0001498115-18-000012.txt : 20181119 0001498115-18-000012.hdr.sgml : 20181119 20181119210331 ACCESSION NUMBER: 0001498115-18-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAdam Timothy P CENTRAL INDEX KEY: 0001498115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181194092 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall Christopher P CENTRAL INDEX KEY: 0001440008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181194093 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yuan David CENTRAL INDEX KEY: 0001406509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181194094 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alarm.com Holdings, Inc. CENTRAL INDEX KEY: 0001459200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264247032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 877-389-4033 MAIL ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0001459200 Alarm.com Holdings, Inc. ALRM 0001498115 McAdam Timothy P C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 May be part of a 13(d) group 0001440008 Marshall Christopher P C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001406509 Yuan David C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group Common Stock 2018-09-06 5 G 0 2000 0 D 74823 I Timothy P. McAdam Common Stock 2018-09-06 5 G 0 10611 0 D 0 I Yuan Family Trust dated 9/22/2006 Common Stock 2018-09-06 5 G 0 22500 0 D 56242 I Marshall Carroll 2000 Trust Common Stock 2018-11-15 4 S 0 22500 47.82 D 33742 I Marshall Carroll 2000 Trust Common Stock 5309108 I TCV VII, L.P. Common Stock 2757144 I TCV VII (A), L.P. Common Stock 50199 I TCV Member Fund, L.P. Common Stock 7161 I TCV VII Management, L.L.C. Common Stock 931 I Marshall Partners Represents a gift/charitable donation effective 09/06/2018. Not a market transaction thus no price is reported. No value was received in return for the gifted shares. Shares are held directly by Timothy P. McAdam. David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares contributed by the reporting person to an exchange fund in return for shares of the exchange fund. The exchange fund closed on November 15, 2018 and the common stock was contributed on that date. The common stock was valued at $47.82 per share, the market closing price for the day prior to the closing date, for purposes of determining the number of shares of the exchange fund issued to the reporting person. These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Christopher P. Marshall, David L. Yuan, and five other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Christopher P. Marshall and five other individuals (collectively, the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Frederic D. Fenton, Authorized Signatory for Timothy P. McAdam 2018-11-19 Frederic D. Fenton, Authorized Signatory for Christopher P. Marshall 2018-11-19 Frederic D. Fenton, Authorized Signatory for David L. Yuan 2018-11-19