-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+tdC1Fd0JOmb1ltNzXdtimW1eD5wr7gJBvunZ84y2ep7v9N8cHx+x1ZosG8Qh13 IlVas6gMxxWngWe0BcvYlw== 0001406484-10-000012.txt : 20101115 0001406484-10-000012.hdr.sgml : 20101115 20101115131904 ACCESSION NUMBER: 0001406484-10-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Partners, LLC CENTRAL INDEX KEY: 0001406484 IRS NUMBER: 203760303 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12901 FILM NUMBER: 101190824 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 389-8760 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 harvey13f093010.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ------------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvey Partners, LLC Address: 610 Fifth Avenue Suite 311 New York, NY 10020 Form 13F File Number: 28-12901 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey C. Moskowitz Title: Managing Member Phone: (212) 782-3737 Signature, Place, and Date of Signing: /S/ Jeffrey C. Moskowitz New York, NY 11/15/10 - ------------------------------------- -------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holding of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------- Form 13F Information Table Entry Total: 71 ----------------- Form 13F Information Table Value Total: $ 197,233 ----------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Harvey Partners, LLC FORM 13F AS OF DATE: 9/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AAR CORP COM 000361105 2892 155000 SH SOLE 155000 0 0 ACME PACKET INC PUT 004764956 42 800 SH PUT SOLE 800 0 0 ACTUATE CORP COM 00508B102 425 82500 SH SOLE 82500 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 1994 199408 SH SOLE 199408 0 0 ARBITRON INC COM 03875Q108 2698 96470 SH SOLE 96470 0 0 ASHLAND INC. NEW COM 044209104 2139 43850 SH SOLE 43850 0 0 AUDIOCODES LTD ORD M15342104 1130 289700 SH SOLE 289700 0 0 CALAMP CORP COM 128126109 661 257364 SH SOLE 257364 0 0 CHART INDS INC COM PAR $.01 16115Q308 7228 355000 SH SOLE 355000 0 0 CVR ENERGY INC COM 12662P108 5053 612500 SH SOLE 612500 0 0 DANA HOLDING CORP COM 235825205 4263 345996 SH SOLE 345996 0 0 DIVX INC COM 255413106 1132 118783 SH SOLE 118783 0 0 DOMTAR CORP COM NEW 257559203 4259 65950 SH SOLE 65950 0 0 DOUGLAS DYNAMICS INC COM 25960R105 6175 500000 SH SOLE 500000 0 0 EASTMAN KODAK CO CALL 277461909 171 6000 SH CALL SOLE 6000 0 0 ENPRO INDS INC COM 29355X107 8915 285000 SH SOLE 285000 0 0 ENTEGRIS INC COM 29362U104 7822 1675000 SH SOLE 1675000 0 0 ENTEGRIS INC CALL 29362U904 33 1211 SH CALL SOLE 1211 0 0 FSI INTL INC COM 302633102 958 360160 SH SOLE 360160 0 0 GLOBALOPTIONS GROUP INC COM NEW 37946D209 1409 680790 SH SOLE 680790 0 0 GRAFTECH INTL LTD COM 384313102 3126 200000 SH SOLE 200000 0 0 GRAHAM CORP COM 384556106 3492 225000 SH SOLE 225000 0 0 GRANITE CONSTR INC COM 387328107 2899 127500 SH SOLE 127500 0 0 GRANITE CONSTR INC CALL 387328907 628 5975 SH CALL SOLE 5975 0 0 HANESBRANDS INC COM 410345102 1086 42000 SH SOLE 42000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 