC (CALX) 0001483757 Russo Carl C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 0 1 0 Chairman Common Stock 2023-01-30 4 M 0 200000 8.41 A 3628381 D Common Stock 2239188 I See Footnote Common Stock 284653 I See Footnote Common Stock 275633 I See Footnote Stock Option (right to buy) 8.41 2023-01-30 4 M 0 200000 0 D 2023-02-21 Common Stock 200000.0 0 D Shares held by The Crescentico Trust, Carl Russo, Trustee. Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. 100% of the shares subject to the option were fully vested and exercisable on February 21, 2017. /s/ Tom Gemetti as Attorney-in-Fact for Carl Russo. 2023-01-30