0001406666-17-000002.txt : 20170113
0001406666-17-000002.hdr.sgml : 20170113
20170113200347
ACCESSION NUMBER: 0001406666-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170112
FILED AS OF DATE: 20170113
DATE AS OF CHANGE: 20170113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1035 N MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 95954
BUSINESS PHONE: 707-766-3000
MAIL ADDRESS:
STREET 1: 1035 N MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 95954
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russo Carl
CENTRAL INDEX KEY: 0001483757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 17528928
MAIL ADDRESS:
STREET 1: C/O CALIX NETWORKS, INC.
STREET 2: 1035 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
4
1
wf-form4_148435581500662.xml
FORM 4
X0306
4
2017-01-12
0
0001406666
CALIX, INC
(CALX)
0001483757
Russo Carl
C/O CALIX, INC.
1035 N. MCDOWELL BLVD.
PETALUMA
CA
94954
1
1
1
0
President & CEO
Common Stock
2017-01-12
4
P
0
16
6.95
A
3328381
D
Common Stock
2239188
I
See Footnote
Common Stock
284653
I
See Footnote
Common Stock
275633
I
See Footnote
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Shares held by The Crescentico Trust, Carl Russo, Trustee.
Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
/s/ Rhonda McPherson, as Attorney-in-Fact for Carl Russo.
2017-01-13