0001181431-13-059291.txt : 20131115 0001181431-13-059291.hdr.sgml : 20131115 20131115181801 ACCESSION NUMBER: 0001181431-13-059291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Robin CENTRAL INDEX KEY: 0001406086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 131224992 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 rrd395356.xml R HUGHES STOCK SALE NOV 2013 X0306 4 2013-11-13 0 0000718937 STAAR SURGICAL CO STAA 0001406086 Hughes Robin 1911 WALKER AVE MONROVIA CA 91016 0 1 0 0 Vice President, R&D Common Stock 2013-11-13 4 S 0 29053 12.8334 D 48500 D Includes 22,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to 7,500 of the PARS on March 15, 2014, March 2, 2015, and March 4, 2016, respectively, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.98 inclusive. This Form 4 reflects the sale by Mr. Hughes of currently held Common Stock of the Company. /s/Samuel Gesten as Attorney-in-Fact for Robin Hughes 2013-11-15