4388 750000 SH SOLE 750000 0 0 INTEGRATED DEVICE TECHNOLOGY CALL 458118906 319 7505 SH CALL SOLE 7505 0 0 ISHARES TR PUT 464287955 152 3500 SH PUT SOLE 3500 0 0 KNOT INC COM 499184109 3880 425000 SH SOLE 425000 0 0 KULICKE & SOFFA INDS INC CALL 501242901 352 6525 SH CALL SOLE 6525 0 0 LANDEC CORP COM 514766104 2962 477000 SH SOLE 477000 0 0 LIBBEY INC COM 529898108 5597 425000 SH SOLE 425000 0 0 LOGMEIN INC COM 54142L109 4534 126003 SH SOLE 126003 0 0 MAGMA DESIGN AUTOMATION COM 559181102 1073 290000 SH SOLE 290000 0 0 MATTSON TECHNOLOGY INC COM 577223100 3188 1159323 SH SOLE 1159323 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 4050 128760 SH SOLE 128760 0 0 MICROSOFT CORP COM 594918104 760 31053 SH SOLE 31053 0 0 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 2871 369520 SH SOLE 369520 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 1533 837500 SH SOLE 837500 0 0 OIL DRI CORP AMER COM 677864100 5066 235500 SH SOLE 235500 0 0 OPENTABLE INC PUT 68372A954 137 2300 SH PUT SOLE 2300 0 0 PILGRIMS PRIDE CORP NEW CALL 72147K908 51 1370 SH CALL SOLE 1370 0 0 QUANTUM CORP COM DSSG 747906204 3816 1800000 SH SOLE 1800000 0 0 RADIAN GROUP INC COM 750236101 1372 175400 SH SOLE 175400 0 0 RESEARCH IN MOTION LTD COM 760975102 2206 45309 SH SOLE 45309 0 0 ROGERS CORP COM 775133101 9516 302300 SH SOLE 302300 0 0 SANMINA SCI CORP COM NEW 800907206 2123 175784 SH SOLE 175784 0 0 SCHIFF NUTRITION INTL INC COM 806693107 4141 505000 SH SOLE 505000 0 0 SEAGATE TECHNOLOGY SHS G7945M107 5931 503714 SH SOLE 503714 0 0 SEMICONDUCTOR HLDRS TR PUT 816636953 2 150 SH PUT SOLE 150 0 0 SILICON IMAGE INC COM 82705T102 8246 1725000 SH SOLE 1725000 0 0 SILICON IMAGE INC CALL 82705T902 14 350 SH CALL SOLE 350 0 0 SOLUTIA INC COM NEW 834376501 3741 233514 SH SOLE 233514 0 0 SONOCO PRODS CO COM 835495102 5150 154000 SH SOLE 154000 0 0 SUNCOR ENERGY INC NEW COM 867224107 2750 84500 SH SOLE 84500 0 0 SUNOCO INC COM 86764P109 5847 160200 SH SOLE 160200 0 0 TECHNITROL INC COM 878555101 4520 1025000 SH SOLE 1025000 0 0 TERRA NOVA RTY CORP COM 88102D103 5036 675000 SH SOLE 675000 0 0 TESORO CORP COM 881609101 2672 200000 SH SOLE 200000 0 0 TESORO CORP CALL 881609901 238 2500 SH CALL SOLE 2500 0 0 TRIQUINT SEMICONDUCTOR INC PUT 89674K953 24 1625 SH PUT SOLE 1625 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 5819 675000 SH SOLE 675000 0 0 URBAN OUTFITTERS INC COM 917047102 2413 76738 SH SOLE 76738 0 0 VASCO DATA SEC INTL INC COM 92230Y104 1040 160000 SH SOLE 160000 0 0 VASCO DATA SEC INTL INC CALL 92230Y904 6 100 SH CALL SOLE 100 0 0 VERISK ANALYTICS INC CL A 92345Y106 2801 100000 SH SOLE 100000 0 0 WEBSENSE INC PUT 947684956 118 500 SH PUT SOLE 500 0 0 WESTERN DIGITAL CORP CALL 958102905 350 1907 SH CALL SOLE 1907 0 0 WESTERN REFNG INC COM 959319104 4140 790000 SH SOLE 790000 0 0 WOODWARD GOVERNOR CO COM 980745103 861 26567 SH SOLE 26567 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 797 57268 SH SOLE 57268 0 0
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