0001406666-17-000002.txt : 20170113 0001406666-17-000002.hdr.sgml : 20170113 20170113200347 ACCESSION NUMBER: 0001406666-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170112 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 BUSINESS PHONE: 707-766-3000 MAIL ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russo Carl CENTRAL INDEX KEY: 0001483757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 17528928 MAIL ADDRESS: STREET 1: C/O CALIX NETWORKS, INC. STREET 2: 1035 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 4 1 wf-form4_148435581500662.xml FORM 4 X0306 4 2017-01-12 0 0001406666 CALIX, INC (CALX) 0001483757 Russo Carl C/O CALIX, INC. 1035 N. MCDOWELL BLVD. PETALUMA CA 94954 1 1 1 0 President & CEO Common Stock 2017-01-12 4 P 0 16 6.95 A 3328381 D Common Stock 2239188 I See Footnote Common Stock 284653 I See Footnote Common Stock 275633 I See Footnote The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Shares held by The Crescentico Trust, Carl Russo, Trustee. Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. /s/ Rhonda McPherson, as Attorney-in-Fact for Carl Russo. 2017-01-13