0001968582-23-000689.txt : 20231121 0001968582-23-000689.hdr.sgml : 20231121 20231121162017 ACCESSION NUMBER: 0001968582-23-000689 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 231428386 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sepulveda Carlos M CENTRAL INDEX KEY: 0001405703 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 3900 DALLAS PARKWAY STREET 2: SUITE 500 CITY: PLANO STATE: TX ZIP: 75093 144 1 primary_doc.xml 144 0001405703 XXXXXXXX LIVE 0001539638 Triumph Financial, Inc. 001-36722 12700 Park Central Drive, Suite 1700 Dallas TX 75251 214-365-6900 Carlos Sepulveda Affiliate Common Stock J.P. Morgan Securities LLC

390 Madison Avenue - 6th Floor New York NY 10017

21500 1505000 23291711 11/21/2023 NASDAQ Common Stock 01/28/2013 Purchased from company in PPM Issuer N 21500 01/28/2013 Cash Y 11/21/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Carlos Sepulveda